Compliance Officer – Insurance Broking recruitment
This well established Insurance Broking firm are seeking a Compliance professional to join their existing team.Supporting the Head of Compliance, you will undertake a broad and varied compliance role with an International focus. This is a highly commercial role and as such you will be involved in working proactively with the business. You will play a key role in providing advice and guidance on Compliance and Regulatory requirements, as well as, setting and embedding relevant policies and procedures. Ensuring the business is updated and aware of new and upcoming regulation which could impact the Read more […]
SENIOR COMPLIANCE OFFICER recruitment
Our over 81,000 employees world-wide are a big part of what makes TD stand out from any other organization. Every day, we deliver legendary customer and client experiences to our approximately 19 million customers. We’re an award-winning organization that reinvests constantly to ensure future growth. We’re recognized as an extraordinary place to work that embraces diversity, where everyone is respected and valued. TD is the sixth largest bank in North America by branches, with many exciting and challenging career opportunities in our four key businesses: • Canadian Personal and Commercial Read more […]
Paralegal – Leading Investment Bank (P-LIB/CP160112) recruitment
Our client is a leading global, investment bank and has established itself as a major player and pioneer within the market offering expertise to a diverse client group.The successful candidate will be responsible to coordinate with documentation negotiations by direct communication with clients. Additionally, the candidate will also be overseeing bank’s account and product documentation to ensure that policies are complied with at all times. The candidate will also be in charge of reviewing and updating new documentation policies. To be considered for this position the successful individual Read more […]
Hedge Fund Compliance Officer (Ref. no: HFCO/AT120112) recruitment
You will handle all compliance responsibilities on a regulatory level. You will ensure that the company guidelines and procedures comply with external regulations and be the main contact for the regulators. On a daily basis, your role will be to review all business agreements, compliance policies and marketing materials to make sure that no rule has been breached. You will also handle the training of new joiners and other staff members.To be eligible for this role, you will need to be university graduate in law or finance sectors. You have relevant experiences working with SFC on compliance matters, Read more […]
Corporate/Banking Lawyer – Germany recruitment
To be considered, the candidate must: Be fluent in English and French. German must be the native language.Have 3 to 7 years experience in a top-tier law firmin-house lawyers are also considered, as long as they have also had experience in a law firmbe expert of tthe corporate/banking industryhave any European barhave received all his/her education in Germany (at least until the Masters)be flexible, hard-worker, eager to learn and progressbe trustworthy and reliableTo apply, please send your CV in word version to: Compliance@carltonseniorappointments.comKeywords: Legal, Law firm, Lawyer, Germany, Read more […]
Core Business Services – Legal – General Counsel (Greater China) recruitment
Background The Office of the General Counsel (GCO) is dedicated to proactive support, alignment with the Ernst and Young network’s needs, taking responsibility for success and world-class execution. The General Counsel is instrumental in delivering on these commitments through their hands-on, technical legal work, involvement with internal clients and management and leadership qualities. This role is exercised in a manner that exemplifies the Ernst and Young values at all times. This position reports to the Asia-Pacific General Counsel and the Greater China Quality Risk Management Leader, and Read more […]
Senior Marketing Control Manager recruitment
Senior Marketing Control ManagerMilton Keynes or London and Milton KeynesSalary £60,000-70,000The Santander Group has more than 150 years’ experience in banking and more branches worldwide then any other international bank. We are well on the way to repeating this success in the UK with over 25million customers, 1.8 million shareholders and more than 1400 branches. With a continuing focus on growth our goal is simple. To be the best retail bank in the UK.You will be joining us at an exciting time as we embark on an activity programme to support our market and growth aspirations. This is a great Read more […]
Top Tier US Based Consultancy seeks SVP Compliance Officer – AML/CTF Specialist recruitment
The role sits within the central compliance function of the firm and reports directly to the CCO on all major issues. With the regular senior management facing it gives an incredible opportunity for career progression, with the role being made available due to the current holder of the role being promoted to director. The role…. • Regular meetings with the CCO and CRO briefing them on the firms compliance function performance • Training and management of multiple junior compliance officers • Ensuring the continued development and management of the compliance framework • Monitoring Read more […]
Senior Legal Counsel — Investment Banking – Based in Switzerland recruitment
The role is primarily to deal with Complex International Transactions on OTC Derivatives across different jurisdictions.Other responsibilities include:– Leading all legal and regulatory aspects of European expansion– Supporting ISDA/GMSLA (including Repo) governed businessRequirements:– Swiss legal background– Experience in a legal, ideally with a regulatory angle– 5-10 years of working experience– Understanding of the investment banking environmentTo apply for this Legal Counsel role, please send your CV to legal@carltonseniorappointments.com or call 0044 20707 80559 for a confidential Read more […]
Analyst Programmer / Business Analyst – Compliance – AML System recruitment
Analyst Programmer / Business Analyst – Compliance – AML System / Actimize Location: London My client, a Tier 1 investment bank, requires an experienced Analyst Programmer / Business Analyst to join there Compliance Team. The role is working on a new Anti Money Laundering system, utilising NICE Actimize, so experience with this system or other Anti Money Laundering system (including Fortent / Mantas) is required. The right candidate will have a history of working in both a technical and business analysis environment, with a proven history of taking business requirements as well as implementing Read more […]