Responsable de la conformité H/F
Notre client est une société de gestion spécialisée dans le LBO small et mid cap, indépendante et reconnue pour son savoir-faire et son professionnalisme. Nous vous proposons de mettre à profit vos compétences au service d’une structure à fort potentiel de croissance à la recherche des meilleurs talents du secteur.Dans le cadre du renforcement de l’équipe au sein de la Direction Financière et sous la responsabilité du Secrétaire Général, votre rôle est d’assurer le contrôle du respect de la réglementation, des règles de bonne conduite et des procédures internes en suivant les Read more […]
VP Risk and Control
Responsibilities:- Answering into the regional Head of Operational Risk you will be considered to be the number 2 of the division.- Daily duties will include facing off to Front Office relationship managers and making decisions around the control framework and acceptable operational risk.- You will be expected to have a strong knowledge of acceptable controls which will be gained from your background in Internal Audit within financial service firms- Your knowledge of compliance must be outstanding as you will be making on the spot decisions about acceptable behaviour within regulatory guidelines.- Read more […]
Head of Anti Finacial Crime
Our client, an internationally recognized banking institution is currently looking for a head of financial crimes for it’s wealth Americas division. The role would be based in New York and responsibilities broadly include:Implementing compliance framework to meet the requirements of anti-money laundering, anti-terrorism, anti-bribery corruption and economic sanctions laws and regulation.Policy development, strategic initiatives, risk assessment processes, assessing the effectiveness of internal controls and of the firm’s Financial Crime risk management framework.Additional responsibilities include Read more […]
General Counsel
The General Counsel will need to have the ability to manage and oversee the legal and compliance function, but of greater importance is the ability to add significant value across transactions / risk mitigation by finding commercial solutions while protecting the firm from regulatory sanction.The preferred individual will have an entrepreneurial nature and very commercial outlook. They will have a lot of involvement right across the group and will play an instrumental role in the immediate and future growth, development and risk management of the group.Key strategic hire and remuneration will reflect Read more […]
AML Compliance, Bank
The Company A rare and exciting opportunity exists within a reputable Asian Banking organisation. This role will see the successful applicant leading the AML function and running a small sub-team. The Role Assist in the review and implementation and maintenance of compliance review plan; Conduct AML/CFT compliance review; Identify and prepare suspicious transaction report; Identify compliance and internal control issues from AML review and make recommendations on control improvement measures for appropriate follow-up actions; Design, implement and embed of Compliance frameworks; Support the Read more […]
Compliance Officer, Asset Management
The Company This is an excellent opportunity that would suit an experienced Compliance Officer with a strong financial services background looking into potentially change jobs after receiving their bonus. The Role Assisting in reviewing, planning, implementing, monitoring and actively participating in the risk and compliance framework for their asset management arm; Reviewing and updating compliance policies and procedures according to regulatory requirements; Reviewing marketing materials; Handling of suspicious transaction reporting; Handling SFC licensing matters; Assisting in Implementation Read more […]
Compliance Advisory – OTC Derivatives
My client, a global investment bank have a vacancy within their Compliance Advisory team. You will be covering a full range of derivatives in the OTC space and will indirectly support treasury, research and electronic trading platforms. The ideal candidate will have the following skills: – Previous exposure to working within advisory – Strong OTC Derivatives knowledge – Ideally some knowledge of understanding electronic platforms – You must have a range of compliance exposure within banking – Proven Compliance experience – Familiarity with European Regulations and FSA Handbook and their application Read more […]
Transaction Manager, Top Asset Manager, London
Transaction Manager, Asset Manager,London, 3 month contract A top Asset Manager isLondonis seeking a Transaction Manager urgently to be responsible for the review, negotiation and execution of governing deal documents entered into a Corporate Trust. Responsibilities: -Be the primary point of contact with all external parties on new transactions-Communicate all matters of concern to internal working groups-Provide consultation on transaction management during the life of the issue. Requirements: -Previous structured finance or custody and escrow experience-Bachelor’s Degree or higher academic qualification; Read more […]
Internal Auditor
Dublin Salary: €90K-110K Internal Auditor – Senior A leading global bank based in Dublin requires a senior auditor to join their expanding and new team. The business is primarily based in Dublin but has branches in 5 European locations. You will report to the Head of Audit and be responsible for the Audits of the European locations. (You will be expected to do some travel in this position). Responsibilities:Managing a team of approximately 10 peopleDeveloping, planning and executing an Audit Plan in accordance with companies policesMonitoring and identifying potential risks in control Read more […]
Sr. Project Managers, Capital Markets Risk / Basel experience
Premier Alliance is seeking experienced Senior Project Managers who have knowledge of Capital Markets and Basel for consulting assignments in either New York City or Charlotte, NC. The Project Manager will be leading projects which address regulatory and compliance issues. The successful consultant will have the following:Senior level Project Management experience, especially projects related to Basel, Dodd Frank, etc.Capital Markets Risk knowledgeBasel knowledgeKnowledge of DMAIC, Agile and how to complete deliverablesDelivery orientedAbility to influence and negotiate with numerous stakeholders Read more […]