KYC Specialist Job
KYC Specialist (Job Number: 1314412)DescriptionWe are seeking a KYC Specialist who has recent and prior experience working on Anti-Money Laundering and Know-Your-Customer reviews. The position entails heavy analysis and investigative research and dealing with individuals across the Company to ensure that KYC is performed appropriately and timely. The KYC Specialist will provide independent reviews of KYC profiles to help support the business in complying with the regulations and bank policies. Responsibilities include: 1) Operational processing of Customer Identification Program across all FMTS Read more […]
Senior Compliance Manager – Global Bank
My client is a Global financial services firm and seeks a Senior Compliance Manager. Focus of this role will be to work closely with the Private Banking and Treasury arm of the group to create and maintain a compliance culture within the group. The aim is to provide long-term commercial benefits that flow from running the business ethically and not just for regulatory benefits. Your duties will include: Working closely with the Head of Compliance to create and maintain a compliance culture within the Bank by designing and implementing training programmes as well as training Design and implement Read more […]
Regulatory BA
Regulatory Business Analyst – Financial Software Consultancy With the current need for compliance system upgrades in many financial institutions in response to regulatory reform our client is enjoying a surge in business. To reflect this they are looking to hire new consultants as regulatory Business Analyst.Working for a consultancy has the benefit of providing constant varied work and new projects. When no active on projects they will also contribute and support you professional career development by providing training towards certifications.Ideal candidates should show;Excellent client facing Read more […]
Senior Compliance Officer (Investment Management)
Our client is a leading investment management firm with more than US$3 billion assets under management is looking to hire a dynamic and motivated Senior Compliance Officer reporting directly to the Head of Compliance for their Singapore office. Key responsibilities: · Assist in the monitoring of the investment and transactional activities of fund managers to ensure compliance with regulatory and client-mandated investment guidelines. · Designing and implementing compliance policies and procedures, investment compliance, compliance advisory to different investment Read more […]
Financial Crime
Skills and experience you will need for this role Knowledge and understanding of the European Global financial crime within a regulatory environment Financial Crime / AML / Sanctions / ABC (Anti-Bribery Corruption) experience Consulting experience preferred. Strong academic background, ideally to a degree level or equivalent Management and leading teams in financial crime engagements. Technical knowledge of financial products or regulated activities (e.g. complaint handling). 3 – 6 months Contract If interested please apply for this role with your updated CV. Thank you. Read more […]
Business Risk Manager – Director
The Business Risk Manager will be the conduit between the First Line of Defence (FLOD) and Second Line of Defence (SLOD) of the Bank seeing to the implementation of risk policies set and owned by the risk functions and by seeing that FLOD tests be designed and conducted by the Business Assurance Managers (BAMs) to ensure compliance with policies. The incumbent will have responsibility for the soundness of the Control Framework and principles on which FLOD tests are designed and performed by the BAMS within various business units across Asia. The incumbent will work with the CRO to establish a common Read more […]
Compliance
You will lead an audit team or participate in audit projects and be mainly responsible for the compliance and regulatory audit of the Bank’s businesses comprising a wide range of services and products. You will play advisory role as a subject matter expert in providing support to other audit teams on regulatory matters. The team will perform different types of audits such as global, thematic or business portfolio audits of the Bank’s Head Office Operations as well as its regional subsidiaries and overseas branches. You will plan, organize, execute and conclude on the internal audits including Read more […]
VP, Head of Client Onboarding
Attractive SalaryRegional Leadership RoleAbout our ClientOur client is a global financial institution with well-established businesses in investment banking, private banking and asset management. An outstanding opportunity has arisen for a mature and confident individual to take on a leadership role based in Hong Kong.Job DescriptionLeading a team of 6-8 Associates and Analysts, you will be responsible for: Analyzing the end-to-end client onboarding process and ensuring appropriate control and efficiency for clients Providing expert advice on AML and KYC checks and reviewing relevant onboarding Read more […]
Head of Compliance, Leading Asset Management Firm
Our client is a leading asset management company with well-established business in the region. An outstanding opportunity has arisen for a senior Compliance candidate to take on a regional leadership role based in Hong Kong.Leading a team of 7-8 Compliance associates and looking after 4 locations, you will be responsible for:Providing compliance advices to senior management and the business on compliance issues and regulatory trendsMaintaining and enhance the compliance monitoring program, including investment restriction monitoring, trade compliance, and other compliance controls ensuring that Read more […]
Compliance Manager
300-people strong, and backed up the world’s largest insurer ranked by net premiums, we provide a range of pension and investment products and services in the UK and Ireland. Elevate, our Wrap Investment Platform, enables Independent Financial Advisors (IFAs) to manage clients’ portfolios online and allows them to see client investments wherever they need to see them. Technically strong, with in-depth and up-to-the-minute knowledge of relevant regulation and legislation, you’ll provide outstanding compliance advice for Elevate and other areas of our business (including large-scale, complex Read more […]