AVP AML Manager recruitment
About Our Client Our Client is a leading global bank that escaped relatively unscathed from the banking crisis. They are expanding their presence in Asia focusing on capital markets and private wealth.Job Description • Reporting jointly to Regional Head of AML and Head of Singapore Compliance.• Work within Singapore Compliance and particularly with other Compliance Managers to be responsible for and manage day-to-day AML related matters including approving new accounts, reviewing AML exceptions on a daily basis, producing AML related statistics, sanction and payment clearances, review PEP Read more […]
Tired of Trading? Quantitative Officer – Work life balance!! recruitment
About Our Client Our Client is a global financial services firm – that offers a wide range of moral services and products.Job Description The group is looking for a Valuation Officer.The incumbent will validate financial models and market data. The incumbent will monitor changes in financial risk indicators arising out of factors like foreign exchange, interest rates and credit. He/She will standardize pricing models across IBRD, Trust Funds, and IDA.Specific tasks will encompass:Reviewing and analyzing deal structures to determine whether proposed modeling approaches are consistent with the best Read more […]
Compliance Director, SEA recruitment
High Profile role Excellent opportunity to join a growing international organisation Strong corporate culture Our client is looking for a high calibre, dynamic individual to work within a growing global financial services organisation within the regional Compliance team. You will have experience of designing the Compliance program and Compliance strategy for South East Asia. Your past experience includes advising senior business leaders on regulatory implications, and being the point of contact for regulators in SE Asia. The successful applicant will be responsible for co-ordinating with Read more […]
Compliance Counsel (5-8 yrs pqe) Singapore recruitment
You will develop, implement and monitor programs relating to the company’s policies and procedures along with advising providing support to the internal investigations, sales, audit management teams. Ideally, you should be qualified with at least 5-8 yrs of strong compliance experience gained internationally from an in-house or a law firm with excellent communication team management skills. REF: 10912/EFCLearn more about this position apply today by contacting Hughes-Castell:+Call: +65 6220-2722+E-mail: hughes@hughes-castell.com.sg+Browse latest jobs: http://www.hughes-castell.com.sg/ Read more […]
Employment Lawyer recruitment
As the Employment Lawyer at UBS, you will join the Employment Legal team providing legal support to all UBS Group entities in Asia Pacific (including advice on hiring, dismissing, disciplinary action and policy). Key tasks and responsibilities include:Provide legal advisory support to Firm’s operations in Asia in the area of general corporate i.e. non-transactional/non-product. Provide input and support on the Firm’s global and regional initiatives and projects on an ad hoc basis. Work as part of the corporate legal team and be prepared to provide backup support to other corporate legal team members Read more […]
Head of Middle Office recruitment
ResponsibilitiesResponsible for assisting the relationship managers (RMs) fulfil their obligations pursuant to Singapore Branch’s “Know Your Customer” program. To do this, the Head of Middle Office will assist in defining and then implementing a process through which the RMs will:• Create KYC files, in accordance with the bank’s policies and procedures.• Review existing KYC customer files on periodic basis and update them, as necessaryThe Head of Middle Office will supervise team members who will have direct responsibility for file review. All KYC files will undergo a quality control Read more […]
Lawyer – Traded Products Documentation, APAC recruitment
As the Lawyer – Traded Products Documentation for APAC at UBS, you will work closely with your colleagues in Legal and Compliance, Credit, Collateral management to support the FICC and Equities business in APAC including Singapore, HK, India, Korea, China, Taiwan.Key tasks and responsibilities include:Advising, drafting and negotiating agreements for trading financial products, including prime brokerage, custody, OTC derivatives (ISDA and CSA), exchange traded derivatives, repo (GMRA) and securities financing (GMSLA), and derivatives linked to syndicated loans and debt capital market transactions. Read more […]
Head of Legal and Compliance Asia recruitment
You will be tasked with assuming responsibility for all legal (including regulatory and tax aspects) and compliance issues of the company’s entities in Asia as well as potential affiliates. Besides managing the legal and compliance teams in Asia, you will monitor legal and regulatory developments in the relevant markets and ensure immediate action is taken to implement changes due to such developments. You will also establish a robust framework to address the risks stemming from cross-border business including an effective control environment. Besides setting up new legal entities in Asia and Read more […]
Compliance Manager – Private Banking recruitment
The Company Our client is a Swiss wealth management institution offering services to private and institutional clients in the management of financial assets. They have presence in 29 locations in Europe, Asia and the Middle East and the Americas. The Role This role requires you to be responsible for general compliance and full spectrum of KYC/AML. Ideally you will have private banking experience.Your Profile To be successful in this role, you must be a Degree holder with at least 5 years of experience in Compliance within a private banking space. You must be hardworking and possess passion in your Read more […]
Legal Document Negotiator recruitment
Job Description 1. To provide legal and documentation support to the Wholesale bank in connection with derivatives transactions for the Origination Client Coverage (‘OCC’) and Financial Markets (‘FM’) teams in the Asia Pacific region (excluding PRC). 2. To assist management of the Wholesale Bank procure that appropriate forms of master agreements are used for dealings with third parties with adequate protections and remedies to address credit and event risk, and help determine that transactions with third parties are valid and enforceable under the laws of all relevant jurisdictions. 3. To identify Read more […]