Global Wealth Management Compliance – Compliance Director – Executive Director recruitment
REPORTING MANAGER Asia Global Wealth Management Compliance Head Local Governance – Singapore Compliance Head JOB PURPOSE To lead, develop and manage the Compliance function for Global Wealth Management in the Singapore office by providing regulatory advice and interpretation, developing policies and procedures, conducting Compliance training and performing surveillance and monitoring. RESPONSIBILITES AdvisoryProvide compliance and regulatory advice on an ongoing basis, focusing on investment products including equities, derivatives, fixed income, mutual funds, alternative investments, foreign Read more […]
Commodities Compliance Officer recruitment
Key Roles Responsibilities Product and business advisory work * Assists in the identification of material regulatory and reputational risks in the business. * Anticipates and assesses key regulatory and product risk trends in the business for management consideration and helps drive the development and implementation of appropriate mitigation control measures. * Undertakes continual assessment of regulatory risks associated with existing products and those under development. * Participates in the governance of a business. * Assists in approving new products and new business initiatives. * Assists Read more […]
Legal and Compliance Officer for a role in Investment Bank (SING) recruitment
This Legal and Compliance Officer role requires previous (or current) experience of working closely with FINMA, willingness to move to the Asia-Pacific region as well as understanding of the Investment Banking Compliance. The successful Legal and Compliance Officer will be joining a growing team based out in Singapore with possibility of often travel to Zurich. To apply please send your CV to compliance@carltonseniorappointments.com, apply via Carlton Senior Appointments Sárl (Suisse)
Credit Documentation Manager, Legal recruitment
Due to expansion in the APAC region, a successful global bank is looking for a Credit Documentation Manager to join their growing team in Corporate Banking. This is a fantastic opportunity to be part of stable team and gain exposure to different products. This is a legal documentation role within a fast paced and experienced team. The candidate to secure this role will be responsible for but not limited to: The preparation of corporate drafts, including confidentiality agreements and financing documents Liaising with law firms and negotiating with clients whilst keeping internal Read more […]
Compliance Manager – Brokerage recruitment
The Company My Client, a leading global Brokerage is looking for talented individuals to fuel the exciting expansion plans. The Role Working within the Compliance Department of a Global brokerage firm you will be responsible for compliance oversight of regulatory issues within the group. The role is based in Singapore and involves providing assistance to the Head of Compliance – Asia. This role requires a sound understanding of the business undertaken in alternative investment with particular emphasis on the Singapore regulated entities, as well as a sound understanding of alternative investment Read more […]
Senior Finance Lawyer – International Firm recruitment
My client, a Top Tier International Law Firm is looking to expand their Finance practice. This is a great opportunity for an experienced Finance Lawyer to join their team – and a chance to work with high profile clients in the region.A good career track and excellent prospects are on offer.The ideal candidate should have 4-7 years of experience working in finance work; and be called to the Bar in Indonesia. Interested applicants, please click on Apply Online. Alternatively, you can email your resume to us at sgresume@jobs.hudson.com quoting SG76998:EFNC:LSL. Your interest will be treated in Read more […]
Legal & Compliance – Compliance Director – Executive Director recruitment
JOB DESCRIPTION We are seeking a highly motivated and experienced Compliance professional to join the bank as Head of Compliance, Singapore. This integral role will focus on managing compliance risk and to protect the reputation and franchise of the business in Singapore. This role will drive strategic direction for the Compliance function, evaluate compliance with relevant regulations, identify issues, assess the impact of regulatory changes and work with business management to build and maintain control mechanisms to remain in compliance with laws and regulations. The role is focused on Singapore, Read more […]
Compliance Manager | Global insurance firm recruitment
About Our Client The firm is a top global insurance company, with high visibility and good presence in Asia and SingaporeJob Description To conduct reviews, data analysis and interviews to assess potential risk areas and evaluate the adequacy of the arrangements which the business units/distribution force have established to comply with all requirements in relation to industry regulations and company guidelines.Developing a risk-based Annual Compliance Plan Performing regular on-site and back-end reviewsEngaging Business Units when conducting reviewsTracking and following up on all agreed recommendations Read more […]
COMMERCIAL LAWYER – TELECOMUNICATION recruitment
Our client is highly reputable MNC specialising in telecommunications with offices spanning across the globe. Our client has a strong operation in South East Asia and this role will focus on delivering legal advice across the region to Singapore, Malaysia, Thailand, Vietnam, Indonesia and Philippines.ResponsibilitiesDrafting and negotiating customer and supplier agreementsProvide legal guidance and steer the contracting and bid processes.Ensure Group Customer and Supplier Trading Policies are enforced.To advise and assist customer bids, telecom procurement and non-telecom supplier related work Read more […]
AVP, Compliance recruitment
Reporting to Head Relationship SupportResponsibilities:Work with Regulatory Compliance Unit and Quality Assurance to ensure that the department’s processes meet internal and regulatory compliance requirementsConduct briefing to staff where necessary on changes in regulatory controls that are relevant to the FI PortfolioMonitor the schedule for Customer Due Diligence checks and ensure these are conducted on timeUndertake review of transactions (including establishment or renewal of RMA) with RMs to see if these are within the established CDD/KYC profile Manage the department’s Regulatory Read more […]