FATCA Compliance Project Manager
An exciting opportunity now exists for a Risk and Compliance professional to join a leading global financial services firm in Sydney CBD.An immediate start, working on the FATCA project for a minimum of 6 months.The successful candidate will ideally possess the following skills:-Experience in understanding and implementing relevant legislationAdvising stakeholders on�implications and risk management best practiceKnowledge of, and exposure to FATCAExperience within banking, or broader financial services industryFor a confidential discussion, please contact Sophie Peers at Huxley Associates.To Read more […]
Associate General Counsel
Some careers have more impact than others.If you’re looking for a career where you can make a real impression, join HSBC and discover how valued you’ll be.Offering a diverse range of legal skills and jurisdictional experience across the full range of countries and territories in which our businesses operate, Group Legal plays an important role in the day-to-day and long-term planning activities of all of our businesses around the world. Responsible for providing comprehensive legal advice to senior management and all Group functions, the team advises on and takes an active involvement in all business Read more […]
Head of Audit
Description The incumbent will be the cross divisional head of the Audit team forAustraliaandNew Zealand, as well as the overall Australia Country Audit Coordinator covering the firms Investment Banking, Wealth Management and Asset Management businesses in these locations. The successful applicant will oversee the cross divisional audit coverage inAustraliaand supervise a team of 5 auditors based inSydney. The Head of Audit will be the Country coordinator and represent GIA ANZ on all cross divisional matters to the Country CEO and COO and represent GIA at the local Cross Divisional Governance Committees, Read more […]
AML Investigator
Some careers grow faster than others. If you’re looking for a career that will give you plenty of opportunities to develop, join HSBC and your future will be rich with potential. Global Risk is a thriving and expert risk management function supporting HSBC globally with all aspects of risk management. The team actively manages a varied and dynamic range of risk types, including security, fraud, information security, operational, credit, compliance, regulatory, market and reputational risks. All parts of the Global Risk team use their skills, insight and integrity to handle established threats and Read more […]
International Wealth Management Compliance Officer
Position Description The position requires extensive knowledge of cross- border sales practice issues as they relate to a retail and ultra high net worth broker dealer.Primary responsibility will be to give advice regarding the marketing and sale of securities from the USA to clients located in non-US jurisdictions, with a concentration of clients from Latin America. This function will also include the development and implementation of surveillance systems, policies, procedures, and monitoring and testing involving trading and product development as related to non-resident clients.The successful Read more […]
Compliance Vice President
Position Description Global investment management firm seeks Compliance Professional to work as a member of the MSIM Compliance Department focusing on Compliance Testing and Service Provider Oversight.Primary Responsibilities:• Participate in the annual compliance risk assessment and assist in formulating MSIM Compliance’s annual compliance program based on risk assessment results.• Assist with the development, implementation and execution of risk-based compliance testing to review and assess the effectiveness of the firm’s policies and procedures in compliance with Rules 38a-1 and 206(4)-7, Read more […]
Hong Kong
The Risk Management Group (RMG) is an independent, centralised unit responsible for assessing and monitoring risks across Macquarie. This includes market and liquidity risk, credit risk, compliance risk and operational risk. RMG personnel liaise closely with all operating areas to ensure risks are understood and properly managed.The Compliance Division within Macquarie’s Risk Management Group provides compliance support and advice to Macquarie’s operating businesses.Reporting to the Head of the Control Room Asia, you will provide leadership support to the team in managing conflicts and interactions Read more […]
Legal Counsel
Role Overview:In this newly created role for the Hong Kong entity, you will be responsible for further enhancing the legal function in Hong Kong. You will be the first person of contact for any legal queries pertaining to the private bank. You will provide advise on day to day legal matters, be in charge of reviewing and drafting legal documents and be involved in new product launches. You will also be working very closely with the Compliance team in Hong Kong, and Legal headquarters on regulatory compliance matters.The Candidate:Ideally Hong Kong qualified lawyer with at least 10 years post qualification Read more […]
Senior Manager, Compliance, Macquarie Funds Group
Senior Manager, Compliance, Macquarie Funds GroupMacquarie Investment Management Sydney location Advance your Funds Management Compliance careerAbout the role:Macquarie Funds Group (MFG) is Macquarie Group’s funds management business. MFG is a full-service asset manager, offering a diverse range of products including infrastructure and real asset management, securities investment management and fund and equity based solutions. The group had $A343 billion assets under management at 31 March 2013. MFG has been managing assets for pension funds, institutions and retail investors since 1980 in Australia Read more […]
Director, Compliance, Macquarie Funds Group
Director, Compliance, Macquarie Funds GroupSydney location Advance your Funds Management Compliance career Leadership roleAbout the roleMacquarie Funds Group (MFG) is Macquarie Group’s funds management business. MFG is a full-service asset manager, offering a diverse range of products including infrastructure and real asset management, securities investment management and fund and equity based solutions. The group had $A343 billion assets under management at 31 March 2013. MFG has been managing assets for pension funds, institutions and retail investors since 1980 in Australia and 1929 in the US Read more […]