Hong Kong based Manager Compliance (Foreign Bank)
Job Purpose Core Responsibility:To support the Head – Compliance of the Branch to co-ordinate, monitor new regulatory requirements and analysing, preparing, and rolling out the revised policies, procedures, and process as per the Bank’s policies and procedures at Head Office as well as to meet with relevant regulatory requirements.To advise and support business groups / teams about any compliance issues from regulatory perspective.To review and provide inputs to credit proposals, PAC Notes and various polices (i.e. Credit policy, Asset and Liabilities policy etc.) in a timely manner.To help Read more […]
Information Security Risk Specialist Job
Information Security Risk Specialist (Job Number: 1310156)BNY Mellon is a global investments company dedicated to helping its clients manage and service their financial assets throughout the investment lifecycle. Whether providing financial services for institutions, corporations or individual investors, BNY Mellon delivers informed investment management and investment services in 36 countries and more than 100 markets. BNY Mellon can act as a single point of contact for clients looking to create, trade, hold, manage, service, distribute or restructure investments. Additional information is available Read more […]
IT Audit Senior I Job
IT Audit Senior I (Job Number: 1305164)DescriptionVP – Audit Senior, Technology AuditOverviewInternal Audit’s mission is to contribute to the effectiveness of the Company’s internal controls by providing independent, risk-based assurance reviews designed to identify control risks, risk mitigants, control gaps, and opportunities to improve efficiency.The BNY Mellon Group Internal Audit function has a number of locations internationally most notably in the US, UK, Belgium, Ireland, Luxembourg and Singapore. In the UK BNY Mellon and Pershing audit teams are located in London (three locations) and Read more […]
Head of Operational Risk, Hong Kong
Senior Operational Risk Manager Global Private Bank is looking for an outstanding applicant to become their Senior Operational Risk Manager in Hong Kong. The successful candidate will report directly to the Head of Operational Risk, Asia. Role Purpose: This role involves supporting the Head of Operational Risk Asia, including extensive senior stakeholder management across all functions and the design and delivery of key initiatives aimed at delivering enhancements to the Operational Risk function’s output and service delivery in line with regional and divisional objectives. In addition, Read more […]
Head of Compliance, Corporate Banking
Responsibilities: Provide pro-active, timely advice on the relevant regulatory and firm policy requirements in respect of business queries, specific transactions and new product initiatives etcDevelop and maintain internal compliance policies and procedures reflecting regulatory changesAssist the business groups developing supervisory practicesPerform follow-up on regulatory responses and enquiries and communicate regulatory requirements and firm policy to the businessParticipate as required in department initiatives in respect of regulatory developments and impact analysis on the firms business Read more […]
Manager, Financial Accounting
Manager, Financial AccountingRequirements:• University graduate with professional qualifications of recognized accounting institutions• Sound knowledge of financial and regulatory reporting, including HKMA and CBRC returns, and other regulatory/ management reports• Sound knowledge of wholesale banking operations and products, such as trade finance and derivatives• Familiar with treasury accounting, month-end closing processes. IFRS accounting standards and practical exposure to system enhancement project related to regulatory/ MIS reporting issues• Analytical minded with good communication Read more […]
Tokyo
Macquarie is a pre-eminent provider of financial services. In Australasia, Macquarie provides a full range of investment, financial market and advisory products and services. Internationally we focus on select markets where we are able to provide special value.The Risk Management Group (RMG) is an independent, centralised unit responsible for assessing and monitoring risks across the Group. Its functions are Compliance, Credit, Prudential, Capital Markets, Operational Risk, Market Risk, Internal Audit and Data Policy.The Compliance Division is responsible for ensuring that all compliance risks Read more […]
Deputy Head of AML (MSIM)
Position Description Support the head of the MSIM AML group with strategic initiatives while overseeing the day to day activities of the MSIM team. Responsibilities include: handling examinations/audits, risk assessments, drafting of policies and procedures, oversight of SAR process, oversight of surveillance process, oversight of training program, oversight of service providers. Skills Required Candidates should have 5 to 10 years of AML experience. A background with investment advisers is preferred. Strong writing and management skills are a must.
Senior Counsel for Private Banking and Lending
Position Description Successful applicant will be part of a legal team advising a national banking association and a U.S. broker-dealer. Specific duties will include: Advising senior management its officers on complex transactions and initiatives, managing and/or coordinating with other attorneys and legal personnel providing such advice. Advising the business on legal matters relating to governance, compliance with relevant banking laws and regulations, and operations, on policies and procedures, products and services, marketing materials and disclosures related to complex matters and initiatives.*LI-KR Read more […]
Head of MSWM AML Monitoring, Inquiries and Investigations
Position Description The Head of the Monitoring, Inquiries and Investigations Unit is an integral part of the MSWM AML Management Team. The Unit Head is responsible for managing a team of approximately 25 dedicated personnel charged with conducting the suspicious activity monitoring, investigation and reporting functions required under the USA PATRIOT Act. Specifically, the Unit Head is charged with the following:– advising the business on AML relevant issues related to transactional activity — advising on new product and service roll outs — overseeing all suspicious activity investigations– Read more […]