Principal Compliance Auditor
for our clients. This is made possible by our people: agile minds, able to see beyond the obvious act effectively in an ever-changing global business landscape. As you’ll discover, our culture supports this. Diverse, international and shaped by a variety of different perspectives, we’re driven by a shared sense of purpose. At every level agile minds are rewarded with competitive pay, support and the opportunity to excel. Named the “Best Global Investment Bank“ in Euromoney Magazine’s annual Awards for Excellence, Deutsche Bank is a leader in Germany and Europe and is continuously Read more […]
Derivatives Compliance
BlackRock is one of the world’s preeminent asset management firms and a premier provider of global investment management, risk management and advisory services to institutional, intermediary and individual investors around the world. BlackRock offers a range of solutions – from rigorous fundamental and quantitative active management approaches aimed at maximizing outperformance to highly efficient indexing strategies designed to gain broad exposure to the world’s capital markets. Our clients can access our investment solutions through a variety of product structures, including individual Read more […]
Trading & Liquidity Compliance Officer
The Legal Compliance team oversees BlackRock’s compliance with applicable laws and rules, and is responsible for, among other things, establishing legal and compliance policies and procedures that meet applicable regulatory requirements and testing the operative effectiveness of those policies and procedures; overseeing all regulatory matters; coordinating all litigation and legal proceedings; negotiating contracts; and providing compliance training. We are sourcing for a dynamic and enthusiastic compliance professional who functions in an efficient, detail-oriented, and proactive manner. Read more […]
Business Analyst – KYC – Client On-Boarding
Business Analyst – KYC – Client On-Boarding – Audithttp://www.alexanderash.com/banking-jobs.phpTier 1 Global Investment Bank requires a Business Analyst to work closely with a team of consultants to understand the current state of their KYC (Know your Client / Customer) and Audit processes. Analysis will be carried out to understand whether the processes need improving Globally and a target operating model will be put in place for the future state.Please contact if you have full front to back experience of Client On-Boarding / KYC and have worked as a Business Analyst within an Investment Bank.Alexander Read more […]
Senior Fraud Analyst
Successful candidates would be expected to:Use sophisticated statistical techniques to develop models, customer segmentation schemes, profiles, and other analytically based tools in day to day operations. Utilize detailed transaction data to create customer profiles, segments and models in accordance with GCCFRP Chapter 17 and legal and regulatory requirements (local and US if appropriate).Design modules for advanced analytical tools development.Develop coding routines that translate and move manual, judgmental controls setting toward structured, analytically driven thresholdsParticipate in the Read more […]
Senior Compliance Manager, Regional Team
An exceptional opportunity has arisen to join a global financial services institution as the Senior Compliance Manager to oversee its thriving operations in the retail and commercial banking businesses. This role offers the opportunity to deputize the Head of Compliance in the management of a group of compliance professional and interactions with various senior management The RoleReporting to the Head of Compliance, you will be fully responsible for:Supporting and providing advice and guidance to regional business on global initiativesOverseeing the implementation of the Group’s compliance Read more […]
VP
Our client is a leading investment bank with a strong reputation for the career progression and growth of their employees. A need has arisen within the audit function for an independent candidate to take up a hybrid role The RoleReporting to the Regional Compliance Audit Manager, you will be fully responsible for:Assessing the adequacy of the control environment across the businessManaging and executing audits of the investment bank business in HK and across Asia region, with a particular focus on regulatory complianceProviding recommendations to management for improvement where weaknesses are Read more […]
VP
Our client is a global financial services institution with excellent industry expertise and primary technology to ensure the delivery of quality services to the clientsThe RoleReporting to the Head of Compliance for Investor Services, you will be fully responsible for:Providing strategic compliance advisory support for business unitsDeveloping compliance policy and procedures as well as monitoring tools to evaluate the effectiveness of existing controls of the trust company as well as service providersManaging relationship with and expectation from regulators and also with different business unitsDeveloping Read more […]
Senior Manager / Director Tax (M/F) LBIA503077
Job description As a Tax Manager, you will: – join one of our specialised teams dealing with international sector (financial/funds, MA, Real estate, hedge funds or industry) – develop your own client portfolio, dealing with all your clients’ compliance and advisory tax issues, coordinating with other local or foreign based colleagues for issues that exceed your area of competencies – be responsible for supervising and training the team that you will work closely under your responsibility – have the opportunity to participate in various internal and external industry working group, where your specific Read more […]
Compliance SYD, Private Wealth Management (PWM), Vice President
Position Description Morgan Stanley Australia is currently hiring a seasoned professional to join their Private Wealth Management (PWM) compliance team as Vice President.The main focus of this key role is to assist the Country Head of Compliance for Australia with day-to-day compliance responsibilities in PWM businesses to manage regulatory risk and preserve the Firm’s franchise through assisting the local and off-shore regulated retail businesses to comply with, and monitor for compliance with, applicable laws, regulations, rules, internal policies and procedures, standards and industry best practices.Key Read more […]