Operations Support / Compliance Analyst recruitment
While Taiyo continues to be excited about and deeply committed to opportunities in Japan, we also see opportunities to take our successful model from Japan to the rest of Asia. Taiyo currently invests approximately $2bn in private and micro-cap to mid-cap public companies in Asia. We are seeking a Operations Support / Compliance Analyst to be based in our Kirkland, WA offices. Position Summary: The Operations Support / Compliance Analyst performs compliance monitoring, data analysis, and review and update of the firm’s written compliance procedures. Reporting to the Chief Compliance Officer Read more […]
Executive Assistant recruitment
Primary responsibilities include creating PowerPoint presentations for portfolio reviews, managing calendars, coordinating travel, planning meetings, report preparation and handling incoming phone calls. This role provides the chance to interact with multiple departments and the variety of tasks provides for an interesting opportunity.Desired Skills Experience:• Strong powerpoint skills to create and edit complex presentations.• Ability to handle sensitive information with confidentiality.• Highly organized, ability to work on multiple projects at once.• Reasoning ability: Apply Read more […]
Research Assistant recruitment
We are seeking a Research Assistant to support both the private equity and venture capital teams. The ideal candidate is proactive, intelligent, and enthusiastic about finding great companies to add to our portfolio.Key Responsibilities/Activities include, but not limited to:Identify and analyze new investment opportunitiesConduct industry and company researchPerform investment due diligenceMonitor portfolio companiesParticipate in industry conferences/eventsContribute to all phases of the investment processThe background and skills we look for in candidates include:Bachelor’s degree a minimumExcellent Read more […]
Senior Associate/Vice President, Private Equity Fund of Funds recruitment
Northern Trust’s private equity fund of funds team raises capital primarily from Northern Trust clients (wealthy families and institutions) and from outside entities. It invests in venture capital and buyout funds in the U.S., Europe and Asia. Northern Trust is seeking to add a mid-level professional to be part of an eight person team primarily to source, review, analyze, and close primary investments in these funds, and to a lesser extent, in secondary transactions. In addition, this individual would be responsible for assisting in fundraising efforts, portfolio monitoring, and other special Read more […]
Investment Adviser Compliance Officer recruitment
Company Overview:Hamilton Lane is a private, independent firm providing private equity investment management to investors around the world.With approximately $23 billion in discretionary assets under management along with oversight of an additional $135 billion in advisory assets (as of 31 March 2012), Hamilton Lane is one of the largest allocators of private equity capital in the world. Our firm manages capital exclusively in the private equity asset class through two main business lines: customized strategies including separate accounts and advisory services, and Specialized Products, including Read more […]
Compliance Principal/Supervisor recruitment
Generalist experience includes:Supervision and Daily Trade Review; knowledge of trading turnover ratios; Advertising/Correspondence Review; Branch Examination experience; Complaint management; Risk identification; familiarity with WSP drafting and maintenance; Books and Records knowledge; and knowledge of SRO rules and regulations.Qualifications of our ideal candidate:Knowledge of federal, state and SRO rules and regulations pertinent to a FINRA registered Broker/Dealer.Proven expertise in coordinating various comprehensive compliance functions.Proven and Professional leadership abilities, strong Read more […]
Assistant Vice President, Wealth Consulting recruitment
We are embarking on a new era in the history of the company and are poised for dramatic business growth. With approximately $50 billion in assets under advisement, Fortigent offers money manager research and performance reporting services to banks, trust companies and registered investment advisors. The firm also sponsors Access Overlay™, a Unified Managed Account program.The AVP, Wealth Consulting/Relationship Manager will manage existing advisor relationships and assist the Regional Director in transitioning and implementing new relationships. The AVP will build the service platform to enhance Read more […]
Institutional Sales Person – Research Services recruitment
Marwood Group is a registered broker-dealer and investment advisor specializing in providing independent research reports and services to the institutional marketplace. Marwood’s Research Group focuses exclusively on tracking and analyzing regulatory and legislative catalysts across multiple sectors including but not limited to Healthcare, Energy and Education.This is a high-level institutional sales management role in which the candidate will be responsible for originating new business for the Marwood Group through the marketing and soliciting of Marwood’s research services. The candidate Read more […]
Chief Compliance Officer (CCO) recruitment
The CCO is responsible for the creation and administration of compliance programs for the entire advisory complex. The CCO will direct, develop, implement, and maintain written policies and procedures governing all compliance activities for the advisor and its funds to comply with various Federal and State Securities Laws; act as the primary contact for internal and regulatory examiners; coordinate compliance activities with CNB and non-bank affiliates; and monitor the activities of the sub-advisers and other service providers. This colleague will manage CNR’s compliance colleagues. Performs Read more […]
Prime Brokerage Risk/Legal (Jacksonville, FL) recruitment
This is made possible by our people: agile minds, able to see beyond the obvious and act effectively in an ever-changing global business landscape. As you’ll discover, our culture supports this. Diverse, international, and shaped by a variety of perspectives, we’re driven by a shared sense of purpose. At every level agile thinking is nurtured. And at every level agile minds are rewarded with competitive pay, support and opportunities to excel.In the world’s financial markets, Deutsche Bank CIB: Markets is an acknowledged leader. We regularly win awards and top industry polls for our high-performing Read more […]