Compliance Manager, VP (H/F) LMIM501782 recruitment
As a Compliance Manager VP, your main responsibilities will be: – Act as liaison with regulatory agencies, internal and external advisors for Compliance matters. – Closely cooperate with other control groups (e.g. Risk, Legal and Audit) – Provide advice to business functions concerning all Compliance management related issues. – Assume responsibility for day-to-day Compliance management, monitoring and reporting in close cooperation with other Compliance management and relevant control functions within the bank. – Manage local Compliance Management team – Prepare and participate in Senior Management Read more […]
ThinkFolio Technical Analyst – Compliance / Rule Building recruitment
ASSET MANAGEMENT – THINKFOLIO – INVESTMENT BANKING – BUSINESS ANALYST – TESTING – COMPLIANCE – RULE BUILDING A Tier 1 Investment Bank is urgently seeking to hire a ThinkFolio analyst with detailed knowledge of rule building and compliance processes within the vendor technology. This role will look in detail at these two facets of ThinkFolio in considerable detail, so candidates must be able to explain their successful history dealing with the building of rules and compliance sectors. This is an urgent hire with interviews being booked for first week of January. For more information please feel Read more […]
KYC / Client On-Boarding – AML Compliance Team recruitment
This is a Customer Due Diligence function and we need a candidate with 3 – 5 years of experience with KYC / On Boarding. Strong Knowledge of: – KYC – AML – Client On-Boarding – Customer Due Diligence At least 3-5 years of experience in the above functions
Documentation Specialist (General Counsel’s Office) recruitment
The Documentation Specialit will be part of the Legal Documentation Unit for Citi’s Markets Banking Division in Asia-Pacific. The incumbent’s responsibilities will centre around the negotiation and preparation of various legal documents that relate to the Japan institutional sales and trading requirements of the Bank. This position will involve considerable interaction with both internal and external clients. Requirements: The ideal candidate should fulfill the following criteria:-Preferably degree qualifications. Fresh degree graduates are also welcome to apply.Fluent in Japanese and capable Read more […]
AVP/VP – AML – CTF – Banking – Singapore recruitment
AVP/VP – AML – CTF – Banking – SingaporeFinancial Institution currently has a role for an AVP/VP(AML/CTF/Banking/CDD/Singapore) to sit within the Local coverage team based in Singapore.As an AVP/VP(AML/CTF/Banking/CDD/Singapore), you will come from a Banking or Financial Institution background with a detailed knowledge of the AML space (particular focus on dealing with Local AML/Counter Terrorism Financing issues with the MAS.The AVP/VP(AML/CTF/Banking/CDD/Singapore) will also need to have in-depth knowledge of their function to deal with Stakeholders and Regulators.If you are an AVP/VP(AML/CTF/Banking/CDD/Singapore) Read more […]
AML – AVP/VP – Sanctions – Banking – SWIFT – Singapore recruitment
AML – AVP/VP – Sanctions – Banking – SWIFT – SingaporeFinancial Institution currently has a role for an AML – Sanctions AVP or VP to sit within the Regional coverage team based in Singapore.As an AML – AVP/VP – Sanctions – Banking – SWIFT person, you will come from a Banking or Financial Institution background with a detailed knowledge of the AML space.The AML – AVP/VP – Sanctions – Banking – SWIFT will also need to have in-depth knowledge of their function to be able to deal with the Regional Business and stakeholders.If you are a AML – AVP/VP – Sanctions – Banking – SWIFT individual with an interest Read more […]
Senior Legal and Compliance Manager – Zurich recruitment
This is an attractive and interesting role for an ambitious and motivated Legal and Compliance Officer who is keen to step up into a Senior Legal and Compliance role.Main tasks include:– assisting Global Head of Compliance on international matters– co-operating with FINMA– advise the front office staff in Switzerland– leading projects in the international contextBasic Requirements:– 5-10 years of experience– Bar Exam– Fluency in German and English– previous Compliance experience not essentialTo apply for this Senior Legal and Compliance Manager role in Zurich please send your CV to compliance@carltonseniorappointments Read more […]
Responsable Compliance H/F recruitment
Sapiance RH, cabinet de conseil en Ressources Humaines spécialisé dans le recrutement de profils Middle et Top Management, recrute pour son client, un acteur majeur de l’industrie automobile, un/une : Responsable Compliance H/F Rattaché-e au Directeur Juridique et Compliance France, vous êtes en charge de déployer la stratégie Compliance validée par les instances dirigeantes France, en adéquation avec les directives Groupe adaptées aux contraintes juridiques et réglementaires françaises. Dans ce cadre, vous managez une personne. Missions : – Vous vous Read more […]
Legal Counsel (m/f) recruitment
For our client, a major group in shipping activities, we are looking for aLegal Counsel (m/f)for a permanent position based in Geneva Reference number: 169295/7 Your Duties:Part of the coporate legal team, you are in charge of the legal support to follow the business of the groupYou are in charge of the supervising, coordination on global commercial activities and revision of group contracts, claims and insurance related matters and litigation.You work closely with the legal and management team of the group in the subsidiariesYour Qualifications:With a high academic law background, your Read more […]
Municipal Securities Compliance recruitment
Position Category: Legal/CompliancePosition Title: Municipal Securities ComplianceJob Level: Vice PresidentLocation: USA – NY – New YorkEducation Required: Bachelors DegreePosition Description:Position DescriptionThis individual will provide advisory compliance support for the Municipal Securities Division. Candidate will be expected to advise on MSRB, FINRA, and SEC rules, regulations and interpretive guidance, as well as applicable internal policies and procedures. Candidate must demonstrate ability to effectively review and analyze complex situations and apply judgment to resolve issues in Read more […]