Compliance Manager, Retail Banking ($45-75K/mth) recruitment
The Company An excellent opportunity has arisen to join an expanding international bank who’s known for providing extensive career opportunities and promotion from within its ranks. Utilize your Compliance experience in Retail Banking by applying now! The Role Reporting to the Head of Compliance, the successful candidate will be responsible for developing, implementing and monitoring policies and procedures to ensure compliance with relevant legislative, regulatory and policy requirements, identifying compliance and control across the business, assisting in reviewing and analysing changes to legislative Read more […]
Compliance Manager – VP recruitment
A rare opportunity awaited an experienced individual with a proven track record in compliance management within financial services. Our client is one of the worlds strongest banks, and they have a firm footprint in Asia. The compliance team is small, and as such you will be considered a senior appointment in Singapore and will report through to the Asia Pacific regional head in Hong Kong. In this role you will be responsible for the compliance of the Singapore operations. Although this role does not include direct reporting duties, leadership or senior experience is desired.Responsibilities Read more […]
Compliance Manager, Asset Management recruitment
An excellent opportunity has arisen with a boutique, independent Asset Management Company looking to hire a Compliance Manager to assist with the setup of the business in Singapore and ensure that activities are all in compliance with local regulatory requirements. Responsibilities Solely responsible for all regulatory matters; keep abreast of applicable regulatory requirements; advise the Company on licensing requirements of existing and new regulated activities and act as a central liaison body for Regulators. Responsible for developing and implementing a compliance framework to ensure that the Read more […]
Compliance Manager / Debt Capital Markets recruitment
Our client, an international financial institution is looking for a compliance manager to join their compliance department and work with the business and other departments to mitigate regulatory risks and facilitate the compliance culture. Duties Include:• Support Senior Management to ensure the business meets its regulatory requirements• Provide guidance, advice and interpretation regarding compliance issues to the business• Participate in meetings with the business to provide compliance advice on various issues.• Assist in ensuring that effective monitoring and control systems are Read more […]
Compliance Manager, Payments and Cash Management recruitment
Headquartered in London, HSBC is one of the largest banking and financial services organisations in the world. An excellent Greenfield opportunity currently exists for an experienced Compliance Manager to join a newly created team in HSBC’s Commercial Banking division. The overall purpose of the role will be to support the Commercial Banking Group Compliance Officer in the direction of PCM Compliance globally by: Helping PCM implement policy and standards for PCM related Compliance and regulatory issues.Supporting bank management regarding their responsibility for PCM complianceImplementing Read more […]
Compliance Manager – Banking recruitment
You will have in excess of 6 years within a similar role and be able to demonstrate a thorough understanding of AML practices.Responsibilities:• Provide AML / Sanctions compliance and risk management advice to APAC branches. • Assist with drafting compliance policies, procedures, guidelines and other materials. • Conduct research on AML / Sanctions issues. • Develop and deliver compliance training at various branches.Requirements:• Minimum a degree. • Legal background and / or Banking experience. • AML or Sanctions compliance experience preferred. • Knowledge of Mandarin Read more […]
Compliance Manager – Life Insurance (40-60k/mth) recruitment
The Company Our client is an international financial services provider, with servicing centres in more than 170 countries. The Role As part of the HK Compliance Team, you will be covering life insurance business, you will be working as a key member in Group Compliance function, responsible for regular compliance review, compliance advisory to business managers, AML checking, formulating and developing compliance policies and procedures, as well as handling various compliance related projects. Your Profile The successful candidate will be a degree holder in Law, Business Administration or Accounting Read more […]
COMPLIANCE MANAGER – FAST GROWING WHOLESALE BANK recruitment
Fast Growing Wholesale BankDirect Involvement in Decision MakingExcellent Career OpportunityAs key part of the management team, you will be reporting directly to the Director and be responsible for the establishment and expansion of the team. You will also be instrumental in rolling out procedures and policies to ensure business excellence and compliance with regulators i.e. HKMA, SFC.To be successful, you will be a solid compliance professional with sound knowledge on wholesale banking products and familiar with AML standards. You will have minimum of 5 years experience in the compliance field Read more […]
Compliance Manager, Monitoring (Global Markets) recruitment
Role: Compliance Manager, Monitoring (Global Markets)Purpose of the jobReporting to the Global Markets Monitoring Team Leader, the jobholder will be required to carry out independent compliance monitoring activities across Global Markets in order to obtain reasonable assurance that the business is operating in line with relevant laws, regulations, codes and HSBC Group Standards.Responsible For• Carry out thorough preparation and high-quality monitoring fieldwork / desk reviews, achieving agreed timelines and providing regular updates on progress to the Team Leader. • Using existing templates, Read more […]
Compliance Manager / Senior Compliance Manager, Insurance and Banking recruitment
The Company If you are an experienced Compliance Manager seeking a new challenge after the CNY, this reputable financial institution (with Banking and Insurance business) is certainly an employer of choice together with a long list of benefits to entice you to work with them. The RoleReport to the Head of Compliance and manage a team of high performing compliance officers; Provide compliance advice; Develop, implement and monitor policies and procedures to ensure compliance with relevant legislative, regulatory and policy requirements; Develop, implement, maintain and review the compliance framework Read more […]