SVP, Compliance , KYC & AML Auditor (Internal Audit)
Responsibilities: Develops and executes a robust Audit Plan, by reviewable entity, for assigned businesses in accordance with Internal Audit standards, relevant government statutes and regulations and Citigroup and Citibank policies. Delivers on time high quality audit reports, Internal Audit and Regulatory issue validation and (where appropriate, branch examinations, as well as business monitoring and governance committee reporting. Directs complex audit activities for a component of a product line, function, or legal entity at the regional or country level including a portion of the audit annual Read more […]
Director, Consumer Banking Technology (Internal Audit)
Responsibilities: Contributes to strategic direction of Citi’s Internal Audit (IA) function in the establishment of risk based auditing and branch examinations, which include reporting methodologies, organizational design and effective positioning of the function to ensure provision of independent assurance. This is to be consistent and aligned with Citigroup and Citibank business objectives. Uses excellent communication, leadership and strong management skills to influence a wide range of internal audiences including respective product, function, or regional executive management partners and Read more […]
Graduate School Co-op Intern- Risk Job
Graduate School Co-op Intern- Risk (Job Number: 1314856)DescriptionThis position is responsible for developing and maintaining risk models for quantifying various types of financial risks (such as operational risk, credit risk, market risk and interest rate risk) inherent in the Corporation’s business activities and processes. These models calculate values at risk or economic capitals, using methodologies that are theoretically sound, with modeling choices, assumptions and parameters that are justifiable and supportable. The incumbent ensures that model development, implementation, data input, Read more […]
Credit Relationship Mgr III Job
Credit Relationship Mgr III (Job Number: 1315561)DescriptionResponsible for executing the credit strategy for domestic and international customers to which BNY Mellon extends credit. Independently manage a large portfolio of Broker Dealer and hedge fund customers with complex, enterprise wide credit and fee based needs and opportunities. The position requires strong and decisive credit judgment with responsibilities including concise, accurate and timely written analysis, review and presentation of credit requests for approval, loan documentation, and ongoing monitoring and communication of all Read more […]
Compliance Mgr I Job
Compliance Mgr I (Job Number: 1314373)DescriptionCompliance Manager I – 23610Manages compliance efforts for the Company as they relate to complex regulatory and policy requirements, program and project development. Analyzes and identifies existing and proposed legislation, regulatory announcements, and industry practices, and helps businesses develop and implement procedures to meet these requirements. Strong understanding of banking or brokerage products and services, including applicable AML/KYC and USA PATRIOT Act requirements. Manages control process validation to ensure compliance with laws, Read more […]
Compliance Associate
A city based hedge fund is looking to hire compliance associate to join their business. They are looking for someone with about 3-5 years’ experience in a compliance role in an investment bank, broker dealer or hedge fund. The role will involve working in a team of 3 people with whom you will have a great opportunity to learn form. The fund in continuing to grow rapidly and international expansion is planned for the US and Asia meaning you will have the opportunity to work with different regulators and travel internationally. As the role will be broad and will include elements of policy, advisory, Read more […]
Compliance (AML/CFT)
Manager – AML Compliance/Sanctions Responsibilities: To lead and organise AML/CFT Team with primary focus on sanctions matters in Compliance Monitor branch compliance with AML/ CFT/ Sanction/ Tax regulations and laws and report any violations to the Management Provide training and advice on AML/ CFT/ Sanction/ Tax Offences Review customer on-boarding and monitoring transactions in accordance with the AML Sanction/ Tax Offence framework Ensure submission of suspicious transaction reports to CAD within the requisite deadline. Keep abreast with industry AML/ Sanctions/ Tax Offence practices and Read more […]
Risk Program Executive Job
Risk Program Executive (Job Number: 1315138)DescriptionThis position manages three activities: 1) Enterprise Risk Integration: Manages the identification, planning, organizing and implementation of complex strategic projects and programs (highly visible and business impacting initiatives that cross multiple disciplines, businesses, and/or organizations). Works closely with business and technology senior management to identify key risk areas and manages the development and deployment of projects to successfully address these areas. 2) Data Quality: Manages the identification and improvement of strategic Read more […]
Sr Quantitative Analyst Job
Sr Quantitative Analyst (Job Number: 1314855)DescriptionResponsible for making a significant contribution to the quantitative equity research process. Investigates new factors for inclusion into stock valuation models, improves factor forecasting capabilities through the implementation of enhanced statistical techniques and extends research into sector-specific models and timing. Evaluates alternate third-party data sources, models, or software and examines advanced statistical techniques or modeling technology. Contributes to asset allocation processes and assists with the setting of research Read more […]
Gov Rel Specialist Sr Job
Gov Rel Specialist Sr (Job Number: 1315309)DescriptionTo effectively manage the development of the BNY Mellon s position on a broad array of legislative and regulatory issues and to advance those positions to local and state legislators and regulators to advocate for favorable action that enables the Company to meet the demands of its customers for improved products and services and/or to improve corporate revenue and profits. The incumbent requires an extensive knowledge of the Corporation’s businesses, products, services and strategies and detailed understanding of the federal, state and local Read more […]