Senior Quantitative Risk Analyst – Pittsburgh, PA – $120,000
This organisation is looking to establish a centre of excellence for risk in which best in class risk modeling and practice is put in place with the objective of being a benchmark within the industry. This group was establish in the last 12 months and has continued to grow. Due to this growth they are looking for a senior individual to join in a middle management function in order to take a leadership role with junior members of the group and contribute significantly to strategic direction. The successful candidate will possess –An advanced degree in a quantitative field along with a minimum of Read more […]
Rates, FX and Derivatives Advisory
This role will be a VP member of a team providing day to day compliance support and oversight for their rates, FX and derivatives business, and for developing close working relationships with front office and other areas of the business. Candidates should have the following skills and experience:University degree or equivalent5+ years Compliance experience, including advising the Front OfficeCompliance experience in an investment bankExperience of Rates and/or Foreign Exchange productsExperience of developing policy, assessing risks, conflicts, implementing procedures, training, monitoring, Read more […]
Compliance Assurance & Monitoring Specialists
Purpose of the role:A member of the Compliance Team, which performs Compliance Assurance and Monitoring, across the CBD division. Supports the team by:Gain a comprehensive understanding of the current risk and control environment, through desktop reviews, interviews and process walkthroughs.Use a co-ordinated, consistent and effective approach to risk monitoring and quality assurance testing through the effective use of the appropriate monitoring tools to identify areas of riskUndertake planned and ad hoc assurance reviews of activities within the division, including periodic reviews of products Read more […]
Ethics & Compliance CPA/CPE Manager I
Are you interested in the opportunity to work for an industry-leading company that services Fortune 500 companies, and will give you the experience and exposure you need to build your career? If you are, then PricewaterhouseCoopers LLP (www.pwc.com/us) is the firm for you. PricewaterhouseCoopers LLP (PwC US) is well placed to help clients meet the challenges and opportunities of the US marketplace in the areas of assurance, tax, and advisory. We offer the perspective of being part of a global network of firms combined with detailed knowledge of local, state and US national issues. More than 169,000 Read more […]
Interim Head of Compliance
Must have signifcant experience of working within compliance, ideally as a Head of Compliance (10 11) , gained in a recognised funds based firm – wholesale experience strongly preferred to retail.Solid understanding of basic derivatives and their use in hedging would be advantageous.Must have strong management skills and the proven ability to interact with/engage the business and provide advice as required, as well as ensure that all day to day compliance activities are covered.Role is based in Manchester and candidates are likely to be immediately available or on short notice. Read more […]
Compliance
This is an exciting newly created senior position with our client – a reputable brand name in the financial services industry.They are seeking a highly experienced and motivated compliance practitioner with strong working knowledge of the Singapore laws and regulations to join their Asia Pacific office based in Singapore.Reporting to the Head of Singapore – Singapore, you will form part of the Compliance team committed to deliver the highest standards of compliance across all lines of their business including Investment Banking, Asset Management, Private Banking etc. Primarily, you will focus Read more […]
Senior Associate
RESPONSIBILITIESReporting to the Chief Compliance Officer and working closely with the University communications staff, this individual has responsibility for the development, implementation, and maintenance of internal and external HMC communications on a range of topics ensuring accurate, consistent, and timely information across all communication channels. The individual will coordinate, write and edit, as needed, press releases, letters to alumni, leadership presentations, and other high-level communications. He/she must be comfortable undertaking independent research projects related to Read more […]
AVP, Control & Governance
Purpose of roleThe role holder will be part of the Control and Governance team, which oversees the control environment for the Funds and Platforms businesses. The role holder will take an active role in reviewing risk reports from our third party custodians, internal supplier management teams and support the reporting process to the Board of Directors of the Funds and the Conducting Officers in Luxembourg.Preparation and oversight of the suite of market and operational risk management reports, complying with UCITS and other regulatory requirements Definition and execution of an ongoing assurance Read more […]
Senior Consultants
Responsibilities RequirementsBachelor degree holder in Business Accounting, Administration or related field with minimum 10 years of working experience in Banks. Manager / VP level or above;. Big 4 experience; CPA, CA, CIA qualified, or equivalentProven track record and hands-on experience in Internal Audit, Risk Management and/or Compliance in the Banking industry is a MUST (Candidates with investment banking and/or private banking experiences highly preferred)Solid knowledge on banking processes/procedures/systems, armed with strong technical skills on Internal Audit, Controls, Risk Management Read more […]
Risk Consultant
Premier Alliance is seeking a Risk Consultant for an engagement at a Mortgage Loan client located in Los Angeles County, CA (Calabasas, CA). This consultant’s role will be to mitigate risk associated with inadequate policies, processes and procedures in the Modified Loan Servicing Department. The Consultant will provide review and oversight of policies, processes, and procedures related to ongoing all Loan Servicing Departments. Requirements· Significant experience in risk mitigation related to the servicing of underperforming and non-performing mortgage loans· Read more […]