Senior Compliance Officer recruitment
– You will be responsible for the compliance coverage of Wealth Management in Hong Kong, liasing with regulatory authorities and auditors (internal and external) when related to compliance issues.- Carry out investigations into breaches and complaints. Regular reporting to Head Office on compliance issues- Ensure compliance with local regulations, implement monitoring measures and enforcing internal policies and controls- Advise different business functions on compliance issues as well as providing traning on compliance and raising the profile of complince within the business.- Assist in supervising Read more […]
In-House Lawyer recruitment
A Leading Brand within the commercial industry is now looking for a lawyer to join as a Corporate Governance Manager to assist the Legal and Company Secretarial team.The Corporate Governance Manager will develop and implement related policies, procedures, guidelines, best practices, compliance strategy and management processes to attain corporate governance objectives. This candidate will be familiar with relevant provisions in the Listing Rules and SFO to provide advisory work within the company. The role will also need to handle various types of legal work such as drafting, reviewing and negotiating Read more […]