State Street Global Advisors Compliance Manager, Vice President
Our CompanyState Street Corporation (NYSE: STT) is the world’s leading provider of financial services to institutional investors including investment servicing, investment management and investment research and trading. With $25.74 trillion in assets under custody and administration and $2.15 trillion in assets under management as of June 30, 2013, State Street operates globally in more than 100 geographic markets and employs 29,225 worldwide. For more information, visit State Street’s website at www.statestreet.com.Promoting a culture of excellenceWith more than 29,225 employees across 29 countries, Read more […]
Data Quality Manager Job
Data Quality Manager (Job Number: 1312073)DescriptionTeam DescriptionThe EMEA Data Processing and Control Unit sit within the new EMEA Risk Architecture (ERA) function which is based across London, Manchester Brussels. This team is responsible for the collation, control, validation and reconciliation of all data required in the ERA function in EMEA. The team is also responsible for maintenance and consistency of underlying processes, systems, documentation and policy. The team will interface with the global teams on an on-going basis to ensure where possible consistency in data quality practices Read more […]
UK Fund Administration Compliance Monitoring Manager Job
UK Fund Administration Compliance Monitoring Manager (Job Number: 1313555)DescriptionJob Purpose: ( Outline the remit of the role and how the role fits within the respective team/department ) The jobholder will take on prime responsibility for assessing all current / emerging risks concerning the local business and play a key role in determining the structure and composition of the annual monitoring program as well as ensuring timely execution of the program. This is achieved primarily through the following: • Managing a team of Compliance Officers in the completion of the annual compliance monitoring Read more […]
Data Quality Analyst Job
Data Quality Analyst (Job Number: 1312086)DescriptionThe EMEA Data Processing and Control Unit sit within the new EMEA Risk Architecture (ERA) function which is based across London, Manchester Brussels. This team is responsible for the collation, control, validation and reconciliation of all data required in the ERA function in EMEA. The team is also responsible for maintenance and consistency of underlying processes, systems, documentation and policy. The team will interface with the global teams on an on-going basis to ensure where possible consistency in data quality practices is achieved. Read more […]
Framework Manager, EMEA Risk Architecture Job
Framework Manager, EMEA Risk Architecture (Job Number: 1312072)DescriptionTeam DescriptionThe EMEA Data Processing and Control Unit sit within the new EMEA Risk Architecture (ERA) function which is based across London, Manchester Brussels. This team is responsible for the collation, control, validation and reconciliation of all data required in the ERA function in EMEA. The team is also responsible for maintenance and consistency of underlying processes, systems, documentation and policy. The team will interface with the global teams on an on-going basis to ensure where possible consistency in Read more […]
Operational Risk Analyst Job
Operational Risk Analyst (Job Number: 1313772)DescriptionThe Operational Risk Analyst is responsible for the oversight of Managed Investments and Lockwood Advisors operational controls. This individual will be responsible for the analysis of operational risks and controls. The Operational Risk Analyst position will actively participate in the review and implementation on operational best practices. Development and implementation of oversight reports associated with high risk/financial processes. Monitor key risk indicators. Liaison with operational departments to identify risk based gaps. Maintain Read more […]
UK Compliance Officer Investment Services Fund Admin Job
UK Compliance Officer Investment Services Fund Admin (Job Number: 1313557)DescriptionJob Purpose: ( Outline the remit of the role and how the role fits within the respective team/department ) The role of the UK Compliance Officer Investment Services Fund Admin is primarily to support BNY Mellon to remain compliant with regulatory and corporate compliance policies. This is achieved primarily through the following: • The provision of technical advice to business/buisness partner colleagues on regulatory compliance issues. This will include proactively identifying and advising upon emrging Compliance Read more […]
Regulatory Reporting Accountant / Financial Accountant
We’re looking for part / fully qualified Accountants or qualified by experience and it’s essential that you’ve a financial services, consultancy or practise background. You will work in a team which has overall accountability for the delivery and integrity of Group Regulatory Reporting across both the Group Reporting teams within GFS India and GFS UK covering monthly, quarterly and full year regulatory disclosures. GFS is a standalone finance function with a Global footprint. Its four main teams in India, Poland, Singapore and the UK are part of a worldwide finance network performing a wide range Read more […]
Compliance Managers
Right now, we have opportunities spanning all levels within Anti Money Laundering (AML), Sanctions, Anti-Bribery and Corruption (ABC), Conduct Compliance and Regulatory Affairs and Policy within our two dedicated functions; Financial Crime Compliance and Regulatory Compliance.With recent major investment and the appointment of two dynamic and highly experienced leaders, you’ll be working in an environment that’s full of exciting challenges and opportunities to help us create an industry leading Compliance community. Unlock your true potential today. Read more […]
Compliance Review Analyst – Wealth Management
As a Compliance Review Analyst, Wealth Management, your primary responsibility will be to assess Macquarie Private Wealth Advisor’s practices for adherence to relevant legislation, regulations and other licensing obligations under our AFSL. You will then identify remedial actions to be undertaken and assist representatives in understanding their obligations.Key responsibilities include:undertaking the compliance assurance program specific to financial product adviceidentifying and escalating compliance incidents arising from the assurance program to the Compliance Division and RMGproviding coaching Read more […]