Head of Compliance, Asset Management, $1.5mil base recruitment
The Company Our client is a reputatable Asset Management with retail funds and specializes public funds ranging from retail to institutional clients. They are now seeking a Head of Compliance to be based in Hong Kong covering the Greater China region. The Role Reporting to the Regional Head of Compliance, you will be responsible for the following duties managing a team of 5-6: • Promote, facilitate, implement, monitor the investment compliance of MPF funds, retail funds and advisory mandates; • Review marketing materials and investment management agreements; • Review, monitor and recommend Read more […]
CUSTOMER SERVICE ASSOCIATE recruitment
Responsibilitiesresponsible for prompt and effective call resolution to all questions and issues raised by customersresponsible for customer escalations that can not be directly managed by the front-line teamwork closely with the Head of Customer Service to ensure service quality is upheld and constantly improvedensure customer engagements are in line with regulatory, compliance and operational policiesdrive innovative customer appreciation programscreate an open flow of communication and aim to build a long term relationship between the team and customersoversee the implementation and management Read more […]
Charles River Senior Implementation Consultant Business Analyst recruitment
Key skills: Charles River IMS, C#, Java, SQL Business analysis, Implementation, Equity, Fixed IncomeExcellent Consulting assignment with a Global Asset management firm who are implementing Charles River across equity, Fixed Income and derivatives trading desks.Must be an expert in Charles River IMS, excellent business requirement gathering and domain knowledge of Equity and Fixed Income is essential.Knowledge of APAC market complexities and trading rules and regulations would be preferred. Successful candidate will have a minimum of one Regional implementation of Charles River as a Business Read more […]
Portfolio Manager, Hedge Fund recruitment
Responsibilities Establish strategies and make investment decisions to meet annual target Articulate investment ideas and opportunities to clients and investment teams Extensive research in APAC market outlook and adapt investment strategies Participate in meetings to discuss and review portfolio positioning, allocation, risk metrics and contribution Requirements Degree holder or above from top tier universities with major in Finance, Economics or related disciplines CFA qualification is a must Candidates with experience in established hedge funds or prop trading desk as a senior investment professional. Read more […]
Senior Product Specialist recruitment
The Company Our client is one of the world’s largest emerging markets asset managers and they are currently looking for a senior product specialist to join their APAC product team The Role Reporting to the Head of Product you will be responsible for the development of Wealth solution and be the liaison between Wealth clients and the investment team to ensure that the client is receiving the service and performance they expect and that the investment team clearly understands the goals and objectives of the clients. You will also be the main key player in supporting Multi-Asset products in the Read more […]
Technical Analyst – Buyside recruitment
Our client is an international market leading investment management firm, with a strong and well established Asian franchise. They are looking to hire a technically savvy young individual to work within a technical investment research role. This Hong Kong based position will work and support a small investment team, focused on producing technical research reports, input market data of the Asian markets for mainly equities, and present the findings. Strong presentation skills is key. To apply you need to have 2-4 years of experience gained within an investment research team either on the buy side Read more […]
Responsible Officer – Asset Management recruitment
Part of senior management teamStable company with low turnover ratePart of a growing organization with strong presence in Asia PacificResponsibilities:You are overall responsible for managing an asset management firm. You will need to manage global fixed income products, such as interest rate swaps, currency swaps, loans, bonds, etc and assist in formulating investment policy, strategy and asset allocation.Your core responsibilities will include supervising type 9 regulated activities as well as overseeing the daily operations of the asset management team.You will also need to set AUM targets and Read more […]
Receptionist/Administration – Financial Services recruitment
The Company An opportunity exists for an experienced Receptionist/Administrator who is looking for your next challenge. This long established financial institution is now recruiting for a bright and efficient individual who can strengthen their existing receptionist/administration skills and provide immediate support to the company. The Role • Being the first point of contact to clients – meet and greet all visitors • Ensuring the smooth operation of reception – answer all incoming calls using switchboard • Maintaining the reception area in a tidy manner and arrange booking meeting rooms Read more […]
VP, RFP recruitment
ResponsibilitiesProvide sales support to Asia institutional sales team during the business development process Work closely with professionals in the worldwide offices of the company for developing guidelines and procedures on RFP completionProvide coaching and support to the junior members of the team for completing RFPs in a professional manner within compliance framework Liaise with relevant departments to coordinate information responsesDevelop and maintain database on funds and company services, strategies, etc.Work closely with head office to develop consistent global messaging, content and Read more […]
Senior Compliance Manager recruitment
The main duties for this role include:- Assisting the Chief Compliance Officer and the Compliance Director across all compliance areas.- Oversee and supervise the compliance function in the overseas offices, which includes joint ventures.- Supervise and manage the regulatory compliance related to licenses and registration in overseas jurisdictions i.e. US.- Manage and implement regulatory frameworks, policies and procedures which affect the group.- Advise Senior Management and handle enquiries from other departments on all compliance related issues.- Keep up to date on all regulatory changes and Read more […]