Broker Dealer Sales Channel Compliance
The Legal Compliance team oversees BlackRock’s compliance with applicable laws and rules, and is responsible for, among other things, establishing legal and compliance policies and procedures that meet applicable regulatory requirements and testing the operative effectiveness of those policies and procedures; overseeing all regulatory matters; coordinating all regulatory exams and legal proceedings; negotiating contracts; and providing compliance training. We are sourcing for a dynamic and enthusiastic compliance professional who functions in an efficient, detail-oriented, and proactive Read more […]
Asset Information Analyst
Job ID: 13787Position Description: Position DescriptionThe Asset Information team is responsible for establishing and maintaining PIMCO’s proprietary reference data warehouse. The team utilizes a variety of vendors and sources including Bloomberg, Markit, MSCI and Reuters as well as offering documents to ensure the accurate population of security and issuer level data. The Asset Information team’s other core responsibilities include answering complex product related inquiries, performing data integrity analysis, ad hoc research projects and working with development teams to further expand and enhance Read more […]
Hedge Fund Compliance
The organisation in question is a Multi Billion Hedge Fund with offices and outposts across the Financial world. Its growth has been stellar, hence the need for this restructure and a new emphasis on the Compliance function. For the senior role you will have a first class education and your experience will be broad having been gained either on the Buy Side or a consultancy. You will have created and implemented compliance monitoring programmes, had exposure to the world of derivatives and will have the gravitas to deal with multiple jurisdiction regulatory authorities. If you would like to Read more […]
AMI Senior Compliance Manager Job
AMI Senior Compliance Manager (Job Number: 1311464)DescriptionBNY Mellon AMI is a London-based UK asset management subsidiary of The Bank of New York Mellon Corporation. BNY Mellon AMI’s dedicated professionals provide world class, multi-lingual Sales, Marketing and Client Service to investor s which include some of the world’s largest pension funds and institutions, local authorities, treasuries and family offices.Job Purpose* Provide advice and support to the AMI business on all relevant compliance matters relating to its’ distribution activities (and those of its’ associates) in the UK, Continental Read more […]
Inspecteur Junior (H/F)
Au sein de l’inspection générale et sous l’autorité de l’inspecteur général, la mission principale sera de participer à la supervision de l’ensemble des domaines d’activités de la banque par la réalisation de missions d’audit interne afin de garantir in fine aux organes dirigeants la maitrise de l’ensemble des risques. Pour réussir cette mission l’inspecteur devra notamment : – Réaliser des contrôles sur pièces et sur place,- Etablir les constats, identifier les axes d’amélioration, émettre les recommandations et rédiger les rapports d’audit,- Read more […]
Snr Manager – AML
Our client has long standing presences in China and APAC region – and currently their Head of Compliance is seeking a Senior AML Manager to join and support them in building out a robust AML framework across the business. This opportunity will allow you great visibility within the business and global teams. If you are sick of just BAU activities and seeking a new challenge in life – then look no further. This opportunity allows you to develop and work on your strengths in project development and execution of a vigorous and fully functional AML framework. Your role will be to design, maintain Read more […]
Snr AML Officer
Our client is one of the world’s most renowned and prestigious Banks in the world. We currently have a contract opportunity for an experienced AML Officer to join their experienced AML compliance team. This is an initial 5 month contract and you will gain hands on exposure in working closely with the front line and business. You will join an organization that offers a dynamic working culture and environment, great work life balance and the opportunity to work amongst a top tier bank. Your responsibilities will include:Reviewing and approving sensitive account openingsUndertake AML investigations Read more […]
VP, Head of Compliance, Singapore (Private Banking)
• Major Global Bank • Team Manager • Excellent Career Prospects Our client is a major global private bank with significant presence across Asia Pacific. There is now an exciting opportunity for a dynamic individual to head its Singapore Compliance team. Reporting to the Regional Head of Compliance, you will assist to implement perform various regulatory surveillance reviews of the bank. You will provide compliance advice to the businesses on regulatory requirements, internal policies, manage regulatory interactions and manage internal policies and guidelines as issued by Head office. Read more […]
Fund Operations Supervisor
Duties:DailyAssume day to day ownership and oversight of operational interactions between Management Company, Distributors, Investment Managers, Administrators, Custodians, Lending Agents etc.Demonstrate understanding and flexibility where the role and priorities can change.Receive, Process, Monitor and Respond to operational queries sent to “Fund Operations”Monitor / Follow-Up all queries sent to Outsourcers and oversee satisfactory conclusion.Critical Controls (NAV Movements , Security Lending, Large Trades) Weekly/ Bi-WeeklyBi-Weekly meeting with Dublin Mutual Fund Administrator to discuss Read more […]
Senior Associate / VP
Amongst others the Monitoring Trustee team provides a range of services to regulatory bodies to the European Commission (EC), US Federal Trade Commission (FTC) and the Chinese Anti-Monopoly Bureau of the Ministry of Commerce (MOFCOM). The primary function of the team is to provide merger control and anti-trust monitoring services to these regulatory bodies. As part of the Monitoring Trustee team you will gain exposure to cross-border large-scale MA transactions. You will work closely with senior members of the team on the origination of new business and over time will be responsible Read more […]