Information Risk Management
Information Risk Management – DirectorLondonUp to £140,000 per annum + bonus benefitsA leading Banking Organisation is currently looking to hire a Director for their Group Information Risk Management team.The Group Information Risk Management team provide oversight on the Business Unit Information Risk team, who provide specific solutions to their respective entities.The Information Risk Director will manage the SME team, who provide subject matter expertise on 4 key areas: Logical Access Management, Information Classification, Data Leakage Prevention Records Management. They will provide this Read more […]
VP/ ED, TRUST & TAX MANAGER
Excellent Career OpportunityPrivate Investment CompanyReports to Managing Director, you will be supporting primarily the international tax compliance and planning activities of the Company, the family trusts, the beneficial owners and the private entities of the beneficial owners.These responsibilities include:Review and analyze, on an ongoing basis, the current company structures and investment holding structures across various jurisdictions (such as Hong Kong, the United States, the United Kingdom, Guam, France and Switzerland) to identify any potential tax issues emerging from the changing tax Read more […]
Client Onboarding Associates/ AVP
Our client is a reputable and well-established bank with a strong presence in the world’s major financial centres.Due to business expansion, they are presently looking to grow the client onboarding team. The roles are at associate or AVP levels.You will be part of a high-performing team that provides support to the front office sales business by acting as the single point of contact for all client onboarding-related issues and queries. You will work closely with functions across the bank (e.g. KYC, AML, credit and legal due diligence, operations etc) and manage collaborative working relationships Read more […]
Compliance Officer III Job
Compliance Officer III (Job Number: 1306906)DescriptionManages compliance efforts for the Company as they relate to complex regulatory and policy requirements, program and project development. Analyzes existing and proposed legislation, regulatory announcements, and industry practices, and helps businesses develop and implement procedures to meet these requirements. Validates control processes to ensure compliance with laws, rules and regulations. Partners with business unit managers to respond to reports issued by regulatory agencies or audit. Will have contact with outside regulators, government Read more […]
Governance Risk/Compl Spec II Job
Governance Risk/Compl Spec II (Job Number: 1306907)DescriptionIncumbent will have responsibilities covering either Governance Compliance or Risk and is expected to perform the following duties in either discipline: Understand and assist in achieving unit service objectives and key performance indicators (KPIs). Promote and support a culture of compliance, risk avoidance/mitigation and corporate accountability throughout the organization. Identify opportunities to build GRC programs into the daily operations of Information Technology. Assist in the development of tools, training, policies, and Read more […]
Info Security Risk Splst Job
Info Security Risk Splst (Job Number: 1211948)DescriptionThe job holder is responsible for maintaining the effectiveness of enterprise-wide information security strategy including related programs, processes and initiatives. S/he consults on the development, implementation and enforcement of corporate-wide Information Security policies, procedures and standards. The candidate consults with the business and operational infrastructure personnel regarding new and existing technologies and appropriate security architectures, practices and procedures. S/he has responsibility to interface with various Read more […]
Compliance Officer – Private Equity Firm
The PositionThe Guernsey office for this Private Equity firm is currently going through the next phase of it’s growth, and as such has a rare opportunity for a Compliance Officer to be based in the Channel Islands. This will be a standalone compliance position reporting directly into the Head of Compliance, who is based in London. Your tasks in this role will include:Understanding Guernsey regulatory rules and ensuring Guernsey regulations are being followedMonitoring, completing checks and updating of regulatory task lists for Guernsey which lists on-going regulatory obligationsLiaising with Read more […]
Compliance Analyst – Contract
UK Liquidity Solution includes a number of on-balance Sheet products such as Demand Deposits Accounts and Cash Concentration products, and Off-balance Sheet solutions, such as investments into Money Market Funds. The successful candidate will; Possess excellent analytical skills, preferably with previous experience as a compliance analyst.Have experience of working closely with various business partners to understand detailed business processes.Have a working knowledge of UK regulations applicable to Treasury Products. Knowledge of regulations in EMEA and the US would be of added benefit.Be Read more […]
Lawyer
Job Scope:1. Provide daily legal support to Equities business (Equities brokerage, equity research, equities derivatives etc.)2. Draft, review and negotiate brokerage/QFII/RQFII/Derivatives contract3. Provide legal support for Equities new product/business initiatives, including following the trend of laws and regulations, reviewing new product plan and participating in internal/external discussion.4. Provide legal support in other non-business area, including communication with external lawyers, cooperating with HR and other back offices.5. Provide legal related training to Equities staff on a Read more […]
Senior Auditor, APAC IT
Group Internal Audit (GIA) is an independent function that supports UBS in achieving its strategic, operational, and financial and compliance objectives. We do this by assessing key processes as well as governance, risk management, and the control environment within all business divisions globally. We are independent in our work and report directly to the Chairman of the Board of Directors and the Risk Committee. GIA’s structure consists of divisional audit teams throughout the world, reflecting UBS’s business structure. We are looking for an outstanding professional to join our dynamic APAC IT Read more […]