Senior Compliance Offer, Email recruitment

Job ID: 12303Position Description: Senior Compliance Officer POSITION SUMMARY The Senior Compliance Officer is responsible for working with the Regulatory Compliance team to facilitate PIMCO’s Compliance Program. The candidate will be primarily responsible for managing and enhancing PIMCO’s Email Monitoring Program. The role may also be involved with compliance initiatives such as efforts to streamline the business for efficiency, enhanced control environment, and mitigate potential compliance risks. The candidate will work closely with teams and individuals across all functional areas within Read more […]

July 23, 2009 • Tags: , , , • Posted in: Financial • Comments Off on Senior Compliance Offer, Email recruitment

Company Secretary – Part Time

This well known mid sized London Market firm are seeking a Company Secretary on a part time basis.Working closely with the wider Corporate Governance function you will play a key role in ensuring compliance with all statutory requirements. You will be responsible for managing all Company Secretarial issues on a day-to-day basis and will assist in ensuring the firm’s Corporate Governance framework is effective. In addition, you will be involved in providing advice and guidance on governance policies and procedures and ensuring these are successfully embedded. The right person for this role will Read more […]

July 10, 2009 • Tags: , , , • Posted in: Financial • Comments Off on Company Secretary – Part Time

Senior Employment Lawyer – Six Month Max Term Contract recruitment

Macquarie Group (Macquarie) is a global provider of banking, financial, advisory, investment and funds management services.At Macquarie we offer you the experience and freedom to grow your career whilst making your mark within a highly successful organisation. Key to our success is the entrepreneurialism we encourage in all our people. We give you the opportunity to progress your career as quickly as you can demonstrate your ability. Corporate Services Group provides essential and professional services across all areas of Macquarie. The Group sets and maintains high standards and is continually Read more […]

July 8, 2009 • Tags: , , , • Posted in: Financial • Comments Off on Senior Employment Lawyer – Six Month Max Term Contract recruitment

Business Process Analyst recruitment

Our client is a leading investment bank and is currently recruiting for a senior level business process analyst to assist with providing gap analysis and solutions within the financial advice area. This is a pivotal role specifically relating to the way advice is provided to clients ensuring compliance with ASIC regulations and moving forward being a front runner leading the way forward for the industry.We are looking for a person who is able to imbed a quality of advice review process which has been largely defined but really need a strong analyst who can implement and roll out and really imbed Read more […]

July 4, 2009 • Tags: , , • Posted in: Financial • Comments Off on Business Process Analyst recruitment

Fixed Income Compliance Officer

Major Duties and Responsibilities-Conduct oversight of the account opening process-Process registrations and other on-boarding functions for new employees-Design and implement the surveillance of sales and trade activity-Conduct email and communications review-Participate in development and delivery of compliance training-Update supervisory and compliance manuals; recommend changes when warranted-Keep current on laws and regulations, including those promulgated by SEC, FINRA and state jurisdictions-Assist in responding to inquiries and examinations by regulatorsRequirements-Undergraduate degree-At Read more […]

June 27, 2009 • Tags: , , • Posted in: Financial • Comments Off on Fixed Income Compliance Officer

Quality and Compliance Specialist

CBD LocationSpecialist IndustryExcellent RenumerationOur client, a leader within Medical Indemnity Insurance is looking to grow their expanding team and in turn require an experienced Quality and Compliance Specialist for the Client Service Area. This role will be responsible maintaining and updating existing procedures and ensuring all important information is at hand for the Client Services team and training staff. You will also be responsible for developing, monitoring and implementing quality and compliance requirements for the client service and administration functions of the business. In Read more […]

June 5, 2009 • Tags: , , • Posted in: Financial • Comments Off on Quality and Compliance Specialist

Senior Compliance Manager

Job PurposeAssist Team Head to establish and carry out all compliance functions to ensure the Bank adheres to the legal and regulatory requirements.Key ResponsibilitiesReview the current compliance controls of the Bank and identify proper actions for improvement if necessary.Review and execute the requirements for code of conduct and personal account under general compliance Manual of the Bank.Provide advisory services to business units on compliance issues.Perform regular tracking of all outstanding regulatory issues or findings not yet solved or responded by the Bank.Raise and maintain compliance Read more […]

June 5, 2009 • Tags: , , • Posted in: Financial • Comments Off on Senior Compliance Manager

Regional Director – Compliance – Asia Pacific recruitment

This strategic Regional Director appointment will have a mandate to oversee the development and implementation of a major change program designed to reinvigorate the compliance function and build the commercial awareness of the function.  With a seat at the executive leadership table, you will have the support and standing within the organisation to build a lasting compliance legacy in one of the regions most respected financial services players.Your comprehensive financial services compliance knowledge including an understanding of the nuances involved in cross-jurisdictional compliance will Read more […]

May 28, 2009 • Tags: , , • Posted in: Financial • Comments Off on Regional Director – Compliance – Asia Pacific recruitment

Teknisk Service Chef

Forbo Flooring AB ingår i Forbo-koncernen med säte i Schweiz. Totalt omsätter koncernen ca 12 miljarder kronor och sysselsätter ca 6 000 anställda.Forbo Flooring AB ansvarar för försäljning, marknadsföring och distribution av golvprodukter i de nordiska länderna. Vi är marknadsledande i Norden inom flera produktområden och har en mycket stark position på golvmarknaden. Ledningen för den nordiska och svenska verksamheten är placerad i Göteborg.För att möta marknadens ökande krav på tekniskt och miljömässigt kvalificerade produkter och erbjudanden söker vi en tekniskt kun Job Read more […]

May 25, 2009 • Tags: , , • Posted in: Financial • Comments Off on Teknisk Service Chef

AVP, Legal & Compliance recruitment

ResponsibilitiesAssist in the management of regulatory risks arising from the company’s investment activities worldwideAdvise on and manage a broad spectrum of regulatory compliance issues(e.g., market conduct, proper handling of material non-public information, regulatory reporting) and ethical conduct issuesReviewing compliance policies procedures to identify potential areas of compliance vulnerability and risk, making recommendations and implementing changes to mitigate these risksWorking with the Compliance team to track industry best practices and regulatory changesConduct compliance trainingRequirementsA Read more […]

May 17, 2009 • Tags: , , , • Posted in: Financial • Comments Off on AVP, Legal & Compliance recruitment