Control Room Compliance Officer recruitment
Job Description To support the Control Room in ensuring that Standard Chartered Group has controls to manage its various product lines and businesses to identify, manage and escalate conflicts of interest to protect and enhance the reputation of the Standard Chartered Group with its customers and regulators and to avoid significant financial loss. Key Roles Responsibilities Control Room Activities * Provides a pro-active control room service to the various stakeholders in relation to regulatory, reputational and ethical matters, relating to Standard Chartered Groups’ activities. This includes Read more […]
AML/Surveillance Compliance (5-mth contract) – Private Bank – Singapore recruitment
Job RequirementsTo conduct detailed analyses of sanctions and anti-money laundering (AML) risks in the escalated private banking transactions.Facilitate resolution of aged transactional queries.Participate in testing of AML surveillance parameters e.g. benchmarking exercises.Oversee correct handling of Negative Information cases escalated to AML Compliance from Know Your Customer (KYC) review team for existing clients and third party payment approval requests from business.Conduct Surveillance risk assessments relating to (i) real-time payment screening systems and (ii) post transaction monitoring Read more […]
Assistant Legal Counsel (2-4yrs PQE – Litigation & Insurance) recruitment
• Able to handle shipping and insurance litigation matters• Assisting the legal counsel on a diverse portfolio of legal, corporate, marine insurance, company secretarial, compliance and corporate governance matters or issue• Drafting, reviewing or negotiating agreements or tenders, including charter parties and EPIC contracts• Providing advice and support to the Group’s various business divisionsJob Requirement:• Around 4-8 years of PQE experience with solid experience in complianceWe invite suitable candidates to explore this opportunity to achieve your career objectives with Read more […]
COMPLIANCE TEAM LEAD, PRIVATE BANKING (KYC/AML) recruitment
Our client is a global private and investment bank that offers financial solutions and services around the world. It prides itself in managing various investment vehicles for high net-worth individuals, institutions, trusts and other clients. Their products include a broad range of equity, hybrid, fixed income, and cash management funds and accounts.The Group has continued regional expansion plans which as has brought about the need for a qualified individual to join its dynamic and proactive Compliance team, focusing on KYC and AML.ResponsibilitiesMaintain the compliance framework within the Private Read more […]
Compliance Adviser recruitment
Excellent Opportunity Competitive Remuneration International Bank Our client is looking for a high calibre candidate to support the Head of Compliance, Private Banking. You will be responsible for establishing and maintaining an appropriate risk based compliance framework, policies and procedures including but not limited to Anti-Money Laundering Policies and Customer Due Diligence Procedures. You will have considerable experience of reviewing high risk account opening and periodic reviews, and carry out compliance assurance on normal risk account opening. You will be comfortable conducting compliance Read more […]
Regulatory Compliance Manager recruitment
POSITION DESCRIPTION: This position is to support the head of compliance in Singapore with general business and regulatory compliance matters for the Singapore, Hong Kong and Australia offices. The primary responsibilities include managing regulatory filings, maintenance of licenses and other regulatory requirements, review and provide guidance on marketing materials, perform regular compliance monitoring including staff trading and firm-wide compliance policies, provide compliance training and managing internal and external audits. This position is suitable for a candidate who is familiar with Read more […]
Legal Counsel, Asia recruitment
• Regional Expansion• Oil Gas Major• Strong Commercial FocusOur client is an established oil and gas company with significant regional presence and an impressive record of sustained growth and performance. Due to continued business expansion into Asia Pacific, there is now an exciting opportunity for a dynamic, business focused lawyer to join its regional headquarters in Singapore. Reporting to the Asia Head of Legal, you will responsible for providing commercial legal advice and support for the activities of the Asian businesses in respect of oil and gas exploration, development and production, Read more […]
Head of Compliance Enforcement recruitment
The successful candidate will have in depth experience in relevant legislation, rules and directives (including the content, scope and function of the Securities Futures Act) and be able to demonstrate the assertiveness to deal confidently and appropriately with conflict situations.Knowledge of the securities and derivatives market (specifically trading practices) is key as is the ability to lead, motivate a team of enforcement officers As with all senior management roles, strong organizational skills, negotiation skills, the ability to manage, coach and deal with multiple projects is essentialKey Read more […]
Assistant Manager recruitment
The Group is involved in a broad range of financial services in commercial finance, structured finance, alternative finance, credit insurance, bonds and guarantees. The financing facilities include factoring, loans, mezzanine financing, non-mainstream financing such as media financing, private equity investments, and providing creative capital and credit solutions to growing businesses.We are looking for a bright, analytical and dynamic individual to join us as:ASSISTANT MANAGERReporting to Manager of Legal Compliance, you will cover both legal and compliance functions for the Group and your responsibilities Read more […]
Head of Legal – E-Commerce/Financial Services – Singapore – 12+ recruitment
Responsibilities: Providing legal and advice on legal and regulatory issues in relation to online Payments and Funds Settlement, Foreign Exchange, Money Remittance, Credit Card settlements, Credit card Acquiring, E Money, and Electronic Financial Transactions.Advising on licensing and regulatory requirements in relation to online payments, foreign exchange, anti money laundering, know your customer regulations, competition law , consumer protection law and Alternative Dispute resolution regulations.Legal adviser to the Country Management teams of Singapore, Malaysia, Thailand, India, Indonesia, Read more […]