VP- KYC Regional Sector Head
Client On-Boarding has been tasked with creating a KYC service to provide a consistent approach for KYC across the 87 countries of the Group for Global Banking and Markets. This service is delivered in a sector-aligned manner ensuring dedicated support for specific business units. The jobholder will have ultimate responsibility for the overall success of managing the KYC new business and renewals process in the US for the Financial Institutions Sector. This will include* – Managing the onshore and offshore teams delivering KYC support to the Corporate sectors of GBM. There are teams delivering Read more […]
Surveillance Director – Member Regulation
Surveillance Directors are leaders who ensure that regulatory programs identify and address current and emerging risks at broker-dealers. Leveraging FINRA’s cutting-edge surveillance technologies and data capture, and active management of professional staff, Surveillance Directors manage and monitor the analysis and assessment of FINRA member firms’ finances, operations, sales practices, controls and systems. This position requires an in-depth understanding of broker-dealers’ business models, products and practices; excellent leadership, analytical and communication skills; consistently high Read more […]
Strategic Compensation Financial Consultant
Responsibilities: The Investment Management Strategic Financial Consultant is responsible for determining the financial implications of Investment Managements (IM) proposed incentive plan designs including long-term incentive plans. He/she will consult with the business and IM Compensation as how best to maximize the efficiency of proposed plan design from a balance sheet/pl/tax perspective. He/she will take lead in assessing the impact of key business events (acquisition, lift-out, consolidation/merger, and/or discontinuation) have on existing/proposed incentive structures. From an administration/reporting Read more […]
Project Manager
Standard Poor’s, a subsidiary of McGraw-Hill Financial, is the world’s foremost provider of credit ratings. With offices in 23 countries, SP is an important part of the world’s financial infrastructure and has played a leading role for 150 years in providing investors with information and independent benchmarks for their investment and financial decisions. A global leader in credit ratings and credit risk analysis, SP provides objective and independent opinions on credit risk. SP’s public ratings are disseminated broadly and free of charge to recipients all over the world on our website. Standard Read more […]
AVP, Tax Compliance
AVP, TAX AND COMPLIANCEA top tier corporate bank Role: • Team member in the regional Transfer Pricing project • Preparation of materials and liasing with regulators, other departments and branches • Financial services corporate tac reporting and compliance • Withholding Tax reporting and compliance • Goods and Services Tax reporting and compliance • Research on ad hoc tac related queries from business departmentsRequirements: • Degree • Candidate must have banking tax experience • Big 4 candidates should have at least 2 years of financial services experience in the Read more […]
Head of Compliance, Wholesale Bank | Prestigious Bank
About Our ClientThe firm is one of the top banks in the region and is looking to expand its operations and network quickly within Asia Job DescriptionDesign, implement and monitor aligned Compliance frameworks and methodologies;Implement Business Obligations and Action Plans for Singapore;Foster genuine partnership with the Division and be able to demonstrate contribution to the achievement of strategic priorities;Engage and liaise with leaders within the business lines, group services and across the organisation to ensure a culture of Compliance which enables Compliance strategy;Enhance staff Read more […]
Compliance Team lead
Large Corporate bankCorporate BankCentral locationAs the Team leader you will assist the Compliance Head in overseeing the Compliance function for the banks Corporate Banking Department. You will be tasked with directly managing two junior compliance professionals. The key aspects of this job scope includes overseeing and monitoring regulatory updates on the Banking Act, MAS Regulations and Notices and Branch circulars. You will also have to conduct AML/CFT due diligence checks and review. You will have to be a hands on manager who is able to both delegate, lead and ensure the work gets Read more […]
VP Compliance
Global Investment BankStrong career path and growth potentialVP ComplianceOur client is a top tier global investment bank, they are looking to hire an experienced VP of compliance, you must be a compliance Advisory Professional and you will be required to take on a cross product role on the local Singapore market. This role will be based on the trading floor and you will be required to be a senior part of the compliance team and take responsibility for the engagement predominantly across their Fixed Income products. Previous experience within the Fixed Income product ranges would be beneficial Read more […]
Senior Compliance Officer- AML Exam Management
Citi is today’s pre-eminent financial services company and was built to create a highly diversified financial services company that could act as one to deliver solutions to clients throughout the world. With the most diverse array of products and the greatest distribution capacity of any financial firm in the world, our employees manage 200 million customer accounts across six continents in more than 100 countries.Citigroup Inc. and its subsidiaries (“Citigroup”) are equal opportunity employers M/F/D/V and do not discriminate on the basis of any legally protected status or characteristic.This is Read more […]
Compliance Director-Global Cards
Citi is today’s pre-eminent financial services company and was built to create a highly diversified financial services company that could act as one to deliver solutions to clients throughout the world. With the most diverse array of products and the greatest distribution capacity of any financial firm in the world, our employees manage 200 million customer accounts across six continents in more than 100 countries.Citigroup Inc. and its subsidiaries (“Citigroup”) are equal opportunity employers M/F/D/V and do not discriminate on the basis of any legally protected status or characteristic.The Global Read more […]