Lawyer recruitment
Position Description:Wellington Management is one of the world’s premier investment management organisations. We are a global, privately owned firm that is 100% focused on managing money for institutional investors and mutual fund sponsors. We are headquartered in Boston with ten affiliate offices in the United States and around the world. We have a diversified, balanced, and growing business. Our clients are based in over 40 countries – more than one third of them are domiciled outside the US – and in total they have entrusted us to manage in excess of US$650 billion of their assets. On their Read more […]
Compliance Officer – AML – PEP recruitment
Credit Suisse is looking for an experienced AML Compliance Officer to join its teamThe RolePEPs Review potential PEPs from across the EMEA region; Update and maintain the EMEA PEP database; and Assist with AML projects, including the annual PEP reviews. AML and Anti-Corruption Analyse increased AML risk issues (e.g. sanctions and corruption); Conduct AML research into money laundering related issues; Advising on Bank Anti-Corruption matters including onboarding Finders and transactional isuses; Perform AML post-transaction monitoring; Review pre-transaction approvals, including potential reputational Read more […]
Compliance Advisory – Regulatory Development VP recruitment
Key Responsibilities:Provide support and input to co-ordination of Compliance activities relating to regulatory developments in Europe, including initiatives arising from European central supervisory bodies and national regulators.Provide effective and proactive support to regulatory policy agenda co-ordinating with the EMEA Government Relations and Public Policy team, including analysis of emerging and new regulation, input to submissions made to European supervisory bodies, trade associations and other stakeholders.Engagement with business areas and support functions to implement regulatory change Read more […]
AVP – Compliance Policy Team recruitment
Our client, a leading financial services company, currently seeks an AVP Compliance Policy Professional to be based in LondonThe role will be part of the Compliance Division, and will be responsible for:- Contributing significantly to the department’s policy work: including managing, maintaining and continually improving the quality of policy and procedural guidance – Proven experience of success working in a bank in a regulatory function or in banking supervision at the UK FSA. – Leading projects and managing change. – Compliance/ regulatory risk gained at the regulator, a regulatory function Read more […]
AIM Regulator/Lawyer recruitment
This position will ideally suit someone from a strong accountancy or legal background, with strong analytical skills, who is able to advise and face off to a variety of people, namely Nomads, but also AIM companies and other market participants. This position will require the chosen individual to have a good understanding of Corporate Finance and/or Capital Markets. This role will be ideally suited to a private practise lawyer looking for an opportunity to move in house, and a chance to work on the cutting edge of capital markets regulation. The ideal candidate will have been qualified for 2+ years, Read more […]
Compliance Advisory Manager recruitment
An urgent opportunity has arisen for a Compliance Advisory Manager to work for a top tier bank. You will be responsible for providing compliance expertise, particularly in BCOBS, CASS, Consumer Credit and OFT and to continue to support the business in all aspects of compliance perspective. Responsibilities include: Providing expertise to articulate clear and accurate requirements from a compliance perspective into the process/ procedures/ system changes. Effectively liaise and consult with policies and processes. Providing expertise to articulate clear and accurate requirements from a compliance Read more […]
Senior Compliance Officer recruitment
This position is with a leading high frequency prop trading firm with offices in London and New York.We require a candidate with:• Must have a broad knowledge of regulated entities and compliance, regulated business environments and key regulatory issues especially as they relate to proprietary trading.• This knowledge will include a demonstrated and strong track record of success working directly with key stakeholders and individuals residing within the various regulatory bodies and agencies. • Must also have a balance of both strong technical skills, with particular emphasis on knowledge Read more […]
Legal Counsel — Markets recruitment
Job Purpose: To provide legal support to the OTC Derivatives client clearing team and to other OTC derivatives areas in relation to clearing. Job Background/context: Part of a small team of specialists covering Rates, Credit Derivatives and Derivatives clearing. This in turn is part of a team of 35-40 lawyers supporting the Markets businesses (Fixed Income, Currency, Commodities and Equities Sales trading, cash and derivatives) in EMEA. Key Responsibilities:Reporting to our senior OTC derivatives clearing specialist, the successful candidate will be engaged in the following areas. Working on Clearing Read more […]
Group Sanctions Manager recruitment
Group Sanctions Manager – London – PermanentMy client, a global banking group, is seeking a Sanctions Manager to join their team in London. The successful candidate will be responsible for day-to-day management of Group Economic Sanctions and AML matters. You will be involved in providing advice, guidance and making recommendations regarding Group Sanctions Policy and will be expected to face-off to s enior stakeholders.Responsibilities:• Manage day to day Group sanctions and AML matters related to Lists and Notices, Breaches, Exceptions, Dispensations Waivers, and Ad-Hoc Projects.• Ensure Read more […]
Compliance Monitoring – Insurance recruitment
This highly successful and well known Lloyd’s Syndicate are seeking a Compliance Monitoring Executive to join their growing Compliance team.You will be responsible for undertaking regular compliance monitoring across various lines business. You will be responsible for all aspects of the monitoring process, which will include; pre-visit planning, collation and analysis of MI and monitoring samples, as well as the provision of written and verbal reports to the relevant business areas. You will also work directly with the business in improving any identified weaknesses and monitor actions, escalating Read more […]