Compliance Advisory Manager / Private Banking recruitment
Our client, a leading International Private Bank is looking for a Compliance Advisory Manager to join their Compliance Department. The individual would support the Compliance function in identifying and mitigating risks across the business and help to promote a proactive compliance culture within the firm.Duties include: • Support the business by providing compliance advice and guidance in relation to existing and new business initiatives. • Develop and maintain compliance policies and procedures in line with Swiss regulations and the company’s internal standards. • Liaise with Read more […]
Compliance Advisory Manager – Asset Management recruitment
Our client, a leading international Asset Management Firm is looking for a Compliance Advisory Manager to join their Compliance Department. The individual would support the Compliance function in identifying and mitigating risks across the business and help to promote a proactive compliance culture within the firm. Duties include:• Support the business by providing compliance advice and guidance in relation to existing and new business initiatives. • Develop and maintain compliance policies and procedures in line with Swiss regulations and the company’s internal standards. • Liaise Read more […]
Compliance Advisory Manager – Fixed Income recruitment
Our client, a Global Financial Institution is looking for a compliance advisory manager to provide support and guidance to their fixed income business. The individual would help support the compliance function in identifying and mitigating risks across the fixed income business and help promote a proactive compliance culture within the firm.Duties Include: • Promote effective compliance and oversight with legislation in relation to their fixed income business • Providing regulatory and transactional guidance and advice to the front office • Provide interpretation of relevant rules, Read more […]
Compliance Advisory Manager / Listed Derivatives recruitment
Our client, an international financial institution is looking for a compliance advisory manager to join their compliance department and work with the business and other departments to mitigate regulatory risks and facilitate the compliance culture.Duties Include: • Support Senior Management to ensure the business meets its regulatory requirements • Provide guidance, advice and interpretation regarding compliance issues to the business • Participate in meetings with the business to provide compliance advice on various issues. • Assist in ensuring that effective monitoring and control Read more […]
Compliance Advisory Manager / Private Banking recruitment
Our client, a leading international private bank is looking for a Compliance Advisory Manager to provide advice, guidance and support to the front office in all aspects of their private banking business. The individual would help to develop and maintain regulatory standards to enhance and protect the reputation of the firm.Duties Include: • Provide regulatory and transactional guidance and advice to the front office. • Liaise with and provide guidance to Senior Management • Keep Senior Management informed of regulatory changes and assess the impact on relevant business activities Read more […]
Compliance Advisory Manager – Retail Banking recruitment
Our client, a leading international bank is looking for a Retail Banking Compliance Adviser to provide advice, guidance and support to the business in all aspects of their retail banking business. The individual would help to ensure and maintain high regulatory standards to enhance and protect the reputation of the firm.Duties Include: • Ensure that the business is conducted in line with industry good practice and that is operates to high regulatory and compliance standards. • Liaise with and provide guidance to Senior Management. • Keep management informed of regulatory changes Read more […]