In-house Lawyer*
Varied business focused role Gain exposure to transactions and provide legal advice Close knit business with strong people focused culture About the roleAs part of the Macquarie Corporate Asset Finance Group (CAF) legal team, you will be providing legal support for a number of CAF’s asset finance businesses in Australia, New Zealand and Asia. Your role will involve the provision of legal advice, transaction structuring and preparation of documentation. You will be working in the business and be involved in day to day legal matters which affect the running of the business. You will also:Review, Read more […]
Compliance Director
One of the largest investment management firms in Boston is adding a unique position to its compliance team, responsible for establishing the strategic direction of the program. This person should be a “jack of all trades” in the compliance arena, and needs to handle and oversee new controls based on regulatory risks, forensic audits, the code of ethics, and any other drivers they can identify that will shape the firm’s control program. The Director is responsible for analyzing risks related to the firm’s compliance structure and for investigating, reporting on, resolving, escalating, and addressing Read more […]
Compliance Officer-Mortgage Servicing Vendor Management
Position Description Morgan Stanley seeks a key Mortgage Division Compliance Officer under Morgan Stanley Private Bank, National Association (MSPBNA) to implement the Monitoring Testing (MT) Program for all residential mortgage loan servicers outsourced by Morgan Stanley. Emphasis will be on the development, implementation and on-going maintenance of a MT Program for vendors performing mortgage loan servicing, loss mitigation or foreclosure functions. The position will interact with various corporate functions, i.e. Legal Compliance, Operational Risk, Technology, Privacy, Business Continuity, Read more […]
SENIOR LEGAL COUNSEL
Our clients include corporations, pension plans, insurance companies, foundations, endowments, central banks, official institutions and mutual fund advisors. In the U.S. we have offices in Boston, Chicago, New Jersey and New York. We have an excellent career opportunity for a Senior Legal Counsel role in our New York office. Individual will be responsible for assisting the Head of Legal, Compliance and Operational Risk with discrete projects. In addition, this individual will function autonomously to negotiate complex legal agreements including, but not limited, to Investment Management Agreements, Read more […]
Compliance Analyst,Off
Our CompanyState Street Corporation (NYSE: STT) is the world’s leading provider of financial services to institutional investors including investment servicing, investment management and investment research and trading. With $25.42 trillion in assets under custody and administration and $2.18 trillion in assets under management at March 31, 2013, State Street operates globally in more than 100 geographic markets and employs 29,460 worldwide. For more information, visit State Street’s website at www.statestreet.com.Promoting a culture of excellenceWith more than 29,460 employees across 29 countries, Read more […]
Assistant Deputy Director Strategic Procurement
A dynamic organization with a strong focus on customer service, safety, and new technologies, Metro-North employs approximately 5,900 people. Operating out of its home base in New York City’s historic Grand Central Terminal, the railroad’s three lines serve 120 stations in seven counties in New York and two counties in Connecticut. In 2011, Metro-North received the prestigious International Brunel Award for Overall Excellence in Railroad Design, recognizing its continuing work as a more efficient operation, its commitment to sustainability, and its focus on providing excellent customer service. Read more […]
Business Analyst / Project Manager
You’ll need a sound background in financial services or consultancy for this lower managerial position, as well as a background in credit or market risk.The FiRST programme launched late 2010 aiming to transform the Group Finance, Risk and Treasury systems to enable us to meet the significant challenges the industry faces in meeting statutory obligations. This will result in the ability to make timely, accurate and informed decisions in our markets, and manage our asset and liability positions efficiently and effectively. FiRST is one of the largest and most ambitious transformation programmes Read more […]
Senior Compliance Manager
Our client, a global private bank is looking for a Senior Compliance Manager to provide advice, guidance and support to the front office in all aspects of their private banking business. The individual would help to develop and maintain regulatory standards to enhance and protect the reputation of the firm.Duties Include:· Manage a team in providing regulatory guidance and advice to the business.· Provide detailed compliance advice and guidance in relation to existing and new business initiatives.· Ensure that the business maintains the requisite Read more […]
Credit Risk & Central Clearing Business Analyst
RRP impact assessments Document requirements, verify specifications, assist in UAT Leading and running workshops and working groups To apply for this role you will be a proven Credit Risk Business Analyst with either RRP, Dodd-Frank, EMIR, or Central Clearing project related experience. Your credit risk experience will be for traded products and you will have solid front to back knowledge of credit risk. FRM, PRMIA, GARP, or equivalent qualification is desirable but not essential.
Regulatory Compliance Manager for CASS
You should have an excellent understanding of the FSA CASS rules and implementation and have the experience and gravitas to liaise effectively with regulators, line management and risk.KEY RESPONSIBILITIES:Provide specialist advice for CASS Compliance Monitoring and new products to achieve consistency across the business and create a strong “CASS culture.”Ensure that policies procedures for compliance monitoring reg implementation is up-to-date and appropriate.Conduct CASS investigations initiated by regulators and/or HR disciplinary procedures.Monitor internal and external audit findings for Read more […]