Financial Crime Specialist Needed recruitment
This role is at Associate Director level and offers the successful candidate the opportunity to perform AML reviews and audits of all business units of this firm – corporate and investment, retail and wealth management. The position is placed within group audit offering the financial crime professional the opportunity to work with a broad range of stakeholders with flexibility in location, teams and projects both domestically and abroad.Key responsibilities:Manage audit work to ensure that relevant risks and controls have been identified and appropriately assessedReview and direct control evaluation Read more […]
Deputy Head of Compliance – Exchange/MTF recruitment
A successful multilateral trading facility are seeking a deputy head of compliance to join them due to expansion. This is an exciting and progressive business who are offering a unique opportunity to an accomplished compliance professional with a solid understanding of FSA regulated trading platforms.Your activities will be diverse therefore include but not be limited to -Resolution of day-to-day compliance queries and assistance in the maintenance of the compliance manual and rulebook.Oversight of the compliance monitoring programmeMonitoring the regulatory landscape in view of new legislation Read more […]
Compliance & Legal Associate (Hedge Fund) recruitment
Key responsibilities include, but are not limited to:• Develop and maintain strong knowledge of laws, regulations and industry best practices in the compliance and regulatory arena, for both Europe and Asia• Consistently monitor and report (and formally every 6 months) on relevant developments in the compliance and regulatory arena, for both Europe and Asia • Assist with the planning and execution of compliance reviews including identifying opportunities for improvement and communicating value added recommendations• Assisting with executing corrective actions to compliance issues, including Read more […]
Compliance Technical Manager recruitment
COMPLIANCE TECHNICAL MANAGER£60,000 Plus BenefitsLONDON (CITY)A prestigious, global, Asset Management Group are looking for a Compliance Manager to join their expanding team to provide significant input to the development of compliance standards, policy, strategy and controls.The role will include, but not be limited to:• Provide advice on FSA Systems and Controls requirements and their practical application• Provide technical support in the development of company policies (and related procedures) in line with regulatory requirements and with Group policies• Identify regulatory and Read more […]
UK Compliance Manager – Insurance recruitment
This highly successful global Composite Insurer are seeking a Compliance Officer to join their growing Governance function and oversee UK Compliance for one of their subsidiaries.You will be responsible for providing compliance support to the business, across a number of lines of business. You will play a key role in identifying regulatory and legislative initiatives, as well as, the implementation of newly developed policies and procedures that may affect the business. You will also provide support in regards to corporate and operational aspects to achieve the companies’ business objectives. Read more […]
LAWYER recruitment
The role is a six to nine month fixed term contract covering maternity leave. The successful candidate will act as an interim to deliver legal advice and services to the Company and to support all of the Company’s activities.Core Responsibilities:Provide efficient, effective and competent legal service and support to the Company, including:Investment management and advisory agreements.Fund structures and documentation.Platform and distribution agreements.Asset management outsourcing, services and IT/IP agreements.Buy-side investment-related agreements and advice.Custody agreements.Asset management Read more […]
KYC Analyst (Client Onboarding) recruitment
Responsibilities: Good understanding of rules around KYC, AMLPerform sanctions checks on clients and also classification of KYC and MiFID Knowledge of operational risks that banks face and experiencing in monitoring controls Advise teams of any potential impacts by tracking industry and market developments Requirements:At least one years experience in a similar roleCandidates should ideally have hedge fund experienceExperience of JMLSG, AML/KYC Ability to work under pressure with excellent attention to detailExcellent written and verbal communication skillsDedicated team player with a can-do attitudeFor Read more […]
Head of Data Protection/Privacy recruitment
Working within a global retail banking organisation you will work as the Head of Data Protection Privacy managing a team of 3 – 4 and reporting into the Compliance Director. As well as being a strong staff manager with excellent leadership skills, you will also need to be a subject matter expert in Privacy and Data Protection within financial services. You will be adapting and applying Data Product Management and performing sign-offs at a high level. You will need a good exposure to FSA regulations including the Lending Code and Secured Lending. This role will involve some but not regular international Read more […]
Private Banking Compliance Officer CF10/CF11 recruitment
Our client is one of the oldest and largest firms of private bankers with a large network of International offices. It provides a wide range of asset management and banking services to institutional and private clients worldwide.The firm is now looking to hire a Compliance Officer in London to join the Private Banking arm of the business and take responsibility for the Compliance Officer (CF10) and Money Laundering Reporting Officer (CF11). This individual must have a thorough understanding of the FSA rulebooks, in particular the COBS and CASS rules.The successful candidate will develop and deliver Read more […]
Senior Compliance – Europe – Insurance recruitment
This leading Global Life Insurance Company are seeking a Senior Compliance Manager to join their European Compliance and Regulatory Risk team.Reporting into the Head of Compliance and covering a variety of European locations and markets, you will play a key role in leading in the provision of commercially focused Compliance and Regulatory advice focused around Business Conduct. In addition you will play a key role in ensuring all Compliance and Regulatory requirements and issues are embedded and understood across European locations.The right person for this role will have strong Compliance and Read more […]