Law Partner (Corporate / M&A)
JD – Law Partner (Corporate/ MA)Our client is a reputable and aggressively growing mid-sized law firm with an impressive track record across Asia over the last decade.They are now seeking an experienced lawyer to join their Corporate/ MA team and have set aside the finances to invest further in this growing practice. The candidate will join them as a competitively salaried Junior Partner with a view towards making Equity Partner in the near – mid future.They are now inviting expressions of interest from Corporate/ MA Partners who might be interested in making a switch to a growing practice. Alternatively, Read more […]
VP
VP – Regulatory Compliance Officer – LondonMy client, a global banking group, is seeking a VP-level Compliance Manager to join their team in London on a permanent basis. The successful candidate will be working with colleagues within the group centre to deliver compliance risk management processes to mitigate any regulatory financial risk. This is a very high profile role that will be dealing with Managing Director level stakeholders within the business and as such will be a very visible position. You will need the gravitas and communication skills to challenge and have credibility with Global Read more […]
Regional Head of Anti-Money Laundering, APAC
Reporting to the Regional Head of Compliance, you will have ultimate responsibility for the oversight of all activities relating to policy and regulatory implementation of AML procedures across Asia Pacific. This will include but is not limited to Corporate Banking, Institutional Sales Trading and Fund Administration businesses. Working closely with line of business heads and in-country compliance heads spanning more than 10 countries, you will ensure a robust AML procedural framework is in place and that it complies with HKMA guidelines. You will also lead a core investigations team and monitor Read more […]
2-3 Years PQE Lawyer – Financial Services Boutique In
A leading player in the shadow banking system that have experienced massive growth over the last few years is looking to hire a 2-3 year PQE lawyer to join their successful legal team.The business has grown to over 65 people in under 5 years and is now looking to move to its next stage of growth with international expansion in USA and Asia. Business lines include hedge fund, investment management, structured products, stock loan, sub custodian and institutional brokerage. The niches within the business have all proved to be extremely successful and the business has established a very strong Read more […]
Regulatory Compliance Manager
Required ExperienceA proven, in-depth understanding of regulatory framework as it applies to wholesale firms, for example; capital requirements, MiFID, AIFMD, relevant Business permissions etc.A background in Compliance, Regulatory Risk, Conduct Risk, or Operational Risk from a Wholesale or relevant Asset Management business is essential for this roleAn understanding of the supervisory and enforcement approach to regulation.Excellent relationship management skills to enable credible engagement with senior internal and external stakeholders.A proven track record in managing teams with volume Read more […]
Junior Paralegal
Be respected and valued for your experience Gain hands on best practice experience Work with colleagues at the top of their gameAbout the opportunity Do you want to engage your mind? Then join Ernst Young and gain experiences that will last a lifetime. We’re looking for a Junior Paralegal to join our General Counsel’s Office and provide administrative support to the team. As part of our administration team, you’ll develop your skills by providing support services to some of Australia’s largest organisations. Your experience in business communication will help you to build effective relationships Read more […]
AML Compliance Officer
Position Description The Legal and Compliance Department’s UK AML Group, which is based in London, is charged with day-to-day oversight and coordination of the AML and Sanctions Program covering all businesses including Institutional Sales and Trading, Private Wealth Management Business, Investment Banking and Investment Management across the EMEA region. A need has arisen for an individual to provide support to the existing AML team.The candidate will report to the Deputy Head of AML for the EMEA region and will be a part of a ten member team.The candidate will have a good understanding of the Read more […]
Manager, Regulatory Controls
Excellent, high profile opportunity to suit strong people manager with excellent knowledge of the UK regulatory regime and proven process improvement/change management experience gained from the financial services industry. The preferred candidate will ideally come from a securities or corporate finance house, investment firm or relevant trade body, or regulatory organisation and will demonstrate proven experience of leading and motivating diverse teams in a change environment. A good understanding of regulation/compliance or control functions attention to detail is essential and will be complemented Read more […]
Interim Compliance Manager
Job Title: Interim Compliance ManagerType: ContractRate: £550 day rate Location: London An exciting opportunity has come up for an experienced compliance manager working for a financial services firm who focus around investment and mortgage based products. You will be the Interim Senior Compliance Manager. As the Senior Compliance Manager you will be responsible for maintaining knowledge of all regulatory developments specific to the business, maintaining and developing the compliance monitoring plan and conducting regular monitoring of compliance for all products. The ideal candied will have Read more […]
Senior Regulatory Compliance Manager
Senior Regulatory Compliance Manager – London Retail BankA leading retail bank inLondonis seeking a Senior Regulatory Compliance Manager to add to the strength of the Compliance Department in a role that will encompass strategy, planning, compliance expertise and team management. Responsibilities: Lead a group of high calibre managers to perform at their best by setting objectives that are closely aligned to the Compliance plan and coaching and developing them.Enhance the compliance culture across the organisation by managing effective relationships with business areas and stakeholders at every Read more […]