Compliance Analyst – Alternative Investments recruitment
Outstanding opportunity to join the team of a leading alternative investment firm! Hatteras Funds, based in Raleigh, North Carolina, is seeking a talented professional with the necessary experience and skills to successfully assist with management of compliance programs and initiatives for our firm. We are expanding our compliance team and this new position will be based in our Raleigh office. Our Mission:Hatteras Funds’ mission is to provide unique alternative investment solutions for financial advisors and their clients. We believe that all investors should have access to the same sophisticated Read more […]
Snr Legal Counsel – Corporate recruitment
My client is an independent body and is now seeking a senior corporate lawyer to join the Group Legal function. The ideal candidate will have excellent drafting skills, strong corporate/MA experience and ideally a strong working knowledge of the regulatory framework in Hong Kong. The role will involve a broad range of duties and will be less transactional in nature, thus providing a more stable working envrionment. Chinese language skills highly desirable.For more information please contact Liam Richardson on +852 2168 0791 or liamrichardson@puresearch.com Read more […]
Head of Control Room Compliance recruitment
Responsibilities: Managing the control room function Maintaining the firms Watch / Grey List and Restricted ListManaging a team of 5 individualsProviding advice in relation to wall crossingsInteraction and coordination with the other regional Control Room officesManaging UK and other regional Takeover Panel restrictions and coordinating with line of business Compliance on requesting Exempt Principal Trader and Exempt Fund Manager exemptions from the Takeover PanelConducting training to Control Room and line of business associatesMain point of contact for interaction with regulatorsRequirements:Extensive Read more […]
Tax Lawyer – Germany/NW recruitment
To be considered for one of those three positions, the candidate must have the following criteriafrom two ( senior assistant level) to 12 (direct partnership) years experience in the Vat or customs law departmentexperience in Germany is essentialexperience in Europe is highly beneficialexperience in either an international law firm, professional service firm, medium-size audit firm, tax advisers firm is essentialstrong market skills are essentialstrong ability to actively sell a concept is essentialstrong business-mindstrong team-player spiritlanguages: Fluent German, Fluent English. Any other Read more […]
Head of Compliance – Singapore- APAC recruitment
Head of ComplianceMy client is a world renown securities firm seeking a Head of Compliance for their office in Singapore.Job DescriptionResponsible for the day to day advice to the Business Teams on Singapore regulatory requirements (mainly research of Banking Act, Securities and Futures Act (SFA), Financial Advisors Act (FAA) etc).Delivery of compliance related training to the Business TeamsIdentifying, assessing and monitoring the compliance risks faced by the bank so as to assist, support and advise Singapore Management in fulfilling its compliance responsibilities as well as advise any employee Read more […]
AML Due Diligence Associate recruitment
Responsibilities: Conduct enhanced due diligence reviews on higher risk clients including analyzing source of wealth, beneficial ownership and other risk relevant informationConduct risk assessments through the performance of investigative internal research using a variety of internet and third-party sourcesLiaise with external third party vendors to undertake enhanced due diligence/background analysis of prospective/existing clientsDaily surveillance of clients accounts for anomalous, high risk or negative informationLiaise with various members of the KYC, Operations, Technology teams, external Read more […]
SENIOR COMPLIANCE OFFICER – QATAR recruitment
Key Responsibilities:- Providing key support to the head of compliance in managing the compliance unit workload -Developing and managing detailed compliance monitoring programs across the organization -Delivering sophisticated regulatory solutions to meet the challenges of the organization across all business and support areas – Demonstration of a complete understanding of all areas of regulatory compliance The successful candidate will: – Have extensive previous experience working in a diverse and integrated global financial organization- Currently be in a middle – ranking Read more […]
Retail Banking – Compliance – Senior Manager recruitment
The client is fantastic – socially responsible yet hugely successful commercially with the resources and will to lead industry change. They have put the resources in place to put together a multi-skilled team to cover every aspect of retail and business banking and you could be a part of it. You could either be a generalist who has covered several areas, anything from monitoring, policy, remediation or new product design and distribution. Alternatively you could be a specialist or subject matter expert in one of the above.To be considered, you will need to have high quality consultancy or Read more […]
Senior Compliance Advisor- Futures recruitment
Reporting directly to the Head of Compliance, you will take responsibility for all regulatory and advisory obligations for this product area. A minimum of 5 years of relevant experience is required, meaning a demonstrable track record in Futures Compliance. Roles/ResponsibilitiesDirect liaison with regulatory bodiesPerform regular desk reviews and monitoring programRemain conversant in local MAS and global regulations and lawsDisseminate advice to the business on regulatory implications and implement recommended changesDraft and update internal Compliance Manual, notices, rules database and Read more […]
Associate Director – Compliance recruitment
Director Level Compliance Opportunity Leading Global Investment Bank Senior Stakeholder Exposure throughout the Business Global Banking Markets Summary: My client is a top tier Global Investment Bank that is looking to continue its strong performance by attracting a Senior Global Markets Compliance professional. You will be advising on and monitoring all aspects of Global Markets businesses but with specific responsibility for Equity Derivatives. This is a fantastic opportunity for a top performing compliance officer who has expert knowledge on equity derivatives product to progress their career. Requirements: 8-10 Read more […]