Legal & Compliance – Compliance Manager – VP – Based in London recruitment
Job description below:Compliance assesses the regulatory risk in the region and provides policies, procedures, programs and guidance to assist the firm in meeting the regulatory requirements.The role of this position is to be a senior member of the Internal Governance Team within the Compliance Department, interacting with management of businesses and control functions, giving advice and guidance promptly. Representation on Committees on behalf of the department will be commonplace and chairing meetings will also be required. In time, the role holder may be asked to take on directorships of internal Read more […]
Compliance Manager – Oil recruitment
We are a global Commodities Trading house based in Central London. Due to continued growth we are looking for a Compliance Manager to set up and manage our Compliance function.Key Job Responsibilities: • Ensures compliance with all relevant financial regulators, exchanges and EU Directives; • Set up and maintain all Compliance Processes ensuring current controls framework meets regulatory and exchange standards; • Responsible for establishing a compliance and procedures manual and ensuring this is kept up-to-date • Advising the business on the type of business activities that are in Read more […]
Compliance Manager – Funds Management recruitment
This financial services ’employer of choice’ is looking to appoint a Compliance Manager for it’s specialist investment management business. Reporting to the Senior Compliance Manager, this role requires a focused and hands-on individual to assist with the continued implementation, enhancement and development of the regulatory and policy compliance framework. More specifically you will: Continue to enhance compliance documentation Assist in developing compliance frameworks in line with new and existing legislative requirements Undertake monitoring processes within the business Maintain, collate Read more […]
Compliance Manager – Managed Investment Schemes – $125k + bonus recruitment
This market leading global investment and advisory firm requires a compliance manager to join their existing managed investment scheme compliance team. The role will involve providing advice and guideance to the business in order to satisfy all external regulatory obligations and client contractual requirements. Duties will entail – To consider the implications of client contractual, legislative and regulatory requirements on the operation of the managed investment schemes and undertake compliance monitoring procedures as necessary in the fulfilment of these compliance requirements Documentation Read more […]
Compliance Manager – managed investments recruitment
Compliance Manager Sydney CBD $110,000 – $130,000 package + bonus up to 20% Leading Financial Services Organisation My client a leading financial services organisation is looking for an experienced Compliance Manager with specific exposure to managed investment schemes to bring their expertise to the table The role also requires the oversight of the compliance processes for their registered managed investment schemes, the administration of the compliance training program, linking compliance obligations to operational procedures and conducting compliance checks. The role will support and promote Read more […]
Compliance Manager / International Transaction Services recruitment
Our client, a global financial institution is looking for a compliance manager to join their international transaction services and credit cards division. The individual would work with other compliance colleagues to help mitigate regulatory risks and facilitate the compliance culture.Duties Include:• Provide assurance to Senior Management that regulatory risks are appropriately identified, assessed and mitigated across the business• To act as principle contact for the business in regards to the provision of compliance advice, guidance, monitoring and resolutions of issues that arise. • Set Read more […]
Compliance Manager, Asia Pacific recruitment
– To monitor the compliance risk of the Bank’s overseas offices- To analyze and assess the potential impact of relevant laws and regulations as well as industry’s best practices in the overseas offices- To review regular and other ad-hoc reports from overseas offices to identify potential compliance issues- To review and comment on compliance policies and guidelines – To give compliance advice and resolve ad-hoc compliance issuesRequirements:- University graduate in business or related disciplines- Minimum of 5 years’ experience in compliance/audit/regulatory work. Candidate with overseas Read more […]
Compliance Manager – Geneva recruitment
Key Roles ResponsibilitiesTo assist in the development of a strong compliance culture To assist in the growth and development of the Swiss business through advice and guidance in relation to the various legal and regulatory requirements of Money Laundering Prevention and Sanctions To review client profiles for new relationships and monitor and perform assurance of periodic client reviews To ensure the business is aware of upcoming changes in law and regulation providing advice in the implementation of or changes to policies To provide advice to the business including but not limited to client Read more […]
Compliance Manager – AML recruitment
ResponsibilitiesTo assist in handling Anti-Money Laundering (“AML”) issues for the BankTo perform AML functions on an on-going basis, including detection and reporting of suspicious transactions and activitiesTo conduct reviews for the enhancement of the AML functions of the Bank, and perform AML risk assessment as and when requiredTo develop and promote risk-based tools/monitoring systems and maintain the AML related database for the BankTo assist in handling enquiries from the law enforcement/regulatory authorities in Hong KongTo communicate and coordinate with relevant departments on anti-money Read more […]
Compliance Manager
Your role will be to liaise directly with the regulators across the region, help devise strategy and help implement the policies across the business. Effecitvely leading the second line of defense you will have oversight of not only regulatory compliance but also financial crime and monitoring. Your role will include: Working with the rest of the risk and compliance team to make sure the appropriate policies and process is in place Ensure legislative changes are communicated through the business and incorporated into the compliance stratetgy for the region Represent Read more […]