Product Compliance – Investment Bank – Singapore – 7+ years recruitment
Responsibilities:Primarily responsible for managing and implementing compliance policies and programs as a business line compliance officer within the IBD.Ensure that internal and external compliance reporting are reviewed and signed-off by senior management on a timely basis.Disseminate compliance guidelines to relevant staff on timely basis.Coordinate with the various product lines in their adherence and understanding of internal policies and procedures, industry best practice and local regulatory guidelines.Review product term sheets, presentations and pitchbooks.Act as liaison with the regional Read more […]
Forensic Investigator – Financial Crime recruitment
An opportunity for an AML investigator has arisen within a ‘Big 4’ firm. This is an opportunity to become an expert in your field within one of the world’s most respected companies, working on cases that often gain high levels of media exposure.Working with a specialist team of forensic investigators, you will provide specialist advice to companies and lawyers who require detailed investigations to be undertaken or disputes to be resolved. The work will be varied and you will be exposed to highly sensitive cases in areas such as corporal fraud, money laundering, corruption cases and dispute Read more […]
Senior Audit Director – Ratings Agency recruitment
This position reports to the Chief Compliance Officer and conducts analytical, functional and office audits as well as special reviews for the firm. Within this position, your key role will be to manage the auditors conducting compliance audits across the various credit ratings groups and Fitch offices. You will have the opportunity to work with the firm’s personnel at all levels and learn about the various aspects of the firm’s business. Responsibilities include:•Managing the planning, execution and reporting of compliance audits for the various credit rating groups and offices within Read more […]
‘Big 4’ Forensic Investigator – Anti Money Laundering recruitment
An opportunity for an AML investigator has arisen within a ‘Big 4’ firm. This is an opportunity to become an expert in your field within one of the world’s most respected companies, working on cases that often gain high levels of media exposure.Working with a specialist team of forensic investigators, you will provide specialist advice to companies and lawyers who require detailed investigations to be undertaken or disputes to be resolved. The work will be varied and you will be exposed to highly sensitive cases in areas such as corporal fraud, money laundering, corruption cases and dispute Read more […]
Group Centre Manager – Sanctios & Operations recruitment
Group Centre – Manager, Sanctions Operations, Group Compliance – 00049841Primary Location : UK-LondonPosting Date : 11/11/2011 – OngoingWork Locations :1 Churchill Place, Canary WharfLondon E14 5HPSalary Benefits CompetitiveDescriptionOverall Job PurposeThe Sanctions Manager will be responsible for day-to-day management of Group economic sanctions and anti-money laundering (AML) matters, and will be more broadly involved in providing substantive advice, guidance and recommendations regarding the Group Sanctions Policy and related processes and procedures, both to Business Units (BUs) and the Group. Read more […]
HK: Litigation Lawyer, 7-12 PQE recruitment
Hong KongTop Tier Investment BankDirector LevelSuitable candidates will have;At least 7 years of litigation experience including some time spent in Asia PacificGood exposure to the financial services sector with solid regulatory experience.Training from a top international law firm and posses a commercial approach to the lawMandarin is not required due to the range of matters coveredAbility to work well within a collegiate teamThe position offers the rare opportunity to move in-house for a litigator and presents an exciting challenge within a top financial institution that is recognised as a Read more […]
Head of Operational Risk – Institutional FX / Fixed Income Trading business recruitment
About Our Client Our client is a leading global investment bank, with a strong presence in Asia.Job Description The successful individual will effectively take the lead role for Operational Risk in South Asia covering Singapore, Indonesia and Malaysia (minimal travel)The focus is on the Fixed Income and Wealth Management business plus corporate functions in SingaporeKey roles – relationship management and reportingRegulatory face off to MASReporting to CAO locally and to regional head of Operational Risk Management in HKThe Successful Applicant 6 to 10 years experience in Financial Services with Read more […]
Senior Project Lawyers – Landmark Resources Project recruitment
This is an outstanding opportunity to work on a landmark oil and gas project project based in Australia.Our client is one of the world’s leading engineering, construction and services companies. The organisation is seeking to appoint multiple Senior Project Lawyers with 6+ year’s post-qualification experience within its in-house legal team, based in Perth, Western Australia.You will be responsible for a mix of both legal and commercial work on a number of significant projects including gas pipelines, production, distribution and export facilities.Reporting into the Legal Manager and Senior Read more […]
COMPLIANCE, AVP / VP – DERIVATIVES recruitment
Our client is a global financial institution with Regional Asia Pacific Office in Hong Kong. They offer a wide range of financial services and investment management products to institutional investors and corporations worldwide. They are currently seeking for a high caliber professional to join them.Primarily responsible for helping to oversee various aspects of compliance related activities and projects in relation to derivatives products. To assess the eligibility of certain derivative types for the portfolios being managed. Interpreting the terms of the applicable jurisdiction’s rules, regulations Read more […]
**Commercial Corporate Lawyer** recruitment
My client is a wholesale insurance underwriter with a presence in the London market. Listed on the London Stock Exchange, my client uses its insight to deliver excellence and achieve success across the risk-taking insurance business and underwrites a mix of short and long-tail business, encompassing property, liability, marine and “speciality” classes.In order to support the recently re-organised compliance and legal function my client is looking to recruit a corporate lawyer. You will have primary responsibility for all legal aspects within the business, reporting to the Director with responsibility Read more […]