Senior Compliance Manager -Investments
Senior Compliance Manager – Investments (London/MK)The Compliance function has a key role in helping Santander to manage and minimise its exposure to regulatory risk. This includes working with each division to ensure that Santander remains commercial whilst protecting the best interests of our customers and maintaining a high level of integrity in complying with the requirements of the FSA or other regulators.The role-holder will be responsible for the execution of strategy and the development, management and delivery of compliance arrangements that facilitate the company’s compliance with regulations. Read more […]
Head of Financial Crime / Manager
The role will be responsible for all areas of Financial Crime Compliance and Prevention including KYC, Know your Business, AML, Combating the Financing of Terrorism, Financial Sanctions, Anti Bribery, and Corruption and will include managing:Projects and investigationsPolicies, procedures, and regulatory developmentsAdvisory and training to the European businessBAU tasksCompliance reportingLeading a teamTo apply for this role you will need general insurance financial crime experience including sanctions, AML, anti bribery corruption and screening solutions – this is essential. Licensing experience Read more […]
Compliance Audit Manager
TDS is a leading provider of trustee and depositary services to the regulated collective investment scheme industry in the UK. We service a number of the UK’s leading Investment Managers acting as a trustee or depositary to about 50% of the UK market.Markets and International Banking is the investment banking arm of the Group, offering a broad range of services enabling major corporations and institutions to achieve their global financing, transaction services and risk management objectives. As a Compliance Audit Manager, you’ll be responsible for the planning, undertaking, and reporting of Read more […]
Advisory Compliance
This position is within the Compliance Advisory functionThe Compliance Advisory function is responsible for providing qualitative compliance advice to the various business divisions in within the EMEA region.This role is to service the Multi Asset, Client Solutions, Financial Markets Advisory and Scientific Active Equity businessesKey Responsibilities:Working with the head of the team to provide qualitative compliance advice and support to the outlined business areas and respective support functions.Working on new product initiatives and other important business projects providing timely advice Read more […]
Director Level Programme Manager
It will involve the management of the entire MD D community within the Change programme as well as the same level stakeholders from the impacted function areas.The role as Programme Manager is to execute best practice, define governance deliver advisory services on global strategic programmes across the business and ensure a consistent approach to delivery is taken across the regional divisions and is in alignment with the overall business strategy.This role requires the successful candidate to be able to build, maintain influence relationships with the most senior of MD/CxO communities, Read more […]
AVP – Ratings Analyst (Legal Specialist)
Our views matter. So will yours.Further information about “working at Moody’s” is available at our Careers Page at www.moodys.comThe Department/TeamThe Structured Credit Group (SCG) reviews a wide range of securitization structures comprising collateralized loan obligations (CLOs), structured notes, repackaged bond transactions, and other structured credit products.The RoleThe individual will be primarily responsible for the analysis of the legal, structural and credit aspects of CLOs and other structured credit transactions, publishable research, and special projects (such as analyzing the effects Read more […]
Legal Division, Investment Banking Division Legal Group, Vice President, Singapore (21470)
Founded in 1869, the firm is headquartered in New York and maintains offices in London, Frankfurt, Tokyo, Hong Kong and other major financial centers around the world.Goldman Sachs has long sustained a commitment to hiring and training outstanding leaders. Our business principles are rooted in integrity, a commitment to excellence, innovation and teamwork. These values enable us to execute successfully a business strategy that is focused on extraordinary client service and superior long-term financial performance for our shareholders.The Investment Banking Division Legal Group (IBD Legal) provides Read more […]
Associate Director of Tax Strategy
The Associate Director of Tax Strategy’s responsibilities would reach across several departments within the firm. One of the core functions of the role would be to develop and enhance our existing research on tax efficiency and integrate the research into the various groups within Cambridge Associates. The Associate Director would also serve as an internal tax resource, bridging the knowledge gap between investment and tax considerations and would also work to improve our understanding of trust structures and estate planning. Core ResponsibilitiesGuide consultants on the creation of Read more […]
Regulatory Analyst
The Municipal Securities Rulemaking Board (MSRB) is seeking a Regulatory Analyst to assist in the development of testing standards and educational programs for municipal securities professionals. The analyst will have an important role in representing the MSRB in meetings with securities industry professionals and other regulators to discuss professional qualifications examinations and related issues. The analyst will assist in developing and coordinating the delivery of the examinations and training for the municipal securities industry.Qualifications/Skills:Bachelor’s degree with a strong academic Read more […]
Director
Premier global investment bank seeks a senior lawyer to head up the Equities Legal function across Asia, based in Hong Kong. The role will involve managing a team of lawyers providing coverage to the OTC derivatives, cash equities and prime brokerage businesses. The ideal candidate will currently be working in a peer financial institution in Asia with solid equities experience and prior management experience. Chinese language skills are preferable though not essential. For more details contact Liam Richardson on +852 2168 0791 or liamrichardson@puresearch.com