Compliance Consultant – Sydney – Financial Services recruitment
A great opportunity to step into a leading global financial institution within Sydney CBD.This is a 12 month contract role As a Compliance Consultant, your duties will include:-* Review and communication of regulatory obligations including proposed and impending changes and business impact analysis.* Supporting the business in the development of compliance plans, policies, procedures and implementation of controls to effectively mitigate risk.* Complaints resolution – liaising with the business, legal and compliance to ensure efficient management and resolution of customer complaints.* Support Read more […]
Compliance Consultant – European Distribution (Fluent German) recruitment
OpportunityTo support the agenda of the MG Retail Business by providing high quality and cost effective legal advice in reviewing and negotiating various contracts with third parties. The role will cover distribution activities in the UK and Europe.Key responsibilitiesWorking within a team of four others, the key areas of responsibility will include: *Reviewing and negotiating with third parties: distribution agreements, terms of business, trade mark licences, confidentiality agreements and other contracts required to undertake business, focusing on providing support to the German Sales Channel Read more […]
Compliance Consultant – *Mat Cover for up to 1 year (Italian) recruitment
Key responsibilitiesWorking within a team of four others, the key areas of responsibility will include: – Reviewing and negotiating with third parties: distribution agreements, terms of business, trade mark licences, confidentiality agreements and other contracts required to undertake business, focusing on providing support to the Italian Sales Channel in particular – Liaising with external law firms to understand and maintain knowledge of local regulatory requirements and support on client agreements where needed- Supporting the other members of the team with day to day queries including project Read more […]
Compliance Consultant – Dodd Frank recruitment
A top tier investment bank has approached Advantage Professional to provide them with a Compliance Consultant to take ownership of their Dodd Frank/US Volcker implementation from London.You will provide advisory regulatory expertise on the implementation of US Volcker and Dodd Frank rules to the EMEA entities and registered Swap Dealers. Providing advisory support to front office and other shared services and implementing a framework to ensure ongoing Compliance with the requirements. The role may include other aspects of Compliance work providing product and other general advisory coverage within Read more […]
Compliance Consultant – European Distribution recruitment
Key responsibilitiesWorking within a team of four others, the key areas of responsibility will include: – Reviewing and negotiating with third parties: distribution agreements, terms of business, trade mark licences, confidentiality agreements and other contracts required to undertake business, focusing on providing support to the German Sales Channel in particular – Liaising with external law firms to understand and maintain knowledge of local regulatory requirements and support on client agreements where needed- Supporting the other members of the team with day to day queries including project Read more […]
COMPLIANCE CONSULTANT – CORPORATE BANKING recruitment
A growing international firm with extensive growth in progress within their corporate banking operations in the Asian region. You will play a pivotal role within the wholesale banking compliance function in HK and provide broad ranging compliance and operational risk support across activities in the Asia Pacific region. The business primarily offers loans and deposits, treasury management and trade finance. Across the region, you will liase with the country compliance teams to design, implement and enhance an effective compliance and operational risk infrastructure as well as administering compliance Read more […]
Compliance Consultant – Cash Equity – Exchange experience recruitment
Main responsibilites will be:Maintain an up to date knowledge of the business, including products offered and services provided to clientsMaintain an up to date awareness of the regulatory environment, including but not limited to a working knowledge of the laws, rules and regulations of the FSA, London Stock Exchange and other relevant regulatory bodiesProvide compliance and Regulatory Advice to all business linesProactively enhance the compliance function to ensure regulatory and compliance risks are comprehensively coveredManage the Compliance and Anti-Money Laundering frameworkWork with all Read more […]
Compliance Consultant – World Reputable GRC Consulting Firm – Fast Growing Business – Singapore Market recruitment
This is a newly created role due to our client active business expansion in Asia. You will join a team of 15 consultants and reports to the Singapore Head of Legal. You will be responsible for providing customized Compliance and AML training to the compliance and AML department of Banks and Financial Institutions. You will also provide training to the Senior Management and customer facing employees. You will also be responsible for writing and reviewing of Compliance and AML manuals. You will build up risk mitigation pans and compliance monitoring programs. You should make sure you aware of all Read more […]
Compliance Consultant – Mortgage Specialist recruitment
Key accountabilities:Reviewing mortgage cases to identify regulatory failings.Liaise with external parties and regulators (e.g. FSA, FOS FSCS) Assisting colleagues and acting as a subject matter expert via clear explanation and clarification regarding both regulatory and legislative information throughout the organisation where necessary.The ideal candidate should have the following skills and experience:Experience of working with Mortgages in a Regulatory environment.In-depth knowledge of the FSA MCOB sourcebook.Excellent stakeholder management skills with extensive experience of working across Read more […]
Compliance Consultant – Financial Promotions recruitment
OpportunitySupporting the MG Retail Business this role is an excellent opportunity for someone to continue or start their career in the field of compliance within a leading asset management firm. Key responsibilitiesWorking within a team of three others, the key areas of responsibility will be: – Approval of financial promotions for the UK and continental Europe- Supporting marketing teams by delivering guidance, training, and advice where required- Ensuring that prospectuses, key investor information documents, key features documents, and fund reports are updated and compliant- Ensuring that changes Read more […]