KYC Analayst recruitment
Duties:Undertaking KYC reviews ensuring compliance with the AML framework relating to KYCReviewing information currently held on due diligence filesReviewing classification of the clientObtaining outstanding information from the client as and when requiredExperience required: Wholesale or investment banking is highly desirableKnowledge and experience with UK AMLExperience in dealing with higher risk customers, products and jurisdictions is advantageousThis is a fantastic opportunity offering excellent career development, with package to match.For further information and details about this opportunity, Read more […]
Corporate Lawyers (2-7 years PQE) recruitment
Our client, a Top-rated law firm in the Channel Islands seeks a talented Corporate Lawyer to join their team in the Jersey. The role will involve a broad range of high-level transactional and advisory matters across Capital Markets, Funds and Corporate transactions. This is an excellent opportunity for a Corporate lawyer (2-7 years PQE) looking to gain more international/offshore experience. The high quality work on offer requires the lawyer to address complex legal and structuring issues within a multi-jurisdictional transaction framework.Reporting directly to a partner, the successful candidate Read more […]
Ombudsmen recruitment
Ombudsmen £65k to £85k London open-mindedadj: willing to consider new ideas; unprejudiced It’s not easy to see both sides of every story but that’s exactly the kind of perspective we are looking for.Every year our team of ombudsmen weigh up the arguments and settle thousands of disputes. Often taking decisions that change people’s lives.It takes an open mind, a cool head and solid judgement. It’s the way you think that makes you right for us. We also reckon you’re now at the top of your game – and in the mood for something completely different. www.financial-ombudsman.org.uk/careers Read more […]
Internal Auditor (French Speaking) recruitment
Candidates will have / have knowledge of: Fluent written and spoken English and French language skills A degree in a relevant field and / or respective business experience SOX Common Audit Software Ideal Candidates will have Audit experience within the automotive industry or a banking / financial organisation Knowledge of the regulatory requirements of the German Banking Supervisory Board Ref. SH 6326
Regulatory Compliance Consultant (broker dealer / banking) recruitment
IMS supports more than 600 investment businesses, ranging from established global firms to start-ups. Our clients include many of the world’s largest hedge fund managers, private equity firms, fund of funds managers, family offices and institutional pension fund managers.Our Regulatory Compliance Consulting business is dedicated to providing compliance advisory services to our diverse client base and as part of our exciting growth and expansion plans we are looking to add a number of high quality Compliance professionals to our team.Key Responsibilities: • Provide clients with responsive regulatory Read more […]
Part Time Compliance Assistant recruitment
P/T Compliance Assistant (3 Days PW) – £36K + Excellent Package + BonusRef: 97763Global Financial Services company that has based its success on creating market trading technology requires P/T Compliance Assistant to support staff and Management across Europe, ensuring that they operate in accordance with regulatory, legal and exchange obligations.The role has developed through growth for an individual with experienced gained within the compliance space, who perhaps is now seeking a work life balance where they can have quality of life.Key responsibilities include:• Day to day responsibility Read more […]
Compliance Manager recruitment
State Street Corporation (NYSE: STT) is the world’s leading provider of financial services to institutional investors including investment servicing, investment management and investment research and trading. With $21.510 trillion in assets under custody and administration and $1.877 trillion in assets under management at September 30, 2011, State Street operates in 26 countries and more than 100 geographic markets and employs 29,685 worldwide. For more information, visit State Street’s web site at www.statestreet.com Promoting a culture of excellence With more than 29,000 employees across 26 Read more […]
Compliance & Risk Manager recruitment
Small but expanding financial services business is looking to bring on a Compliance Risk Manager for their Watford office.The role of the Compliance and Risk Manager will be to develop and drive the delivery of the firms strategic compliance and risk agenda whilst ensuring adherence to all current relevant regulation. The role therefore requires the Compliance and Risk Manager to:Monitor, understand, communicate and implement current and future regulatory developmentsDevelop and implement an effective compliance and risk strategyDevelop and manage appropriate risk and compliance tools to assess Read more […]
Business Suitability Assistant recruitment
This Business Suitability Assistant role , based in the City of London, will be responsible for:*Identification and analysis of risk issues which typically might result in client detriment, in particular unsuitable investment advice and unsuitable client portfolios *Identifying specific, measurable outcomes which the business should aim to achieve *Assist in the development of procedures which raise standards, meeting both the need of the client and ensuring that regulatory outcomes are delivered *Undertaking remote assessments of client portfolios and client correspondence *Undertaking branch Read more […]
SENIOR MANAGER – ADVISORY COMPLIANCE recruitment
S ENIOR MANAGER – ADVISORY COMPLIANCE – LONDONMy client, a major B ritish financial institution, is seeking a s enior manager to provide compliance advisory services to various private side teams. The successful candidate will be working directly with the Head of Private Side Advisory Compliance and will need to build and maintain strong relationships and d rive compliance c ulture within the business.Responsibilities:Understand the mainstream lending businesses and regulatory expectations relating to them.Provide the link between private side teams (including Project Finance, Acquisition Finance Read more […]