Analyst / Associate, Equity Compliance (20-50k/mth) recruitment
The Company A US based investment bank, with strong compliance team and culture in placed, seeking for compliance professional to join their product compliance team. The Role As part of a growing compliance team, you will be reporting to SVP of Product Compliance Team, responsible for providing compliance advisory to various equities businesses on relevant firm policy and exchange rules and legislation, daily trade monitoring and surveillance for HK and Greater China, and involved in various global compliance projects.Your Profile The successful candidate will be a degree holder in Law or Accounting, Read more […]
Senior Compliance Officer- $60-90K X 12 recruitment
The Company This brokerage/ securities firm is a market leader with a strong presence in China and is currently looking for a Senior Compliance Officer to manage/ supervise its team of 3. This is a great opportunity to work in a stable, reputable and recognised company. The Role Reporting to the Head of Legal Compliance, you are responsible to:Provide support to the business on regulatory compliance matters Promote compliance awareness and compliance culture of the Group including development and delivery of compliance trainings Implement action plans, in particular to brokerage and investment Read more […]
Director, Private Banking Compliance (1.5 to 2mill base) recruitment
The Company A stable and fast growing private bank in HK is now looking for a senior compliance professional to join their regional compliance team. The Role As Director of the bank’s Compliance Team, you will be reporting to Regional Head of Compliance, with focus in product compliance (all asset classes). You will be responsible for providing compliance advisory to business, heavily involved in new product launching process, keeping updated on new regulatory changes, liaising with local regulators (HKMA, SFC MPFA), implementation of compliance programs to ensure operations are compile to regulatory Read more […]
Compliance Assistant Manager/ Manager- $40-60K X 12 recruitment
The Company This brokerage/ securities firm is a market leader with a strong presence in China and is currently looking for an Assistant Manager. This is a great opportunity to work in a stable, reputable and recognised company. The Role Reporting to the Head of Legal Compliance, you are responsible to:Provide support to the business on regulatory compliance matters Promote compliance awareness and compliance culture of the Group including development and delivery of compliance trainings Implement action plans, in particular to brokerage and investment bank businesses Staff dealing monitoring Read more […]
Assistant Vice President / Vice President, AML Monitoring recruitment
Business Description JPMorgan Chase Asia regional Anti-Money Laundering (“AML”) Compliance Team is responsible for implementation and oversight of AML and sanctions initiatives for the firm’s businesses in Asia. Treasury Securities Services (TSS) generate more than $8 billion in revenue annually and is a global leader in custody, securities lending, fund accounting and administration, as well as in treasury services. TSS supports the needs of institutional clients worldwide and is one of the top three providers in both of its businesses: Treasury Services (TS) and Worldwide Securities Services Read more […]
SENIOR COMPLIANCE MANAGER- LEADING GLOBAL INSURER recruitment
Established Insurance CompanyExecutive Management MemberRare Compliance OpportunityThis client is a well established insurance company with strong presence throughout the APAC region. With further business growth expected, they are concentrating on maintaining an efficient compliance framework. A brand new opportunity is opened for an exceptional compliance professional to join this forward moving company.As a Senior Compliance Manager, your main focus is to fulfil the regulatory and internal compliance requirements. You will be designing and implementing the compliance framework to ensure products Read more […]
Structured Trade Finance (Business role) recruitment
Legal – Structured Trade Finance Buisness roleA rare opportunity for an experienced structured trade and/or commodity finance lawyer (with fluent mandarin) to join a renowned international financial institution in this business structuring role. The position involves the end to end development, structuring and execution of bespoke, market leading structured finance solutions. This is a global role with a particular focus on the North East Asia region including direct client facing origination, structuring, pricing and negotiating.The successful candidate’s legal skills will also be utilised Read more […]
Senior Conflicts Analyst recruitment
Our client is a top tier international law firm, with a current opportunity for a Senior Conflicts Analyst to join their established compliance and risk management team in Hong Kong.This position will work alongside the London based compliance team responsible for managing conflicts of interest and compliance issues across the firm’s global practice.Key responsibilities will include:identifying potential conflicts of interest relating to new matters and clients across all practice areas internationally;assessing new compliance systems and developing security policies such as information barriers;developing Read more […]
Assistant Vice President, AML Sanctions recruitment
Business Description The J.P.Morgan Chase Asia Anti-Money Laundering (AML) Compliance Team is responsible for implementation and oversight of the firm’s AML and sanctions programme for the firm’s businesses in Asia. J.P.Morgan Chase is required to comply with US OFAC regulations and the sanction programmes of all Asian jurisdictions in which we have a presence. You will manage the day to day sanctions process operationally, working with a team of analysts performing transaction review and managing daily escalations. Escalations will primarily be for wire transfers from the Treasury Services Business Read more […]
Structured Products – Sole Counsel recruitment
Structured Products – Sole Counsel Renowned international financial institution with an expanding structured products business in the Asia region requires a senior lawyer with experience in structured products/ derivatives to provide legal advice, risk and transaction management support across all assets classes (in particular credit, equity and funds) to it’s structuring team. The successful candidate will be the sole lawyer supporting this business inAsiaand will require a deep familiarity with the Asian structured products markets. Communication, judgement and problem solving skills will be Read more […]