Regulatory Compliance Consultant recruitment
Our Regulatory Compliance Consulting business is dedicated to providing compliance advisory services to our diverse client base and as part of our growth plans we are looking to hire an experienced compliance professional to join our teamKey Responsibilities: • Provide clients with responsive regulatory advice and solutions• Update clients on regulatory change and advise on how it impacts their business• Provide advice on and draft changes to manuals and other compliance documentation• Set up relevant compliance infrastructure for clients• Carry out regular onsite compliance reviews • Involvement Read more […]
Surveillance Analyst recruitment
Global bank is looking for a Surveillance Analyst or their London team.OverviewTrade monitoring and surveillance of Equity and Fixed Income (FID) products. The role is varied and involves the analysis of various reports/alerts from numerous sources, the development, testing and implementation of new surveillance alerts and the maintenance of documentation covering the surveillance process.Day to day tasks will entail interaction with team colleagues, in addition to liaising with Compliance Advisory colleagues and other non Compliance personnel.On-the-job training will be provided as required from Read more […]
Compliance Monitoring Manager (Milton Keynes) recruitment
Join Santander and you’ll become a vital part of a business built on the outstanding service provided to our customers, as well as the award-winning products we offer. We’re one of the fastest growing banks in the UK and that is down to our people. And we recognise that as we help you develop your career you’ll be doing the same for our business. This role will support the development, management and delivery of compliance monitoring arrangements that verify Santander UK and associated companies’ compliance with regulations.Santander UKThe Santander Group has more than 150 years’ experience in Read more […]
Head of Financial Crime Prevention – MLRO recruitment
The role will report into the UK Head of Regulatory Compliance and will cover the oversight of the bank’s financial crime prevention framework, including anti-money laundering and fraud prevention.The main functions of the role include, but are not limited to:Leading and managing the financial crime teams throughout the bankEnsuring that the Bank’s financial crime risk assessment process is regularly reviewed and updated in order to target financial crime initiatives and resources on those areas that present the greatest riskManagement oversight of the Bank’s integrated AML and fraud prevention Read more […]
Assistant Vice President Compliance Liaison Officer recruitment
An Assistant Vice President Compliance Liaison Officer is sought for the Planning Department of a leading international securities firm in the City of London.Working closely with compliance to coordinate and manage all types of compliance issues, the compliance liaison officer will be responsible for:- Customer on-boarding and periodical reviews, mainly from an AML perspective- Managing and checking necessary documentation prior to submitting for compliance sign off- Assist compliance control room in implementing various conflict of interest controls- Providing business areas input in updating Read more […]
Sole Compliance Officer recruitment
The company trades gas, power and emissions and also has a gas storage business. This is an exciting chance to join a growing business with extensive expansion plans in the UK and Europe. The ideal candidate will: – Be capable of working autonomously to provide quality advice and support on all compliance matters within the business – Have worked within the energy space and/or at a regulator on compliance matters – Have at least 3 years experience working in compliance – Have a strong and consistent academic background
AML/KYC (German Speaker) recruitment
The successful candidate will work as part of the New Accounts team within Compliance and be responsible for new account openings and for ensuring that all accounts are opened in line with necessary requirementsMain duties• Open new accounts on a daily basis for external retail and corporate clients• Ensure that full security and ID checks in place in line with agreed procedures, using Worldcheck and other ID checking tools as required• Liaise with the New Accounts Manager and Senior Management regarding any account queries• Update spreadsheets for every account and provide reports Read more […]
Compliance Project Manager – Interim recruitment
This Life and Pensions distribution business are seeking a Compliance Project Manager on an interim basis.Within this role you will be working on a business wide basis focusing on a number of projects which will include working with Executives and Directors.The right person for this role will have strong Compliance / Regulatory experience gained from a Financial Services environment. Experience gained from a distribution environment would be preferable. Previous Project Management experience from a Compliance environment would also be advantageous. Strong stakeholder management and communication Read more […]
Financial Crime and Information Security recruitment
This dynamic and expanding global Insurance Broker is looking for a Head of Financial Crime and Information Security to join their growing team.This role will report into the Head of Compliance and involve formulating a Financial Crime strategy while leading the development and implementation of a fraud prevention programme. The role will also provide the opportunity to gain exposure to senior stakeholders across the business. The successful candidate will have previous experience within Financial Crime and Information Security. Experience within Financial Services is preferable. This role is Read more […]
Compliance Advisory- Assistant General Manager–Investment Bank recruitment
The successful candidate will provide pro-active regulatory advisory services to the corporate markets business area to help them manage, and support them in the adherence to, all established Compliance policies and procedures. This will include the provision of regulatory advice and guidance, encompassing risk identification and mitigation. You will direct the development of a business-focused compliance strategy and provide advice in order to facilitate the development of new products and services. In addition, you will assume responsibility for the initiation and management of a wide range of Read more […]