Head of Group Security
To develop global policies, procedures and strategies for security and manage their implementation within all the geographic regions of the Group and ensure the effective application of the risk assurance framework to evidence that existing security governance and risk control processes are effectively implemented and are being adhered to across the Group. To monitor the security related risks faced by the Group globally and take pro-active measures to reduce risk and minimise loss and communicate incidents to senior management and provide them with professional advice on all aspects of security. Read more […]
Policy and Advisory – Compliance Division
This role is to manage the portfolio management/trading Compliance team and provide compliance advisory services within the Asset Management. The successful candidate will work closely with business partners, Legal and Compliance colleagues in connection with client and prospective client due diligence, new offering compliance reviews, review and evaluation of new Instruments, and the development of enhanced surveillance tools. The candidate will also play a role in creating and implementing the AM compliance strategy and vision. Develop and draft compliance policies and procedures, Read more […]
Compliance Officer
You will responsible for ensuring that mandated restrictions and regulatory requirements are correctly interpreted and captured within the firms guideline management systems, coding and verification of rules through a high level of interaction with the Investment Managers to approve guidelines, recommending and agreeing appropriate controls with the Fund Managers and preparing client and regulatory documentation for the completion of audits. Experience in a guideline / portfolio monitoring role with knowledge of systems such as Charles River or Sentinel is required.
Business Partner
Requirements: Good broad knowledge of general insurance compliance Experience within or working closely with the sales department Relationship management experience Need to be the face of the compliance department reaffirm the idea of compliance being business generating within the organisation Responsibilities: Delivering specialist regulatory advice and guidance to the business on change programmes and functional initiatives, including TCF and conduct risk Identification and escalation of potential regulatory and conduct issues, working with colleagues in the team and across the business to Read more […]
Unauthorised Trading (UT) Client Data
My client a top tier Investment Bank is currently offering a fantastic opportunity for a Business Analyst to join their Global Reference Data team. This team is responsible for maintaining data instrument static; client instructions; counterparties; legal entities; and time series. A key objective is to further centralise and streamline the collection distribution of data, and to continue to reduce the amount of multiple input and maintenance of reference data within the bank. The role as Regulatory Business Analyst will focus on regulatory requirements coming out of the Unauthorised Trading (UT) Read more […]
Markets Structuring – Compliance Front Office
This is a fantastic opportunity to develop broad product knowledge, while advising on compliance, regulatory and tax/finance affairs. This department is heading up by a highly respected and knowledgeable Director with an excellent reputation in the industry. The role will involve: compliance support and management of the EMEA Markets Structuring business. providing guidance on complex and detailed structured transactions Deliver business updates on compliance initiatives, rule change consultation and implementation. Day-to-day business advisory and guidance, and execution of Compliance programs Read more […]
Contracts Administrator Job
Contracts Administrator (Job Number: 1315774)DescriptionSupport attorneys in the legal department in contract negotiation, draft control and input of redline comments on agreements. Recommend and implement solutions for potential standardization and improvement of the contract review process. Independently prepare and send forms of contracts and amendments. Maintain a tracking system for processing contracts. Responsible for gathering, tracking, scanning and cataloging executed agreements for the firm. Act as liaison between the business clients and the attorneys to assist in the negotiation of Read more […]
MARKETING COMPLIANCE MANAGER
Description: Our client, a leading asset manager is seeking a Global Marketing Compliance Manager to join their office in Edinburgh. The Global Marketing Compliance Manager supports the Head of Client Governance ensuring the firm maintains robust controls around the management of producing global marketing collateral to support the firm’s product range, ensuring that all material is considered clear, fair and not misleading and mitigating the risk of poor client outcomes. The successful candidate will be focussed on how the company embeds fair treatment of clients within its business with a focus Read more […]
Stress Testing Manager
Stress Testing Manager – EMEA Risk Architecture (Job Number: 1312065)Description Team Description These roles will sit within the EMEA Stress Testing Operations team within EMEA Risk Architecture. This area will manage an end to end stress testing and ICAAP process for business and legal entities across EMEA. The team will comprise of 8 individuals who will be based in Brussels and London, but will travel and ensure appropriate coverage across all countries as required. A key attribute underpinning the team will be consistency of approaches through using internal validation and controls processes, Read more […]
Senior Accountant – Real Estate
JOB DESCRIPTION: My client is a privately held Real Estate Investment Manager headquartered in Los Angeles with over 20 years of experience investing across the globe. Since inception the business has invested over $40 billion and has over $25 billion AUM presently. The company has recently raised a significant fund so is there fore looking to recruit a Senior Accountant on a permanent basis. The role will report to the Fund Controller and is looking to pay circa $90k. The main responsibilities of the role will include; Preparation of quarterly fund financial statements Playing a pivotal role in Read more […]