Responsable Compliance recruitment
Nous sommes à la recherche d’un-e Responsable Compliance, qui assumera la responsabilité de prévenir et contrôler les risques inhérents aux activités bancaires par la supervision d’une équipe d’une quinzaine de Compliance Officers, experts de la réglementation et de la déontologie dans le domaine bancaire, boursier et financier. Le Responsable Compliance prévient et détecte les risques de:Non respect des dispositions légales et réglementaires, et des règles de comportement et de déontologie professionnelle (risque réglementaire);Atteinte à la réputation de notre Etablissement Read more […]
Compliance Officer – Transaction Monitoring AND KYC recruitment
Major Responsibilities:Transaction MonitoringAnalyze various transactions using a monitoring system (Norkom) for suspicious/unusual patterns of activityInvestigate these potential high risk activities by researching and liaising with the appropriate internal parties for explanations and discussions on appropriate action Research and resolve items of concern identified through standard activity Monitor and conduct targeted reviews of specific areas of high risk or complexityWhen appropriate, escalate as a SAR recommendationEnsure that all activities are in accordance with internal policies and Read more […]
Senior Legal Counsel recruitment
Global financial services company providing banking, insurance, investments, mortgage, and consumer and commercial finance is seeking a qualified lawyer to work in their Dublin office. The Law Department provides advice to senior management, business units and support services on a range of issues including regulatory matters, transactions and corporate law issues, with lawyers located in various offices globally. This organization has significant growth plans and the need to support these plans from a legal perspective (to establish new businesses, advise on regulatory and transactional matters), Read more […]
Compliance (Alternative Investments) recruitment
With a dual reporting line into the global CCO and and European GC you will be based in the London office, although the structure of the firm means there will be exposure across the firm’s offices globallyThe primary responsibility for the successful candidate will be to coordinate with and advise business professionals and the US offices on compliance and regulatory issues, including, specifically:• Ensure that the firm continues to conform to FSA policies and coordinate FSA filings including any updates any changes in law/regulation (e.g. Remuneration Code, AIFM directive, etc)• Ongoing Read more […]
Compliance Vice President recruitment
CRT Capital Group (CRT) is a Stamford, CT-based broker-dealer that provides security brokerage and research services to over 900 institutional accounts with established counterparty relationships around the world. The Firm caters to asset managers, insurance companies, pension funds, hedge funds and investment firms with a focus on fixed income and equity securities. CRT, formerly known as Credit Research and Trading LLC, was founded in 1989 and employs approximately 150 individuals with a wide breadth and depth of industry knowledge.As part of our ongoing efforts to build a scalable and “best Read more […]
Senior Compliance Manager- Private Bank recruitment
My client is currently recruiting for a senior compliance position within the wealth management business to help oversee advisory support to the Wealth Managers and the other middle and back office functions. You will be facing off regularly to the regulators both in Singapore and regionally. Some of your responsibilities will include:* Reviewing and providing sound advisory on various types of marketing material produced by the front office to internal and external clients, including product- specific flashes, marketing presentations and teasers* Handling queries regarding compliance and regulatory Read more […]
Senior Litigation roles – Hong Kong recruitment
The Company and Team:International Law firmEstablished team, excellent reputation across Hong Kong and ChinaSet to grow 20% over the next 3 yearsWhy move?The team is growing offering career opportunities laterally and vertically for high performers (ever wanted to move into a new area?)Are you in a company where running your own work is 4 – 5 years away?Are you 1 of 6 people who can make partnerThe team is growing offering career opportunities opportunintes laterally and vertically for high performers (ever wanted to move into a new area?)If yes we are currently working with an international Read more […]
Compliance Officer and Deputy Money Laundering Reporting Officer recruitment
My client a Boutique Investment Management firm based in the West End is currently hiring for DMLRO role. The candidates suited to this position will have broad exposure to Compliance including strong knowledge of AML and Financial Crime. The responsibilities of this role will include:Creating and Implementing the Compliance Plan in conjunction with the Head of Compliance.Implement a Compliance monitoring program, documenting and reporting the findings.Carry out reports and in the case of non-compliance escalate to the Head of Compliance.Act upon areas of weakness as found in the compliance Read more […]
Compliance Attorney recruitment
A Multi-strategy Hedge Fund is seeking a Compliance Attorney that will provide trading counsel to the investment staff. A primary role of this employee will be to vet the information that is received by the analyst team, enforce trading restrictions and escalate matters to the CCO and/or GC as necessary. Duties:• Conduct compliance training and monitor regulatory developments affecting the firm’s trading operation. • Assist with enforcing compliance policies.• Assist with monitoring regulatory developments and updating compliance policies/procedures as required.• Assist with Read more […]
Financial Crime Risk recruitment
This role will be working within FCR and you will be supporting the business by developing the investigations procedures and looking at process for prevention. The team is 6 strong and will report to a head in Singapore as well as matrix into other functional heads in the region. The ideal candidate will be someone who is either working in a financial crime risk role currently, an investigations role or AML.