Compliance Director – VP recruitment
You will help the organisation working closely with the compliance officers in identifying and mitigating those compliance risks identified .You will also be responsible for preparing report for senior management and review reports from compliance officers. You will pro actively keep track of regional regulatory changes and its impact to the group’s risk exposure and update the policies, procedure and process accordingly.You will take active interest in training staff and being the point of contact for compliance queries, while actively liaising with the banking and financial regulatory authorities Read more […]
Compliance Director / Head of Compliance, Private Equity Firm, $1.5 – $2 mill. b recruitment
The Company Our client is one of the leading private equity firm with a strong reputation in the region; they are renowned for providing excellent career prospect and work exposure for their employees. The Role Reporting to the COO, you will be responsible for the following duties: Setup the compliance function within the region. Draft and establish compliance and risk frameworks and policies. Work with senior management to centralise the current compliance function. Build a team as the company grows. Assist in promoting the compliance culture internally. Your Profile University degree Read more […]
Compliance Director – General Insurance recruitment
//A global insurance brand is currently recruiting in a senior capacity for a Compliance Director to take account for the regulatory function of the business. A very client and business facing position, this oversight role will require an accomplished general insurance professional, with a strong compliance grounding, to work closely with corporate governance to ensure all areas of the business are compliant.Responsibilities: To ensure that the current compliance framework is in line with global company policies and procedures. To implement a robust compliance function, across all business areas Read more […]
Compliance Director/Head of Compliance, Private Equity Firm, $1.5- 2 mill. base recruitment
The Company Our client is one of the leading private equity firm with a strong reputation in the region; they are renowned for providing excellent career prospect and work exposure for their employees. The Role Reporting to the COO, you will be responsible for the following duties:Setup the compliance function within the region. Draft and establish compliance and risk frameworks and policies. Work with senior management to centralise the current compliance function. Build a team as the company grows. Assist in promoting the compliance culture internally. Your Profile University degree holder Read more […]
Global Wealth Management Compliance – Compliance Director – Executive Director recruitment
REPORTING MANAGER Asia Global Wealth Management Compliance Head Local Governance – Singapore Compliance Head JOB PURPOSE To lead, develop and manage the Compliance function for Global Wealth Management in the Singapore office by providing regulatory advice and interpretation, developing policies and procedures, conducting Compliance training and performing surveillance and monitoring. RESPONSIBILITES AdvisoryProvide compliance and regulatory advice on an ongoing basis, focusing on investment products including equities, derivatives, fixed income, mutual funds, alternative investments, foreign Read more […]
Legal & Compliance – Compliance Director – Executive Director recruitment
JOB DESCRIPTION We are seeking a highly motivated and experienced Compliance professional to join the bank as Head of Compliance, Singapore. This integral role will focus on managing compliance risk and to protect the reputation and franchise of the business in Singapore. This role will drive strategic direction for the Compliance function, evaluate compliance with relevant regulations, identify issues, assess the impact of regulatory changes and work with business management to build and maintain control mechanisms to remain in compliance with laws and regulations. The role is focused on Singapore, Read more […]
Compliance Director, Insurance recruitment
Global Insurance FirmRegional Role with Life and Non-Life ExposureHighly Attractive Salary PackageOur client is a well-established global Insurance Group with an expanding presence in Asia. As part of their commitment to growth in the region, an exciting opportunity has arisen for an experienced Compliance professional to join the Regional Team, based in Hong Kong.Reporting to the Regional Head of Compliance, you will be a key driver to ensure the development of a compliance framework across the insurance business in Asia. A large part of your role will focus on quality assurance, leading the region-wide Read more […]
Compliance Director, SEA recruitment
High Profile role Excellent opportunity to join a growing international organisation Strong corporate culture Our client is looking for a high calibre, dynamic individual to work within a growing global financial services organisation within the regional Compliance team. You will have experience of designing the Compliance program and Compliance strategy for South East Asia. Your past experience includes advising senior business leaders on regulatory implications, and being the point of contact for regulators in SE Asia. The successful applicant will be responsible for co-ordinating with Read more […]
Compliance Director – Group Compliance recruitment
Compliance Director – LondonMy client, a top-tier global banking group, is seeking a Regulatory Compliance Director to join their team in London on a permanent basis. The successful candidate will be an ambassador for regulatory compliance at group level and will be a member of the sen ior management team. You will be expected to work with the business unit compliance function to deliver “fit for purpose” compliance risk management processes to mitigate regulatory compliance risk.This is a very high profile role that will be dealing with very seni or stakeholders within the business and as such Read more […]
Compliance Director – London or Brighton recruitment
Providing a wide range of support and technical expertise, our Compliance team makes sure that we’re making the right decisions for both our business and our customers. Right now, we’re looking for a Director to oversee the compliance activities of the business and markets in American Express Payment Services Limited and a primary contact for the regulator. You will work as a Regional Compliance lead and will be responsible for managing the compliance program for all merchant acquiring activity in EMEA. You’ll be responsible for leading a team of Compliance professionals, be a permanent Read more […]