Manager – Investment Compliance
They are one of the most respected Investment Managers in the market and have a long and proud history. They manage in excess of £150 billion and are based in state of the art offices, close to public transport and amenities. The Role You will be working in the Investment Compliance team covering a range of products including Equity, Fixed Income and Derivatives. Your responsibilities will include: • Staff Management/Training • Management Reporting • Process Improvements • Projects Your Background • Staff Management • Investment Compliance/Guideline • Investment Management • Read more […]
Business Analyst X 3
Business Analyst X 3 Dublin Salary: €35-65K Description: A leading financial service company require a Business Analyst/UAT specialist to join their expanding team. The role sits in a thriving area and will work closely with the AML and KYC team. This is a prominent area of the business with excellent opportunities for career growth. There is a lot of focus and scope for growth in the role. There are 3 positions available. The successful candidates will be ultimately responsible for the implementation (the preparation and development) of the due diligence process in partnership with Read more […]
Global Head of Compliance, Tokyo
Global RoleLeading Asset Manager This well known asset management house is looking to appoint a Chief Compliance Officer to oversee the group’s effective compliance programme and manage a multi-jurisdictional team of compliance professionals. You will work closely with the CEO and senior management providing compliance input on a range of issues as well managing relationships with regulators in a number of countries. You will need experience of successfully acting as a senior compliance officer for an investment management Read more […]
Legal Director
Strategic role Asia Pac coverage Our client is a European and US listed manufacturer and retailer of brand products. Its business in Asia Pac has grown exponentially and so it now seeks to hire a Legal Director to assume responsibility for ensuring the efficient and effective management of all legal matters and risks. The candidate will be responsible for providing effective strategy, leadership, guidance, advice and support to the regional Executive team in partnership with the Global General Counsel. You will need a minimum of 10 years’ pqe with experience in both an international firm and Read more […]
VP /SVP, Compliance Risk Review
Hong KongLeading Global BankNewly created positionRegional coverageCompetitive packageContinued growth in the region has created a need for a dynamic individual to join their Asia Pacific Compliance Risk Review team.The RoleReporting to the Regional Head of Compliance, your key responsibilities will include:Managing a small team of Compliance Review managers to undertake on-site risk based compliance reviews in accordance with an established review schedule, budget and key risk indicators.Engaging and partnering with business advisory compliance colleagues in the region to undertake these reviews Read more […]
Director, Regional Risk & Compliance for APAC
Our client is a leading financial services institution servicing a top-tier institutional client base. With an ever growing presence in the Asia market, they are seeking a seasoned compliance professional to help manage the risks of their Hong Kong business.The RoleReporting to the Regional Head of Risk and Compliance, you will be fully responsible for:Establishing appropriate risk compliance framework and to identify, assess and govern the risk of the businesses for the regionMonitoring and reviewing the effectiveness of the control environmentCollaborating with the business unit heads to determine Read more […]
Counsel, Retail
Responsibilities Attorney to handle retail banking and branch operations and support general matters in the Consumer Banking Legal Department of RBS Citizens, NA. Ability to handle and prioritize multiple high-level projects, strong attention to detail and ability to thrive in fast paced, heavy work environment. Must be able to manage and progress projects independently without supervision. Comfort working with senior management and managing team of attorneys and support staff. Good organizational and interpersonal skills. Specific Tasks : Manage consumer retail bank and branch operations related Read more […]
Project Manager
Project Manager – Compliance IT, Customer/Payment ScreeningMy client a leading Investment bank in the city is urgently looking for a Project Manager to join their Compliance IT team on a long term contract ASAP.The successful candidate will be focussing on the delivery of a number of key projects.Skills:-Technology Project Manager – SDLC (Analysis skills also useful)-Investment banking/financial services background-Strong delivery focus-Good understanding of compliance procedures for Customer and payment screening London basedInterviews available immediately for the right candidates..If you’re Read more […]
Junior Compliance Analyst / Graduate
An opportunity is now open with one of theUK’s premier banks based in the City ofLondon. The role is responsible for supporting a compliance advisory function working across a range of different financial products. The role involves advising different teams within the business on regulatory and compliance matters. You will be supporting four compliance managers in their daily advisory work with the front office teams. We are looking for a junior candidate, possibly a Law graduate with an interest in financial markets, alternatively a candidate with experience working with a compliance advisory Read more […]
Paralegal (302347-747)
Castleton Commodities International (CCI) is hiring a Paralegal in Houston, TX to support legal functions relating to energy acquisition, trading, and operations. Responsibilities Include: Primary responsibilities will include assisting the Sr. Counsel and working on the following types of activities. (1) MA: Assist with due diligence efforts; assist with purchase agreements; assist in the creation and coordination of closing checklists internally and with the counterparty to ensure an orderly closing; personal responsibility for certain items related to the acquisition and the closing; and assist Read more […]