Projects Compliance recruitment
This role will be working primarily within the private bank but will also sitting very closely to the investment banking compliance teams. Essentially you will be working on policies for all of the compliance/ controls areas- mapping existing and changing regulations to ensure that a risk- based approach is being used sufficiently to prevent significant breaches. As such, you will be working with a number of people in the business and managing a key stakeholders both internally and externally. Responsibilities will include: Carrying out a comprehensive risk based assessment to determine Read more […]
Legal Counsel (4-8yrs PQE – Corporate Secretary/ Compliance) recruitment
• Manage trace and portfolio compliance activities as well as provide timely, accurate and meaningful guidance reporting to senior stakeholders.• Should have substantial ethics and compliance experience in multiple jurisdictions in Asia.• Company Secretarial work compliance with all applicable laws, acts and regulations for the time being in force and also ensure compliance by the concerned employees of the code of conduct, policies, procedures implemented by the Company in close coordination supervision of Group complianceJob Requirement:• Around 4-8 years of PQE experience with Read more […]
Lawyer, Hedge Fund recruitment
This is a rare opportunity to work with highly successful individuals and enjoy a wide job scope. The candidate to win this role will be working across corporate finance (IPO), contractual work and working with compliance on regulatory matters. The future for the role holder will be working very much at the coal face on the transactional side of the business so offers lengevity and scope. If you are keen to find out more about this, please email your CV to lallcard@morganmckinley.com.sg Read more […]
Client ID Specialist – 1059064 – CP recruitment
Client Acceptance Reviews Verify the identity of prospective new clients across Investment Banking, Private Banking and Asset Management divisions of Credit Suisse based on local regulatory requirements and Credit Suisse policies and procedures.Ensure clients are correctly classified as prescribed by CS Policy and Regulatory expectations, including Sanctions and Reputational Risk review. Due Diligence AssignmentsUndertake specific due diligence assignments in conjunction with GC/Regional Oversight as required, including but not limited to, Finders/Consultants, Reputation Risk, Politically Exposed Read more […]
Private Banking AML Compliance Officer recruitment
THE ROLE INVOLVES: Responsibilities: AML Advisory – Provide advisory and manage AML queries from the Bank’s internal and external stakeholders On-going Client Monitoring – Conduct periodic client reviews in accordance to regulations and the Bank’s policies Transaction Monitoring – Review transactional alerts that are generated from the Bank’s transaction monitoring system Sanctions Compliance – Identify and mitigate client relationships and/or account activities that may present a sanctions risk Investigations – Conduct investigations on accounts or relationships where potential AML risks Read more […]
Legal Counsel (4-8yrs PQE – Corporate Finance/ M&A) recruitment
• Lead the development of legal finance solutions with local and international stakeholders• Review of the rules and regulations for MA on an on-going basis to update them in the light of market developments and international trends.• Support finance activities including asset based financing transactions• Review, draft and negotiate finance documentation including term sheets, facility agreements and security documentsJob Requirement:• Around 4-8 years of PQE experience with solid experience in MA• Regional exposure experience will be a plusWe invite suitable candidates to explore Read more […]
LEGAL & CORPORATE AFFAIRS MANAGER recruitment
Our clients is a financial services private company that specializes in assisting companies going public in the US, and offer marketing services for consumer products.ResponsibilitiesTo assist the Managing Director in the administration of the Legal and Corporate AffairsDepartment.To be the Company Secretary for the Group and those companies that the group has an equity interest inTo be the Personnel Manager for the GroupTo maintain the Registers of Members, Register of Charges, Shareholders and BoardMeetings Minutes and Resolutions, and Share Registers of the Group and to makeavailable for Members Read more […]
IT MNC – Contracts Manager recruitment
Our client is a leading US-based global IT company which offers its clients a diversified range of business solutions. The business has enjoyed strong growth in Asia Pacific over the years and our client is now seeking to further expand its business in this part of the world. In line with their growth plans they are seeking a mid to senior level lawyer to join their legal team.This role is for a Contracts Manager who will be based in Singapore with a reporting line into the CFO. You will be leading the negotiation of Commercial terms and Contracts and managing a team of contract administrators.The Read more […]
Legal Director (14-16 yrs pqe) Singapore recruitment
This role requires someone with very good North Asia commercial and corporate experience. Ideally, you must possess 14-16 yrs of relevant experience working knowledge of managing a strong team in an in-house environment. Candidates with a hands-on approach; additional Asian language skills and strong ability to manage internal clients stakeholders in the region will be an asset to this role. REF: 10854/EFCLearn more about this position apply today by contacting Hughes-Castell:+Call: +65 6220-2722+E-mail: hughes@hughes-castell.com.sg+Browse latest jobs: http://www.hughes-castell.com.sg/ Read more […]
Head of Compliance, Singapore recruitment
The Singapore Compliance team is responsible for executing the compliance program for all areas of the bank in Singapore. Reporting in to the Global Head of Compliance, this role involves managing a growing and successful team.Responsibilities IncludeProviding compliance training as necessaryDrafting and reviewing policies and proceduresProviding advice on compliance policiesParticipating in new product reviewsReviewing outsourcing arrangementsPartnering with business and entity management in managing regulatory reporting obligationsMaintain a broad knowledge of the Corporate and Investment Banking, Read more […]