Business Analyst
My client, a global financial services hub, requires a number of Business Analysts to work on their group-wide Financial Crime Compliance portfolio of work. The Business Analyst will work on the full project lifecycle (requirement gathering documentation, UAT, process mapping etc.) and will work on one of three workstreams; AML Portfolio, Trade Transaction Monitoring or TF13/3. The Business Analysts within this division are at the centre of the shaping, development and delivery of change within the business. Typically responsibilities including requirements management, design, change management Read more […]
Quality Support Manager
The Quality Support Manager is a key role within the Regulated Sales function, helping to ensure consistent delivery against client fiduciary expectations, whilst enabling well governed business growth. You will be responsible for setting the highest standards of compliance and control, and will ensure that a robust control framework is in place to achieve this and is enforced. As a Quality Support Manager, you will be required to undertake business quality management checks for the various Investment Advisers that operate within the businesses, including Offshore Local markets, Intermediaries Read more […]
Compliance Monitoring Assistant
About the role Performance of Compliance Monitoring Programme (including testing, report production and ensuring completion of any necessary corrective action) Provide support as required with regulator visits Assist in reviewing regulatory developments when required Approval of marketing material Provision of compliance advice to the business in the absence of other members of the Compliance/Legal team. What we are looking for The right candidate will have previous experience in conducting monitoring activity in particular within an investment management firm, investment bank or law firm. The Read more […]
EMEA Financial Crime Monitoring Manager Job
EMEA Financial Crime Monitoring Manager (Job Number: 1314373)DescriptionTo develop, manage and undertake Compliance Monitoring activities; Assist the EMEA Group MLRO in fulfilment of statutory and regulatory obligations as required under relevant legislation and regulation; Assist the EMEA Group MLRO in fulfilment of BNYM policy obligations in respect of oversight of non UK legal entities and businesses; Attend and participate in meetings with and/or on behalf of the EMEA Group MLRO. Principal Responsibilities: Compliance Monitoring Responsible for development and maintenance of a risk based Read more […]
Compliance Director, PMO Manager
JPMorgan Chase Co. (NYSE: JPM) is a leading global financial services firm with assets of $2 trillion and operations in more than 60 countries. The firm is a leader in investment banking, financial services for consumers, small business and commercial banking, financial transaction processing, asset management, and private equity.Global Compliance Regulatory Management plays a critical role in the successful execution of the firm’s compliance mission. The Compliance function ensures the development and maintenance of a strong compliance culture by developing and maintaining program infrastructure Read more […]
Manager – Corporate/Fund Administration
The Opportunity Our client, a well established financial services firm with operations worldwide, has a rare opportunity for a Manager to join their London office on a permanent basis. Reporting into the Senior Director, you will be responsible for managing a team handling the day to day administration for a portfolio of Private Equity and Real Estate Fund clients. This team works alongside the accounting team, the Manager of which you will work closely with. You will be reviewing client structures, being aware at all times of risk exposure, ensuring the team highlight and report unusual transactions, Read more […]
Counsel Job
Counsel (Job Number: 1309474)DescriptionHas regular contact among peers within the company and externally, including regulators and professional organizations Provides advice to internal clients on the implications of business trends, issues, operating environment changes and company or business unit strategy Qualifications Developed communication skills to negotiate mainly internally Experience in Debt Capital Markets Law Degree Legal qualification in Singapore at least 3-5 years PQE. Primary Location: Central Singapore, Singapore, SGInternal Jobcode: 50184Job: LegalOrganization: Legal Affairs-HR06241 Read more […]
Counsel Job
Counsel (Job Number: 1309474)DescriptionHas regular contact among peers within the company and externally, including regulators and professional organizations Provides advice to internal clients on the implications of business trends, issues, operating environment changes and company or business unit strategy Qualifications Developed communication skills to negotiate mainly internally Experience in Debt Capital Markets Law Degree Legal qualification in Singapore at least 3-5 years PQE. Primary Location: Central Singapore, Singapore, SGInternal Jobcode: 50184Job: LegalOrganization: Legal Affairs-HR06241 Read more […]
Senior Manager Stress Testing EMEA Risk Architecture Job
Senior Manager Stress Testing EMEA Risk Architecture (Job Number: 1311939)Description Team Description These roles will form part of the Senior Management team responsible for driving and embedding the ERA process across the region and will sit within the EMEA Stress Testing Operations team within EMEA Risk Architecture. This area will manage an end to end stress testing and ICAAP process for business and legal entities across EMEA. The team will comprise of 8 individuals who will be based in Brussels and London, but will travel and ensure appropriate coverage across all countries as required. Read more […]
Senior Corporate Administrator
The Opportunity Due to continued growth, our client, a trust and fund administration company with offices throughout Europe, has an opportunity for a Senior Corporate Administrator to join their Luxembourg office (15 staff). Reporting into the Associate Director, you will be responsible for the day to day corporate administration and company secretarial services for a portfolio of real estate fund structures. This will incorporate: Preparation of board packs, and attendance at board meetings Recording and preparation of board and shareholder meeting minutes Transaction management Cash management Read more […]