Head of Compliance – Corporate and Private Banking recruitment
This role would particularly suit an established and ambitious Compliance Manager who is keen to make the step up into a more autonomous “Head of” and put their own blueprint down on an emerging player within the region. The bank are currently under 50 staff here in Singapore yet are highly liquid and have ambitious expansion plans within the country and the broader ASEAN region over the next 5 years. Note that this role will also incorporate wider aspects of corporate governance including operational risk management and internal controls. The successful candidate should ideally have significant Read more […]
HEAD OF COMPLIANCE, LUXEMBOURG recruitment
This is a dynamic operating business that processes payments and securities and helps investors to leverage their assets. Compliance and Legal professionals support and advise the firm’s various lines of business globally.JOB DESCRIPTIONThe person sought will act as the Head of Compliance, MLRO and Data Privacy Officer for the Bank’s Luxembourg operation as well as support regional and global compliance initiatives and programs. The role’s responsibilities include timely advice to all parts of the business, review and analysis of regulations, policies and procedures, engagement in the new business Read more […]
Head of Compliance – Investment Banking and Capital Markets – UK recruitment
The level of day-to-day interaction with the heads of businesses in London requires excellent communication skills. It is of paramount importance that the incumbent is willing to be very visible and proactive in dealing with their colleagues from the CEO down.Core responsibilities include:Managing and motivating a high quality compliance team in LondonProactive interaction across the businessesShaping and evolving compliance policy and proceduresRequirements:Given the high profile nature of the role previous experience as a head of compliance and preferably as the CF10 is essential. A proven Read more […]
Head of Compliance – Leading Securities House recruitment
About Our ClientAn excellent opportunity has arisen for an experienced compliance candidate to join their dynamic and stable team based in Hong Kong.Job DescriptionReporting to the COO, you will be responsible for:Formulating and reviewing compliance policies and conducting compliance checkingMonitoring the Group’s operational procedures and activities to ensure adherence with regulatory requirementsAdvising management and the business on compliance issues and regulatory trendsActing as the contact person with various regulatory bodies and answering any inquiries from regulatorsProviding Compliance Read more […]
Compliance Director / Head of Compliance, Private Equity Firm, $1.5 – $2 mill. b recruitment
The Company Our client is one of the leading private equity firm with a strong reputation in the region; they are renowned for providing excellent career prospect and work exposure for their employees. The Role Reporting to the COO, you will be responsible for the following duties: Setup the compliance function within the region. Draft and establish compliance and risk frameworks and policies. Work with senior management to centralise the current compliance function. Build a team as the company grows. Assist in promoting the compliance culture internally. Your Profile University degree Read more […]
Head of Compliance – Private Banking recruitment
Our client is one of the strongest brands in the APAC region and due to the newly invested in and fast growing Private Banking arm, they are seeking a mid-senior level Compliance professional to lead the team.If you have the following experience then this will be a fantastic opportunity for you:8+ years of Compliance experience and at least 4 years in relevant Private banking experience. Experience in setting up or re-establishing a Private banking Compliance platform Good judgement enabling the provision of sound advice in difficult areas of practice An inquisitive approach to practices, Read more […]
Head of Compliance – Life and Insurance recruitment
Head of Compliance – Life and Insurance Responsibilities: • Ensuring that the compliance framework is consistent with global compliance policies and procedures. • Supervisory responsibility for implementing and ensuring a robust and effective compliance function and processes across the business • Ensuring the compliance function can conduct due diligence investigations of marketing partners within all relevant jurisdictions in accordance with group outsourcing policies • Providing a single point of contact for Compliance initiatives and programmes • Supporting the European Boards Read more […]
Head of Compliance – Corporate and Private Banking recruitment
This role would particularly suit an established Senior Manager or existing Head of Compliance who is keen to put their own blueprint down on an emerging player within the region. Note that this role will also incorporate wider aspects of corporate governance including operational risk management and internal controls. The successful candidate should ideally have significant exposure and understanding of key MAS regulations as well as some exposure to other major APAC regulators, especially HKMA.Responsibilities will include :Oversee implementation of the bank’s annual Singapore compliance plan, Read more […]
Compliance Director/Head of Compliance, Private Equity Firm, $1.5- 2 mill. base recruitment
The Company Our client is one of the leading private equity firm with a strong reputation in the region; they are renowned for providing excellent career prospect and work exposure for their employees. The Role Reporting to the COO, you will be responsible for the following duties:Setup the compliance function within the region. Draft and establish compliance and risk frameworks and policies. Work with senior management to centralise the current compliance function. Build a team as the company grows. Assist in promoting the compliance culture internally. Your Profile University degree holder Read more […]
Head of Compliance, boutique private bank – Singapore based. recruitment
This individual MUST already be based in Singapore, have local regulatory knowledge and contacts/network here to succeed.Candidates who are looking to join a niche wealth management business are encouraged to apply. Relevant candidates could be deputy or experienced senior compliance officers looking for a step up in their career. They must have a pro-active ‘roll up their sleeves’ attitude for a private bank with entrepreneurial flair.This is an exciting opportunity to play a significant role in the growth plans of this reputable and growing private bank in Asia. Please submit your CV in the Read more […]