Director – KYC/AML recruitment
ResponsibilitiesIn the role you will:Conduct annual review of existing clientsReport on suspicious transactionsConduct due diligence and background check on suspicious casesConduct investigations and coordinate with Regional SecurityApproval of new account openingConduct compliance reviewMaintain and updated Watch listsMaintain internal control standardsCapabilitiesTo be successful in the role you have:A business/accountancy degreeAt least 5 years in retail banking/private banking environmentDirect involvement in control aspects of AML and KYCFamiliarity with HKMA regulationsFor more information Read more […]
Compliance Associate Director – MPF / ORSO recruitment
Market leading Insurance BusinessSenior Leadership RoleExcellent Package and Benefits This is a senior level opportunity within a market leading life insurance business which is part of a wider global Financial Services group. They are looking for a driven Compliance Manager with Pensions or Trustee experience to join them as an Associate Director to lead and manage the Compliance team.The successful candidate will take responsibility for managing the Compliance team for MPF/ORSO to ensure compliance with all regulatory requirements and governing rules. You will liaise with regulators and proactively Read more […]
Senior Legal Counsel – Cross-border PRC/HK recruitment
Senior Legal Counsel – Cross-border PRC/HKHong Kong basedHK$1,100,000 to HK$1,400,000 + BonusEstablished team, excellent reputation across Hong Kong and ChinaAre you interested in Investments, Property, Cross-border transactions?Do you enjoy working in a small team that offers you plenty of autonomy?Do you want to be involved in high profile transactions?Do you want to be involved with the business and be part of the leadership team?Duties…Cross-border corporate and commercial transactions between Hong Kong and the PRCCorporate governanceRegulatory and compliant work including Hong Kong listings Read more […]
Compliance, Securities Division Compliance, Associate, Singapore recruitment
The Compliance function consists of 6 pillars: advisory, training, surveillance, testing monitoring, policy procedures and regulatory interface. Divisional Compliance also works closely with other firm departments, such as Legal, Controllers, Credit, Technology, Operations and Internal Audit. Securities Division Compliance – Equities Compliance in Singapore support Equity business units in Singapore. This is a trading floor-based compliance function providing real time support to the equities business. The role also involves driving forward strategic business initiatives and projects.RESPONSIBILITIES:- Read more […]
Compliance Manager (Retail Bank)- $40-60K recruitment
The Company Our client is a world-class financial institution and one of Hong Kong’s largest listed companies in terms of market capitalisation. They emerge as one of Asia’s first-class financial institutions. They are looking to add an additional headcount to their compliance team. This role reports directly to the Senior Compliance Manager: Responsibilities: Monitoring compliance risk of the Bank Group Analysing impacts on laws and regulations Dealing with HKMA and regulators Reviewing compliance policies and guidelines Hadnling Anti-Money Laudnering issues Performing AML functions including Read more […]
Senior Compliance Manager, Banking (60-80k/mth) recruitment
The Company One of the largest banking groups, with over 5000 employees in HK, over million employees in Greater China region. The Role As one of the compliance team head for the groups, you will be reporting to Head of Legal Compliance, responsible for designing and implementing AML compliance policies and procedures, indentifying high risk transactions, providing trainings for different business units, and working closely with local regulators (HKMA SFC) on regulatory changes.Your Profile The successful candidate will be a degree holder in Law or Accounting, with professional qualification Read more […]
Senior Legal Advisor – Corporate Banking recruitment
Job Duties:• To comply with the local legislation, rules or codes of regulatory bodies, directive policies of the Bank, relevant risk management policies and procedures, and internal rules and regulations. To identify and control various potential or existing risks at work and to report to the superiors and related parties immediately. To establish corrective measures and follow up accordingly.• Assists the General Manager oversee the legal advisory functions that provide legal advice and counseling services to the Bank on matters that may affect its business operations.• Keeps abreast Read more […]
Deputy Head of Legal Department recruitment
Responsibilities Provide legal advice to Corporate Banking Department on all commercial loans, project loans and asset finance as well as other general lending transactions,Advise on compliance with the Banking Ordinance and other related legal and regulatory requirementsProvide legal advice on capital management, asset and liability management as well as on legal and regulatory developments in the financial industry worldwide (e.g. G-SIFIs, OTC clearing, FATCA).Advise on Corporate Banking on loan structures and security arrangementsGive advice on connected transactions and notifiable Read more […]
Senior Legal Advisor recruitment
Job Duties:• To comply with the local legislation, rules or codes of regulatory bodies, directive policies of the Bank, relevant risk management policies and procedures, and internal rules and regulations. To identify and control various potential or existing risks at work and to report to the superiors and related parties immediately. To establish corrective measures and follow up accordingly.• Assists the General Manager oversee the legal advisory functions that provide legal advice and counseling services to the Bank on matters that may affect its business operations.• Keeps abreast Read more […]
Control Room Compliance Officer recruitment
Job Description:The job responsibilities associated with this role are expected to include, but are not limited to, the following:• Focus on the Control Room Operations processes• Help strengthen the administration of the Firm’s Chinese Walls• Monitor Chinese Wall issues pertaining to the businesses• Provide compliance advisory services to business and functional units• Conduct compliance reviews, and performs ongoing monitoring of procedures, ensuring that regulations and company policies are adhered to• Monitor business activities and put in place specific measurements as Read more […]