Equity Guideline Surveillance
Position Description Morgan Stanley Investment Management (MSIM) is a global provider of superior investment products and services to institutional clients across multiple asset classes. MSIM Compliance supports all aspects of the investment management business including: providing information to Portfolio Managers and Trading to aid in investment decisions with respect to adherence to client and regulatory guidelines and restrictions. MSIM’s Guideline Surveillance Team is responsible for providing ongoing support to Investment Teams and Trading with respect to guidelines for Institutional Equity Read more […]
Hong Kong based Manager
Job Purpose Core Responsibility:To support the Head – Compliance of the Branch to co-ordinate, monitor new regulatory requirements and analysing, preparing, and rolling out the revised policies, procedures, and process as per the Bank’s policies and procedures at Head Office as well as to meet with relevant regulatory requirements.To advise and support business groups / teams about any compliance issues from regulatory perspective.To review and provide inputs to credit proposals, PAC Notes and various polices (i.e. Credit policy, Asset and Liabilities policy etc.) in a timely manner.To help Read more […]
Regional manager – Legal and Compliance
Job Duties:Execute internal control, compliance projects and legal matters assigned by the Group to the company’s Asia Pacific and to perform duties assigned by EVP -Compliance Control, Asia PacificImplement the recommendations and processes decided by the company’s Audit Department and the Risks and Compliance Department of the GroupEnsure the action plan of internal audit department of the firm and its entities are done within the prescribed period of the relevant action plan of the Group’s entities (being audited)Ensure that the company’s entities in AP has the correct registrations, Read more […]
Technical Writer
JPMorgan Chase Co. (NYSE: JPM) is a leading global financial services firm with assets of $2 trillion and operations in more than 60 countries. The firm is a leader in investment banking, financial services for consumers, small business and commercial banking, financial transaction processing, asset management, and private equity. The Asia Pacific Personal Trading Group is a regional function within Asia Pacific Regional Compliance. This group monitors employee personal trading to safeguard J.P. Morgan Chase Co. and to prevent employees from trading on, or the appearance of trading on, material Read more […]
FMTS KYC Specialist- Workflow Logistics Specialist
FMTS KYC Specialist- Workflow Logistics Specialist – New York City (Job Number: 1308849)BNY Mellon is a global investments company dedicated to helping its clients manage and service their financial assets throughout the investment lifecycle. Whether providing financial services for institutions, corporations or individual investors, BNY Mellon delivers informed investment management and investment services in 36 countries and more than 100 markets. BNY Mellon can act as a single point of contact for clients looking to create, trade, hold, manage, service, distribute or restructure investments. Read more […]
Tail management Temp
JOB DESCRIPTION NAME: DEPARTMENT: On-Boarding JOB TITLE: On-Boarding Analyst – temporary assignment CORPORATE TITLE: n/a EFFECTIVE DATE: TASKS AND RESPONSIBILITIES: • Proactively monitor and manage the coordination of the end-to-end Off-Boarding processes for customers, non-customers and internal accounts • Consolidate data and updates globally • Create dashboard and send regular communication on status of tail management off-boarding progress • Work closely with the project team to ensure progress update information is received in a timely manner • Run queries and Read more […]
Program Mgr II
Program Mgr II – (Job Number: 1308416)BNY Mellon is a global investments company dedicated to helping its clients manage and service their financial assets throughout the investment lifecycle. Whether providing financial services for institutions, corporations or individual investors, BNY Mellon delivers informed investment management and investment services in 36 countries and more than 100 markets. BNY Mellon can act as a single point of contact for clients looking to create, trade, hold, manage, service, distribute or restructure investments. Additional information is available at www.bnymellon.com.BNY Read more […]
Program Mgr II
Program Mgr II – (Job Number: 1308416)BNY Mellon is a global investments company dedicated to helping its clients manage and service their financial assets throughout the investment lifecycle. Whether providing financial services for institutions, corporations or individual investors, BNY Mellon delivers informed investment management and investment services in 36 countries and more than 100 markets. BNY Mellon can act as a single point of contact for clients looking to create, trade, hold, manage, service, distribute or restructure investments. Additional information is available at www.bnymellon.com.BNY Read more […]
Sr. Product Manager Job
Sr. Product Manager (Job Number: 1309842)BNY Mellon is a global investments company dedicated to helping its clients manage and service their financial assets throughout the investment lifecycle. Whether providing financial services for institutions, corporations or individual investors, BNY Mellon delivers informed investment management and investment services in 36 countries and more than 100 markets. BNY Mellon can act as a single point of contact for clients looking to create, trade, hold, manage, service, distribute or restructure investments. Additional information is available at www.bnymellon.com.BNY Read more […]
Sr. Product Manager Job
Sr. Product Manager (Job Number: 1309842)BNY Mellon is a global investments company dedicated to helping its clients manage and service their financial assets throughout the investment lifecycle. Whether providing financial services for institutions, corporations or individual investors, BNY Mellon delivers informed investment management and investment services in 36 countries and more than 100 markets. BNY Mellon can act as a single point of contact for clients looking to create, trade, hold, manage, service, distribute or restructure investments. Additional information is available at www.bnymellon.com.BNY Read more […]