Compliance Officer – Private Banking recruitment

Our client, a leading wealth management firm with global operations, are currently seeking to recruit an additional compliance officer to join their established team. The team provide compliance advice to the global activities of the firm in relation to the development, management and marketing of its product range, as well as developing compliance policies and providing technical compliance advice to the wider business. Broadly speaking, responsibilities will include the provision of technical advice and governance, regulatory risk and control, training, and playing a key role in liaising with Read more […]

February 13, 2009 • Tags: , , , • Posted in: Financial • Comments Off on Compliance Officer – Private Banking recruitment

Sourcing Professional recruitment

Sourcing Professional79334BR As the Sourcing Professional, position resides in the Supply Demand Management (SDM) global Legal Audit services sourcing team for the Switzerland region (potentially also for other initiatives globally as required).Key Responsibilities: * Manage sourcing Legal Audit services for the Switzerland region and develop relationships with key stakeholders in the region. * Co-develop sourcing strategy in conjunction with Legal Audit functional management, and ensure execution of the strategy * Advise on suppliers and external services * Manage all new supplier relationships Read more […]

February 13, 2009 • Tags: , , • Posted in: Financial • Comments Off on Sourcing Professional recruitment

Compliance Associate recruitment

The purpose of the role is to assist the Atlantis Chief Legal Officer in carrying out a wide range of compliance duties in the various jurisdictions in which Atlantis operates. The work is varied, interesting and highly international in character. The position is likely to suit an existing compliance professional, or alternatively a newly qualified solicitor with an interest in regulatory work.Skills and experience requiredgraduate of a reputable university;intellectual rigour;1 to 2 years experience providing advice on financial services regulation, ideally with some experience of regulation Read more […]

February 5, 2009 • Tags: , , • Posted in: Financial • Comments Off on Compliance Associate recruitment

Compliance Reporting Client Service Specialist, Boston, Worldwide Securities Services

Business overviewWorldwide Securities Services (WSS), a division of JPMorgan Treasury Securities Services, is a global leader in providing innovative products and services to the world’s largest institutional investors. With $16.3 trillion in assets under custody, WSS is the leader in securities services. In more than 80 markets, JPMorgan Worldwide Securities Services leverages its scale and capabilities to help clients optimize efficiency, mitigate risk and enhance revenue through its custody and investor services as well as securities clearance and trust services.WSS holds investments, provides Read more […]

January 22, 2009 • Tags: , , , , • Posted in: Financial • Comments Off on Compliance Reporting Client Service Specialist, Boston, Worldwide Securities Services

Legal Manager – Banking Sector recruitment

Responsibilities: The successful candidate will draft, review and vet documents (Litigation conveyancing), forms and letters having legal implications as well as handle and give advice on legal matters. He/she will also be required to conduct in-house seminars to advise the Bank’s staff on existing laws or update them on any changes. Requirements: – LLB (Honours) Degree  -5 to 7 years’ relevant experience in law firm/banking/financial institution, handling banking matters – Ability to read and speak Mandarin is necessary   Interested candidate please quote L-0811-1793 in your job Read more […]

January 18, 2009 • Tags: , , , • Posted in: Financial • Comments Off on Legal Manager – Banking Sector recruitment

Compliance Division, Control Room Associate/VP recruitment

Job Summary Responsibilities  BUSINESS UNIT AND ROLE OVERVIEWThe Control Room is primarily responsible for preserving the integrity of the firm’s information barriers and compliance with certain key regulatory mandates.  Team members are exposed to a dynamic environment that requires interactions with all firm businesses. The candidate will work closely with the London team in assisting with day to day Control Room flows (e.g., managing the Grey List and Restricted Trading List, dealing with wall crosses and reviewing and clearing Global Investment Research publications), chaperoning communications Read more […]

January 6, 2009 • Tags: , , , , • Posted in: Financial • Comments Off on Compliance Division, Control Room Associate/VP recruitment

Copy of AML/Compliance Manager recruitment

You will have in excess of 6 years within a similar role and be able to demonstrate a thorough understanding of AML practices.Responsibilities:Provide AML / Sanctions compliance and risk management advice to APAC branches.Assist with drafting compliance policies, procedures, guidelines and other materials.Conduct research on AML / Sanctions issues.Develop and deliver compliance training at various branches.Requirements:Minimum a degree.Legal background and / or Banking experience.AML or Sanctions compliance experience preferred.Knowledge of Mandarin / Japanese / Korean language will be a plus. Read more […]

January 1, 2009 • Tags: , , , • Posted in: Financial • Comments Off on Copy of AML/Compliance Manager recruitment

Legal Counsel – Corporate Banking & Finance recruitment

This is an exceptional opportunity for a Finance lawyer to join a leading global bank which has been growing from strength to strength in Asia Pacific over the years. In line with their growth plans, they are seeking a Junior-Mid level Legal Counsel to join their regional legal team.This role will be based in Singapore, with a reporting line into the Head of Legal. Working closely with the Business, you will be running transactions independently – as well as reviewing and negotiating term sheets, mandate letters, loan and related security documentation.The ideal candidate should have 3-5 years Read more […]

December 30, 2008 • Tags: , , • Posted in: Financial • Comments Off on Legal Counsel – Corporate Banking & Finance recruitment

Regional Compliance Manager, Global Private Bank, DIFC, UAE recruitment

Our client is one of the world’s largest wealth managers with global AUM of $150bn and offices in over 25 Countries. The business unit focuses on serving the investment needs of ultra high net worth individuals in the Asia Pacific regionOverview of the role:Due to our clients continued expansion in the region we are looking for a regional compliance manager. Working in a team environment you will be responsible for compliance matters in the MENA region for this top tier private bank.Duties:• Review all the existing compliance controls for the current businesses to ensure that current controls Read more […]

December 19, 2008 • Tags: , , , , , • Posted in: Financial • Comments Off on Regional Compliance Manager, Global Private Bank, DIFC, UAE recruitment

Compliance Officer, Email & Testing recruitment

Job ID: 10450Position Description: [Compliance Officer/Associate] [POSITION SUMMARY] The Compliance Officer/Associate is responsible for working with the Regulatory Compliance team to facilitate PIMCO’s Compliance Program. The candidate will be primarily responsible for supporting PIMCO’s Email Monitoring and Forensic Testing Programs The role would also require working on compliance initiatives as well as support efforts to streamline the business for efficiency, enhanced control environment, and mitigate potential risks. The candidate will work closely with teams and individuals across Read more […]

December 19, 2008 • Tags: , , , • Posted in: Financial • Comments Off on Compliance Officer, Email & Testing recruitment