CAAG Fund Valuation
CAAG Fund Valuation – Accounting Reporting Sr Specialist (2nd shift position. Hours are 1:00 p.m. to 9:30 p.m.) (Job Number: 1307974)DescriptionThe incumbent is responsible for the processing and support of complete, accurate, and timely valuation and financial statements for large and complex daily and monthly valued clients as well as the resolution of any problems that arise during the normal valuation processes, and the communication of this information to all interested parties. S/He will be supporting a mix of multi-billion dollar institutional clients with at least one/generally two clients Read more […]
Sr Mgr
Sr Mgr – FA Treas/Fin Rpt (Job Number: 1306169)DescriptionSupervise a group of professionals who perform the financial reporting/treasury services for mutual fund, commingled trust and/or limited partnership entities. Ensure that all financial reporting/ treasury records are maintained in accordance with departmental policies and procedures and the applicable GAAP and/or SEC regulations. He/she is also responsible for ensuring adequate staff coverage, reviewing of any daily, monthly, quarterly, semi-annual or annual deliverables, addressing ad hoc requests from clients and providing guidance and Read more […]
FMTS Project Mgr – KYC
FMTS Project Mgr – KYC- New York City (Job Number: 1308852)BNY Mellon is a global investments company dedicated to helping its clients manage and service their financial assets throughout the investment lifecycle. Whether providing financial services for institutions, corporations or individual investors, BNY Mellon delivers informed investment management and investment services in 36 countries and more than 100 markets. BNY Mellon can act as a single point of contact for clients looking to create, trade, hold, manage, service, distribute or restructure investments. Additional information is available Read more […]
TA Team Mgr
TA Team Mgr – Reconciliations (Job Number: 1305767)BNY Mellon is a global investments company dedicated to helping its clients manage and service their financial assets throughout the investment lifecycle. Whether providing financial services for institutions, corporations or individual investors, BNY Mellon delivers informed investment management and investment services in 36 countries and more than 100 markets. BNY Mellon can act as a single point of contact for clients looking to create, trade, hold, manage, service, distribute or restructure investments. Additional information is available Read more […]
Compliance Officer II Job
Compliance Officer II (Job Number: 1306626)BNY Mellon is a global investments company dedicated to helping its clients manage and service their financial assets throughout the investment lifecycle. Whether providing financial services for institutions, corporations or individual investors, BNY Mellon delivers informed investment management and investment services in 36 countries and more than 100 markets. BNY Mellon can act as a single point of contact for clients looking to create, trade, hold, manage, service, distribute or restructure investments. Additional information is available at www.bnymellon.com.Pershing Read more […]
Portfolio Compliance Officer (Equity & Fixed Income) for Leading Investment Management Firm
Portfolio Compliance Officer (Equity Fixed Income) for Leading Investment Management Firm Salary – Excellent compensation + benefits bonus Location – Philadelphia, PA Description A leading Global Investment Management firm is looking to expand its portfolio compliance group with an analyst level hire. The position will report directly into the senior manager within the group and will have the opportunity to gain experience and exposure across multiple aspects within the business. The main responsibilities will be heavily involved around ensuring pre and post trade compliance for the fixed Read more […]
IBD & Syndicate Compliance Officer
This candidate will work in close coordination with other IBD Syndicate Compliance officers to provide product advisory compliance coverage, primarily for the firm’s Equity Syndicate activities in the U.S. Main Duties Primary compliance coverage of U.S. Equity Syndicate and secondary coverage of other private-side investment banking activities. Key duties include:- day-to-day coverage and guidance for Equity Syndicate activities, including in connection with registered equity and equity-linked offerings, block trades and exempt securities offerings,- proactive management and resolution Read more […]
SSgA Counsel, Vice President
Our CompanyState Street Corporation (NYSE: STT) is the world’s leading provider of financial services to institutional investors including investment servicing, investment management and investment research and trading. With $25.42 trillion in assets under custody and administration and $2.18 trillion in assets under management at March 31, 2013, State Street operates globally in more than 100 geographic markets and employs 29,460 worldwide. For more information, visit State Street’s website at www.statestreet.com.Promoting a culture of excellenceWith more than 29,460 employees across 29 countries, Read more […]
In-House Counsel
We are a Chicago-based proprietary trading firm specializing in futures and options transactions at the CME Group of Exchanges, Eurex, LIFFE and the ICE Group of Exchanges. We are members of the exchanges.Our firm is currently seeking applications for the full-time position of In-House Counsel. This position will have responsibility for drafting and/or reviewing contracts, evaluating and implementing the evolving regulatory impact of Dodd Frank, assisting with employment legal matters, reviewing various other legal documents and special projects as assigned. Some industry legal experience is Read more […]
In-House Counsel
We are a Chicago-based proprietary trading firm specializing in futures and options transactions at the CME Group of Exchanges, Eurex, LIFFE and the ICE Group of Exchanges. We are members of the exchanges.Our firm is currently seeking applications for the full-time position of In-House Counsel. This position will have responsibility for drafting and/or reviewing contracts, evaluating and implementing the evolving regulatory impact of Dodd Frank, assisting with employment legal matters, reviewing various other legal documents and special projects as assigned. Some industry legal experience is Read more […]