Senior Risk and Governance Manager
An opportunity for a Senior Risk and Compliance Manager to join an established Wealth Management and Superannuation provided. This role provides a sound platform for career progression, excellent employee benefits, internal and external stakeholder engagement and great company culture.Role Responsibilities:Ensure that the business is informed of Risks and RegulationsProvide support and guidance on breach management and trainingIdentify, monitor and manage key risk areas Ensure the ongoing compliance of internal Governance policiesProvide oversight and maintenance of the Risk and Compliance FrameworksInternal Read more […]
Director & Assistant General Counsel
Director and Assistant General Counsel Chicago, IL Description: The primary functions of the role are to provide legal and regulatory guidance (both internally and with external regulators) with respect to certain key business expansion and regulatory compliance aspects of the CMEG business, particularly expansion of global access to CME Group trading platforms and other services (e.g., CME Direct and foreign access to Globex) in prioritized non-US jurisdictions as well as management of certain key regulatory processes, particularly the rule submission process as well as market maker and trading Read more […]
6 Month Contract- Compliance Manager- Stonger Super
The role provides excellent exposure across the whole business in ensuring the ongoing awareness and embedding of the Stronger Super requirements. The successful candidate will be a self-started, with in-depth understanding of the Financial services who is able to effectively communicate with all levels of management.Role ResponsibilitiesEnsure ongoing adherence to the Stronger Super StandardsGap analysis and implementation of Key Risk IndicatorsAssist in the oversight and maintenance of Compliance frameworksEscalate breaches and issuesEnsure that the business is informed of risksManagement and Read more […]
SPV
SPV – FA Treas/Fin Rpt (Job Number: 1306171)DescriptionReview financial reporting/ treasury records relating to a specific group of mutual fund, commingled trust and/or limited partnership entities in accordance with department policies and procedures and the applicable GAAP and/or SEC regulations. Review any daily, monthly, quarterly, semi-annual or annual deliverables and ad-hoc requests prepared by staff. Identify and communicate any issues that affect the accuracy of the financial reporting/treasury records. Strong PC knowledge (primarily Excel). Will apply technical knowledge and experience Read more […]
Travel Risk Specialist Job
Travel Risk Specialist (Job Number: 1301964)DescriptionThe Global Corporate Security (GCS) Travel Risk Specialist (TRS) is responsible for assisting with the planning, directing, and implementing a global travel security program. The person in this position will liaison with travel security vendors, travel service providers, medical services, regional security officers, other government agencies, and national weather and aviation services. The TRS will assist with managing the Emergency Operation Center (EOC) during times of crisis; they will assist the Travel Risk Manager (TRM) in developing and Read more […]
Redm / Acct Clerk UIT Job
Redm / Acct Clerk UIT (Job Number: 1309123)DescriptionPosition may be responsible for reconciliation, proof, and cash clearance for UIT and ETF products, ensuring the prompt and accurate funding of internal and external settlement accounts, processing and settlement of redemption tenders, distributions, and purchase orders, and comparing, confirming and clearing securities for UIT and ETF portfolios.QualificationsDTCC knowledge. Attention to detail. Good organizational skills. Good oral and written skills. Good math skills. Excel, Access knowledge. Ability to operate under strict deadlines and Read more […]
Risk & Compliance Analyst
A challenging and highly visible role responsible for the implementation of regulatory change and investigations of risk compliance issues across the full Wealth suite of products. Potential of permanent role. The ideal candidate will have 2-3 years’ experience in an operational risk, business analyst or compliance role within the advice or super industry.You will be a subject matter expert for the operational risk framework liaising with multiple stakeholders with a very strong emphasis on problem solving.A summary of the main tasks include:To identify potential risk issues and breaches to the Read more […]
Compliance Analyst II Job
Compliance Analyst II (Job Number: 1308492)BNY Mellon is a global investments company dedicated to helping its clients manage and service their financial assets throughout the investment lifecycle. Whether providing financial services for institutions, corporations or individual investors, BNY Mellon delivers informed investment management and investment services in 36 countries and more than 100 markets. BNY Mellon can act as a single point of contact for clients looking to create, trade, hold, manage, service, distribute or restructure investments. Additional information is available at www.bnymellon.com.Risk Read more […]
Insurance Accounting Analyst Job
Insurance Accounting Analyst (Job Number: 1306239)BNY Mellon is a global investments company dedicated to helping its clients manage and service their financial assets throughout the investment lifecycle. Whether providing financial services for institutions, corporations or individual investors, BNY Mellon delivers informed investment management and investment services in 36 countries and more than 100 markets. BNY Mellon can act as a single point of contact for clients looking to create, trade, hold, manage, service, distribute or restructure investments. Additional information is available at Read more […]
Business Systems Analyst I Job
Business Systems Analyst I (Job Number: 1308908)BNY Mellon is a global investments company dedicated to helping its clients manage and service their financial assets throughout the investment lifecycle. Whether providing financial services for institutions, corporations or individual investors, BNY Mellon delivers informed investment management and investment services in 36 countries and more than 100 markets. BNY Mellon can act as a single point of contact for clients looking to create, trade, hold, manage, service, distribute or restructure investments. Additional information is available at Read more […]