VP – AML Investigations recruitment
In this role you will as part of the AML investigation you will be responsible for reviewing the customer case container, reviewing associated alerts, conducting research, documenting the investigation, and providing initial recommendations and dispositions with supporting reasons. The investigations are conducted as part of a Regional and Global strategy. As a senior member of the team you would be expected to conduct sufficient research and/or review all supporting documentation as part of an escalation, to demonstrate that a reasonable effort was made to obtain and understand the information Read more […]
VP – Equities Compliance (Capital Market) recruitment
A Recognised and Established Investment Bank GloballyStable Organization + Regional exposureBased Salary HKD 1.2+M per annumThis is a multinational banking institution provides investment banking, private banking and risk management services throughout its global markets business.Your primarily role exists to provide advisory services to the Global Markets Equity business which includes sales and trading in cash, listed and OTC equity derivatives, prime brokerage services, structured products, and principal trading, with special focus on listed and OTC equities derivatives. To be successful in Read more […]
Litigation Lawyers recruitment
Reporting to Senior Counsel in the Legal Services Division, you will be responsible for: • Acting as instructing solicitor to conduct a range of civil litigation in the High Court• Appearing in the Magistrates’ Court to prosecute offences and acting as instructing solicitor for trials and appeals• Advising on the strength of evidence, preparing cases for hearings• Providing written advice on the performance of the Commission’s statutory functionsRequirements:• Degree holder in Law with good academic record • Hong Kong-qualified with a minimum of 3 years post qualification experience Read more […]
AVP/VP : Regional PEP Desk Coordinator recruitment
ROLE SUMMARY:I) Management and OversightAssist the Regional Head AML Compliance and Heads of IB/AM/PB AP AML Compliance with managing day-to-day and project tasks, ensuring Bank AML compliance efforts in the region meet Bank policies, Regional minimum standards and local laws and regulations.(II) Policy and Procedures ReviewReview and advise on CS AML policy and procedures on Client ID/ Enhanced Due Diligence/ PEP in order to ensure CS maintains appropriate policy standards and processes in light of new technologies, best practices and changing regulatory requirementsCoordinate the consultation Read more […]
VP AML Compliance / Financial Crime – Investment Bank recruitment
Our client is one of the most prestigious and financially secure Investment Banks in the world. With their Regional Hub based in Hong Kong this opportunity will allow you to gain broad and direct exposure to Senior Management team and long term career development opportunities.Due to growth of their business, we have an exciting new opportunity for a VP AML / Financial Crime to join their highly experienced and dynamic Compliance team. As a pivotal member of the compliance team you will be responsible for looking after all AML / Financial Crime matters for the North Asia jurisdiction, mainly HK Read more […]
Consultancy – Regulatory Compliance recruitment
Responsibilities: Provide regulatory and compliance advisory services to our clients in financial services (FS) industryAssist clients implement new regulatory requirementsPerform gap analyses of existing operations against regulatory requirementsBenchmark compliance functions against peer organizationsDevelop client network and identify engagement opportunitiesRequirements:University graduate with a minimum of five years relevant working experience in compliance functions within a consultancy or regulatory body.Familiar with regulatory requirements for FS industryRelevant professional Read more […]
Compliance Director, Insurance recruitment
Global Insurance FirmRegional Role with Life and Non-Life ExposureHighly Attractive Salary PackageOur client is a well-established global Insurance Group with an expanding presence in Asia. As part of their commitment to growth in the region, an exciting opportunity has arisen for an experienced Compliance professional to join the Regional Team, based in Hong Kong.Reporting to the Regional Head of Compliance, you will be a key driver to ensure the development of a compliance framework across the insurance business in Asia. A large part of your role will focus on quality assurance, leading the region-wide Read more […]
AVP / VP, Compliance, Global Wealth Management recruitment
JOB PURPOSE To provide Compliance support to the business in Asia focusing on Hong Kong as the business activities increase. An experienced Compliance professional who has practical knowledge of providing support to a GWM business is required. RESPONSIBILITES Advisory · Provide compliance and regulatory advice on an ongoing basis, focusing on investment products including equities, derivatives, fixed income, mutual funds, alternative investments, foreign exchange, credit, deposits and trusts. · Knowledge of Hong Kong and Singapore regulations and provide advice to business and support functions Read more […]
Health Care Compliance Officer (8+ yrs pqe) Hong Kong recruitment
The incumbent will also serve as a strategic business partner for management and coach towards all covered employees, to assure that the company culture of compliance is a natural element in day to day business. To apply for this position, you should possess: a BA/BS/MBA with at least 8yrs of solid experience in all areas of compliance and regulation; Knowledge of Hong Kong laws, regulations and industry standards; Proven track record in delivering results; Excellent proficiency in English Cantonese language skills is a mandate. REF: 10963/EFCLearn more about this position apply today by contacting Read more […]
Senior Compliance Officer, Global Markets (80-95k/mth) recruitment
The Company An European based wholesale bank, with strong compliance team and culture in placed, seeking for a compliance professional to join their small compliance team. The Role As a senior member to the Compliance Team, you will be reporting to Regional Head of Compliance of the bank, responsible for providing compliance advisory to their Derivatives Fixed Income desk, conducting regular compliance review and checking, staff dealing, liaising with local regulators (HKMA SFC), implementation of compliance programs to ensure operations are compile to regulatory requirements.Your Profile The Read more […]