Director of Ethics recruitment
The main duties of the successful candidate will include the following: • Providing front line support of the Compliance and Ethics program• Overseeing the ethics-related activities of personnel domiciled in the business who serve as ethics liaisons.• Assisting in the development and maintenance of the Code of Conduct and various ethics-related policies and procedures• Providing ethics training for employees.• Researching and analyse complex legal issues and interpret statutes, regulations, guidance, international conventions and directivesYou will possess 8-10+ years experience Read more […]
EMEA AML Analytics Analyst recruitment
This role sits within the EMEA AML Program Management group, and is required to assure the quality of analytic reporting analysis and deliverables. It is a temporary role to cover a permanent headcobrowunt who recently left.• Production of metrics and other reporting. Defining and collating key metrics, trends and pattern analysis.• Delivery of monthly regulatory-required AML Analytics reporting• EMEA point of contact for the Global Analytics project (SME / testing)• Streamlining / re-engineering the EMEA end-to-end (e2e) Analytics process to assure the quality of output required by Read more […]
Compliance Advisor (Senior) recruitment
Prime purpose of this role:Provide leadership, support and direction to a team of Compliance Officers who have direct responsibility for providing advice and support on compliance and regulatory matters to Front Office and support functions in connection with Commerzbank London’s business activities.Key Responsibilities:Liaise with Team Head and participate in the leadership and management of the Markets Advisory Compliance function.Manage Compliance resources, in particular the performance of team members and their development. Ensure his/her team’s work is aligned to achievement of the Read more […]
AML/KYC Remediation Analyst recruitment
Responsibilities: Good understanding of rules around KYC, AML, Perform sanctions checks on clients and also classification of KYC and MiFID Knowledge of operational risks that banks face and experiencing in monitoring controls Experience in corporate banking, trade finance and correspondence bankingAdvise teams of any potential impacts by tracking industry and market developments Requirements At least one years experience in a similar roleCandidates should ideally have trade finance and correspondence banking experienceExperience of JMLSG, AML/KYC Ability to work under pressure with excellent attention Read more […]
Funds Lawyer recruitment
An excellent opportunity has arisen for a funds lawyer to work for a leading investment management. You will be responsible for reporting to the Legal Marketing Manager and providing legal support to fund hosting services. Responsibilities include: Providing legal support to the Legal Marketing Manager Coordination of completing obligations for a large corporate project Drafting and reviewing amendments to investment fund documentation in relation to specific regulatory changes Drafting and reviewing documentation in support of new fund launches during this period of change, ensuring consistency Read more […]
Corporate Compliance Adviser recruitment
Leading financial services organisation is looking for a Compliance Adviser for their Corporate team based in London.The primary focus for the Corporate Compliance team is to evaluate and provide advice to the board and senior management team on the impact of emerging and new regulation and regulator initiatives.Duties include:Analysing new and emerging FSA and IPA rules, activities or practice and advising the management team as required.Establishing and maintaining a system to track and analyse new and emerging FSA and IPA rules, regulatory activity and practice.Drafting and maintaining the company’s Read more […]
IN-HOUSE – FUNDS/DERIVATIVES – LONDON recruitment
Outstanding, trading floor-based role for an experienced lawyer who combines both derivatives and funds experience. You will be a key member of a high quality team within the legal department of this leading global investment bank. You will sit with and interface directly with the business, advising on the structuring and execution of a range of retail structured products. To be successful in this role, you will need to be a technically able lawyer, robust and commercial in your approach, and bring a solid grounding in structured derivatives (especially equity), ideally combined with a good Read more […]
Technical Conformance – Sanctions Assurance – Group Legal & Compli recruitment
Technical Conformance – Sanctions Assurance – Group Legal Compliance – LondonMy client, a top tier banking group, is seeking a technical conformance specialist to be a part of the sanctions assurance team. The successful candidate will be joining a newly established, d ynamic team with the responsibility of planning, executing and managing technical conformance reviews. You will be expected to ensure the quality of the reviews and guarantee their effectiveness and efficiency.Responsibilities:• Plan and scope the business and technical conformance reviews• Provide oversight and guidance Read more […]
Compliance Monitoring Manager – Brokerage recruitment
One of the worlds leading brokerages require a compliance professional to assist in the development of their Compliance Monitoring programme. This is an excellent opportunity for an experienced compliance professional to join a well respected and established business.The successful applicant will have the following responsibilities:• Developing the monitoring programme • Perform both desk based and thematic reviews• Investigate regulatory concerns on an ad-hoc basis, escalating issues where necessary.• Produce monitoring reports and make recommendations to the business, ensuring actions Read more […]
Executive Director – Compliance recruitment
Our client is an investment banking group that is committed to providing world-class financial services for a sustainably better future for their customers and their shareholders. They offer a diverse range of products and have an excellent reputation on the market place. The city based London office has circa 350 staff and there are 1500 employees worldwide. An exciting opportunity has just arisen within their London compliance team and they are recruiting at senior level for an Executive Director to mange the monitoring and surveillance programme and to also assist in other key areas of compliance Read more […]