Head of Compliance – Insurance recruitment
This leading Life and Pensions provider are seeking a Head of Compliance Development, Monitoring and Training to join their Compliance function.You will be responsible for ensuring an effective system and control framework is in place to ensure the firm meets its regulatory compliance requirements and that these requirements are effectively communicated and implemented across the business. You will provide advice and guidance to the business on regulatory change, as well as, compliance and regulatory requirements. You will also manage the delivery of the Compliance monitoring programme to provide Read more […]
Lead Compliance Officer – IBD Compliance Advisory recruitment
You will lead the IBD Compliance team, which is one of several advisory and specialist teams in London Compliance and works closely with similar teams in US and APAC.The primary focus of this role is to provide Compliance advice to the IBD business in EMEA, including providing training to the relevant business areas in London and providing support and advice on IBD Compliance issues to the European Compliance officers. Attendance at IBD commitment committees will be required and the individual will be expected to take the lead on solving conflict or reputation matters, raise the issues proactively Read more […]
Conflicts Supervisor recruitment
A truly global law firm is looking for a Conflicts Supervisor to manage a team remotely from London and report into offices in the US. You will be coordinating and supervising a small team of conflicts analysts who are responsible for the review of the new business for the firm’s International LLP officer.As a Conflicts Supervisor you will be managing a team of Analysts and Analyst Assistants to identify and facilitate resolution of conflicts of interest and firm business issues as it relates to requests associated with potential new business and submitted by any of the international offices.As Read more […]
Legal Counsel – Principal Investments recruitment
As the sole counsel for these business lines you will have responsibility for the provision of legal advice to a wide range of private equity corporate transactions and to the fixed income business. This will include the management of external counsel, legal due diligence, engagement letters, terms of business, NDA’s as well as the legal structuring and negotiation with clients across a range of diverse emerging business areas in what is a small but very active team.A strong academic background as well as training at a top City practice is essential. You must be able to demonstrate the ability Read more […]
Senior Compliance / Regulatory Lawyer recruitment
This is undoubetdly a challenging opportunity but one with many attractions. First there is the quality of the bank itself – a tier one entity and unquestioned number one in its core markets, one that is consistently profitable and that is run by experienced, highly knowledgeable senior management who have consistently demonstrated the ability to manage risk. The MD you’d report to would also be an extremely respected mentor and sponsor, a critical factor in both establishing yourself quickly in this role but also in terms of helping you realise future ambitions down the line.The role requires Read more […]
Financial Crime Prevention Manager recruitment
Responsibilities:To provide support to the DMLROGood understanding of rules around KYC, AMLTo received and escalate SAR ensuring appropriate action internally and externallyProvide support on legal, technical and regulatory mattersAssist the DMLRO in the production of the annual report and regulatory training materialAdvise teams of any potential impacts by tracking industry and market developments Requirements Detailed knowledge of ISA, Unit trust, OEIC, Pension and Investment trust administrationDetailed knowledge of FSA regulatory environmentDetailed knowledge of anti money laundering legistlationAbility Read more […]
Banking Know-How Lawyer recruitment
Finance know-how lawyer Permanent LondonLooking for a know-how lawyer with a project finance skill set to work as part of the high achieving Banking Know-how team within a large global Law firm. This is a great opportunity.Experience Required-Qualified lawyer with experience in project finance. You will ideally have had exposure to the mining industry although this is not a prerequisite-Project management experience and demonstrated creativity in problem solving-Experience in designing and delivering successful, interesting and innovative training programmes, targeted to the audience-Ability to Read more […]
Compliance Group Enforcement Officer – Monitoring – 6 month contract recruitment
This role will sit alongside the Group Compliance Monitoring team which has responsibility for the design and operation of a risk-based approached to monitoring of the Group with regard to their adherence to relevant rules, regulations, codes and internal business standards, policies and procedures. Whilst sitting alongside the Group Compliance Monitoring team, the role will report directly to the Group Chief Executive Officer.Responsibilities:To understand the risk-based approach which underpins the Group compliance monitoring programme(s) and to continually discuss the approach directly with Read more […]
Associate General Counsel – Global Regulatory Affairs, S&P EMEA recruitment
We are seeking an Associate General Counsel to work in our London office and assist (in coordination with global regulatory, compliance and operations personnel), with regulatory interactions, implementation and filings of EMEA-based businesses of Standard Poor’s SkillsLaw degree; qualified to practice law in EMEA (preferably in one or more EU member states) 4 – 10 years regulatory experience in the securities/corporate law area in EMEA; general knowledge of regional markets and regulatory environments in EMEA (preferably with good experience in the EU) Strong leadership, interpersonal, and negotiation Read more […]
COMPLIANCE MANAGER recruitment
The Compliance manager will be responsible for leading the design, implementation and maintenance of the regulatory compliance approach (including FSA, AML and DPA compliance) in line with the Company’s risk management framework, business plan and regulatory environment. This includes developing detailed regulatory compliance policies and processes and working with the business to facilitate the understanding and embedding of these within the Company.The Compliance manger will be responsible for scoping and agreeing the annual monitoring programme and for reporting the outcome of this activity Read more […]