Compliance Guidelines Analyst
Job ID: 13839Position Description: POSITION DESCRIPTION:This is a challenging and exciting opportunity to work within the Legal/Compliance department, managing investment guidelines in the company’s proprietary compliance management environment. Primary responsibilities include reviewing guideline documents and implementing these restrictions into the ACE program. The Analyst will work closely with Investment Professionals in interpreting client guidelines and identifying legal/regulatory compliance requirements. The Analyst may also have the opportunity to interact directly with Clients during Read more […]
ECM Advisory AD
Role: ECM Compliance Advisory Company: Tier 1 Investment Bank Location: City of London Salary: Upto £85,000 A tier 1 Investment Bank is looking for a ECM compliance advisor to join there team. The role is reporting into head of ECM advisory and Head of the private side. The role will offer candidates exposure across products and the succession planning to become a senior manager. The responsibilities of the role include: Develop strong relationships with the management of the relevant business lines and desk staff situated on the private side. Meet regularly with business heads for updates and Read more […]
Alternative Risk Manager
We are pleased to be working with our client a leading Real Estate Firm. Due to significant growth within the business and an influx of new client acquisition, they are looking for a Alternative Risk Manager which will be working for the Management Company and the Asset manager. With the new regulations this person will be involved in AIFMD entities and products with a focus on the Real Estate funds This role will be well suited to someone who is a team player, has an analytical approach and works well under pressure. You will be reporting to the Head of Risk Governance. The Role:Reviewing Read more […]
Senior Forensic Specialist
Greenfield is proud to be working with this global industrial player. For the Internal Assurance Team we are looking for a Forensic specialist which will be involved in the training of key people on fraud awareness and will be helping with the investigation of fraud or suspicion transactions within the group. This will be the case for all issues arises within the corporate sector. Since this is in the European team, the candidate will also be involved with other office in Europe, but mostly stay in Luxembourg. If you are stress resistance, likes to travel and be comfortable in investigation, this Read more […]
Regulatory Compliance Officer
Major Bank High Growth Phase Excellent Career Progression This premier bank has diversified businesses and global network of clients. It is recruiting a Regulatory Compliance Officer Director in support of its growing business. Reporting to the Head of Compliance, you will be responsible for compliance advisory and regulatory matters for the bank’s operations in Singapore. You will keep abreast of regulations in the financial industry, assess and advise on impact of regulatory changes, and assist and conduct, if necessary training for implementation of new regulatory initiatives. You will Read more […]
Compliance Monitoring Analyst (1 Yea Placement)
MG Investments is Prudential plc’s UK based fund management business and is one of Europe’s leading active asset managers with more than £238.4 billion* of funds under management across fixed income, equity, property and multi-asset strategies. -*as at 31 March 2013OpportunityThe Compliance Monitoring Analyst intern role is a 1 year placement, offering a candidate a fantastic opportunity to develop a career in Compliance.The MG Asset Management Compliance team It is made up of three sub teams:Fixed Income and Equities Advisory – The two advisory teams provide support to the business and work as Read more […]
Service Control Manager, SOX, Audits
This role sits in IT and reports to the IT Director with the main remit of facilitating between IT and internal/external auditors. You will also have the opportunity to maintain BS 27001 Security Standards ISO9001 quality standards. Ideally you should come from an Audit background or experience working in a coordination role between IT and Auditors with strong SOX experience. Key Responsibilities: Responsible for facilitating all internal external SOX, ISO 9001 BS27100 audits. Effectively communicate Audit requirements throughout departments, management, internal and external auditors. Read more […]
MLRO
Required Experience Must have previous management experience. Must have at least 4/5 years experience working within financial crime Investment Banking background would be preferable Desirable Qualifications/Experience: Project management experience Exposure to PEPs, sanctions and ideally experience on a S.166 audit Ideally candidates will have previously held the CF10, CF11 or equivalent FSA controlled function positions. For more information or to apply for this role, please contact Hannah at Hannah.logan@jcwresourcing.com or call on 0203 589 9283 JCW are operating as a recruitment agency Read more […]
Senior Lawyer
Part-Time Role, 4 Days Per Week (32 Hours) Sydney CBD Work Location Attractive Salary Package We’re exploring new and better ways to progress the business with energy and enthusiasm. Backed by a proud and established heritage, we’re on a journey to create a super regional bank. Connected by integrity and clarity of strategy, there is a real sense of excitement about the future.We are looking for someone to join the team to provide legal support to the Institutional Relationship Banking Australia businesses at ANZ. Working closely with the business, this role will take responsibility for identifying Read more […]
Financial Crime Business Anaylst
Our client, are a Top Tier institution who are seeking to recruit a Transaction Monitoring SME and Business Analyst for a large scale systems implementation within the Private Wealth arm of their business.The successful candidate will be expected to deputise as appropriate for the Head of Transaction Monitoring. They will also be responsible for providing oversight for operational controls and playing a key role within the systems implementation programme of work.Responsibilities will also include:Supporting the Project Manager throughout the lifecycle of the project to ensure successful completion Read more […]